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SOCKET MOBILE, INC. (SCKT) Forms 3, 4 and 5: Stock Options

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SOCKET MOBILE, INC. Forms 3, 4 and 5: Stock Options

Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 13 rows in 2026. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.

  • 2026-08-11: Reporting owner MacDonald Brenton Earl; Form 3; Security Non-Qualified Stock Option (Right to Buy); Transaction Holding.
  • 2026-08-11: Reporting owner MacDonald Brenton Earl; Form 3; Security Non-Qualified Stock Option (Right to Buy); Transaction Holding.
  • 2026-08-11: Reporting owner MacDonald Brenton Earl; Form 3; Security Non-Qualified Stock Option (Right to Buy); Transaction Holding.
  • 2026-08-11: Reporting owner MacDonald Brenton Earl; Form 3; Security Non-Qualified Stock Option (Right to Buy); Transaction Holding.

SCKT insiders transactions against the stock price

Blue: Split-adjusted close · Orange: Cumulative dividend-reinvested close

$0.37$0.53$0.76$1.09$1.56$2.242025-09-292026-09-29$0.37$0.71$1.35$2.58$4.94$9.432021-09-292026-09-29$0.37$0.84$1.89$4.26$9.62$21.712016-09-292026-09-29$0.37$0.84$1.89$4.26$9.62$21.712006-09-292026-09-29$0.37$1.58$6.74$28.73$122.50$522.381999-04-262026-09-292005-12-30: 5 award or grants at $11.30 close — TORRESI ENZO, BASS CHARLIE, MALMED LEON and 2 more2006-01-03: 1 option exercise at $11.50 close — SCHEIER KEVIN2006-01-10: 1 option exercise at $13.90 close — SCHEIER KEVIN2006-01-17: 1 option exercise at $14.20 close — SCHEIER KEVIN2006-01-24: 1 option exercise at $14.50 close — SCHEIER KEVIN2006-01-31: 1 option exercise at $13.70 close — SCHEIER KEVIN2006-02-07: 1 option exercise at $14.10 close — SCHEIER KEVIN2006-02-14: 1 option exercise at $13.60 close — SCHEIER KEVIN2006-02-17: 8 award or grants at $11.70 close — OTT LEONARD L, PHILLIPS PETER, MILLER ROBERT J and 5 more2006-02-21: 1 option exercise at $11.40 close — SCHEIER KEVIN2006-02-28: 1 option exercise at $12.00 close — SCHEIER KEVIN2006-03-07: 1 option exercise at $12.20 close — SCHEIER KEVIN2006-03-14: 1 option exercise at $13.70 close — SCHEIER KEVIN2006-03-21: 1 option exercise at $13.00 close — SCHEIER KEVIN2006-03-28: 1 option exercise at $13.10 close — SCHEIER KEVIN2006-04-04: 1 option exercise at $12.30 close — SCHEIER KEVIN2006-04-11: 1 option exercise at $12.60 close — SCHEIER KEVIN2006-04-18: 1 option exercise at $12.30 close — SCHEIER KEVIN2006-04-19: 5 award or grants at $12.00 close — TORRESI ENZO, SEALEY PETER, RATTAZZI GIANLUCA and 2 more2006-04-25: 1 option exercise at $12.50 close — SCHEIER KEVIN2006-05-02: 1 option exercise at $12.50 close — SCHEIER KEVIN2006-05-09: 1 option exercise at $13.60 close — SCHEIER KEVIN2006-05-16: 1 option exercise at $14.30 close — SCHEIER KEVIN2006-05-23: 1 option exercise at $14.30 close — SCHEIER KEVIN2006-05-30: 1 option exercise at $14.10 close — SCHEIER KEVIN2006-06-06: 1 option exercise at $12.20 close — SCHEIER KEVIN2006-06-13: 1 option exercise at $12.10 close — SCHEIER KEVIN2006-06-20: 1 option exercise at $12.60 close — SCHEIER KEVIN2006-06-27: 1 option exercise at $11.80 close — SCHEIER KEVIN2006-07-05: 1 option exercise at $12.60 close — SCHEIER KEVIN2006-07-11: 1 option exercise at $12.70 close — SCHEIER KEVIN2006-09-13: 1 option exercise at $11.60 close — SCHEIER KEVIN2007-02-26: 8 award or grants at $10.00 close — PHILLIPS PETER, MILLER ROBERT J, OTT LEONARD L and 5 more2007-04-02: 1 award or grant at $9.30 close — Zink Robert Charles2007-04-18: 5 award or grants at $9.20 close — SEALEY PETER, TORRESI ENZO, RATTAZZI GIANLUCA and 2 more2008-01-11: 1 option exercise at $8.00 close — DUNLAP DAVID W2008-02-14: 7 award or grants at $7.20 close — Zink Robert Charles, OTT LEONARD L, MILLER TIM and 4 more2008-04-23: 6 award or grants at $6.00 close — TORRESI ENZO, SEALEY PETER, RATTAZZI GIANLUCA and 3 more2008-05-29: 2 option exercises at $7.20 close — MILLS KEVIN J, DUNLAP DAVID W2008-06-10: 1 option exercise at $7.40 close — GIFFORD MICHEAL L2009-02-23: 7 award or grants at $1.96 close — MILLS KEVIN J, DUNLAP DAVID W, Zink Robert Charles and 4 more2009-04-29: 5 award or grants at $2.36 close — SEALEY PETER, TORRESI ENZO, MILLER THOMAS O and 2 more2009-06-01: 6 award or grants at $3.45 close — MILLS KEVIN J, OTT LEONARD L, MILLER TIM and 3 more2010-03-30: 1 option exercise at $3.25 close — GIFFORD MICHEAL L2010-04-29: 4 award or grants at $3.16 close — SEALEY PETER, MALMED LEON, MILLER THOMAS O and 1 more2010-06-01: 7 award or grants at $2.74 close — MILLS KEVIN J, DUNLAP DAVID W, Furedy Charles Gary and 4 more2011-02-22: 6 award or grants at $1.82 close — MILLS KEVIN J, DUNLAP DAVID W, GIFFORD MICHEAL L and 3 more2011-04-27: 5 award or grants at $2.10 close — BASS CHARLIE, SEALEY PETER, MALMED LEON and 2 more2011-04-27: 1 option exercise at $2.10 filed · Value $21.00K — BASS CHARLIE2011-05-09: 1 option exercise at $2.89 close — GIFFORD MICHEAL L2011-05-23: 1 option exercise at $2.97 close — GIFFORD MICHEAL L2011-07-20: 2 option exercises at $2.67 close — GIFFORD MICHEAL L2011-08-22: 1 award or grant at $1.95 close — BASS CHARLIE2012-02-27: 6 award or grants at $2.36 close — MILLS KEVIN J, DUNLAP DAVID W, GIFFORD MICHEAL L and 3 more2012-04-25: 5 award or grants at $2.22 close — BASS CHARLIE, MALMED LEON, SEALEY PETER and 2 more2012-08-01: 7 award or grants at $1.20 close — BASS CHARLIE, MALMED LEON, MILLER THOMAS O and 4 more2012-11-08: 1 award or grant at $1.08 close — BASS CHARLIE2012-11-09: 6 award or grants at $1.08 close — MILLS KEVIN J, GIFFORD MICHEAL L, DUNLAP DAVID W and 3 more2013-04-01: 9 award or grants at $1.04 close — MALMED LEON, BASS CHARLIE, MILLS KEVIN J and 6 more2013-05-02: 1 option exercise at $1.08 filed · Value $6.48K — GIFFORD MICHEAL L2013-07-26: 6 award or grants at $1.50 close — BASS CHARLIE, MALMED LEON, SEALEY PETER and 3 more2014-03-03: 5 award or grants at $0.95 close — MILLS KEVIN J, DUNLAP DAVID W, OTT LEONARD L and 2 more2014-06-02: 2 award or grants at $1.89 close — BASS CHARLIE, MILLS KEVIN J2014-07-23: 3 award or grants at $1.59 close — BASS CHARLIE, SEALEY PETER, Emery Charles C Jr2015-02-23: 5 award or grants at $2.27 close — MILLS KEVIN J, DUNLAP DAVID W, OTT LEONARD L and 2 more2015-06-04: 3 award or grants at $2.00 close — BASS CHARLIE, SEALEY PETER, Emery Charles C Jr2016-02-22: 5 award or grants at $2.75 close — MILLS KEVIN J, DUNLAP DAVID W, Lopez James and 2 more2016-03-14: 2 option exercises at $1.52 filed · Value $13.39K — OTT LEONARD L2016-04-15: 1 option exercise at $1.96 filed · Value $4.12K — OTT LEONARD L2016-04-21: 1 option exercise at $1.96 filed · Value $11.76K — OTT LEONARD L2016-05-10: 3 award or grants at $3.70 close — BASS CHARLIE, SEALEY PETER, Emery Charles C Jr2016-05-25: 1 option exercise at $0.95 filed · Value $4.75K — DUNLAP DAVID W2016-06-20: 1 award or grant at $3.84 close — DUNLAP DAVID W2016-10-25: 2 option exercises at $1.96 filed · Value $84.52K — MILLS KEVIN J2016-11-22: 1 option exercise at $1.04 filed · Value $312.00 — DUNLAP DAVID W2016-11-29: 1 option exercise at $1.04 filed · Value $3.54K — DUNLAP DAVID W2016-11-30: 1 option exercise at $1.04 filed · Value $1.35K — DUNLAP DAVID W2016-12-13: 1 option exercise at $1.04 filed · Value $5.20K — DUNLAP DAVID W2017-02-27: 2 option exercises at $1.91 filed · Value $20.05K — OTT LEONARD L, DUNLAP DAVID W2017-02-28: 1 option exercise at $3.04 filed · Value $33.44 — OTT LEONARD L2017-03-03: 1 option exercise at $0.95 filed · Value $882.55 — DUNLAP DAVID W2017-03-06: 1 option exercise at $0.95 filed · Value $3.87K — DUNLAP DAVID W2017-03-31: 1 option exercise at $4.29 close — OTT LEONARD L2017-04-03: 5 award or grants at $4.22 close — MILLS KEVIN J, Lopez James, Baillif Lee and 2 more2017-04-03: 1 option exercise at $4.22 close — OTT LEONARD L2017-04-04: 1 option exercise at $4.21 close — OTT LEONARD L2017-04-05: 1 option exercise at $4.28 close — OTT LEONARD L2017-04-20: 2 option exercises at $4.30 close — OTT LEONARD L2017-05-26: 2 option exercises at $1.00 filed · Value $1.98K — DUNLAP DAVID W2017-07-03: 1 option exercise at $4.23 close — OTT LEONARD L2017-07-28: 3 award or grants at $3.88 close — BASS CHARLIE, MacDonald Brenton Earl, CHAN NELSON C2017-08-01: 1 option exercise at $4.49 close — OTT LEONARD L2017-08-25: 1 option exercise at $1.96 filed · Value $9.80K — DUNLAP DAVID W2017-08-30: 1 option exercise at $1.96 filed · Value $5.45K — DUNLAP DAVID W2018-05-02: 6 award or grants at $2.80 close — MILLS KEVIN J, DUNLAP DAVID W, Lopez James and 3 more2018-05-31: 2 option exercises at $1.00 filed · Value $4.03K — DUNLAP DAVID W2018-06-01: 4 award or grants at $2.52 close — BASS CHARLIE, PARNELL WILLIAM L. JR, MacDonald Brenton Earl and 1 more2019-02-15: 5 award or grants at $1.90 close — MILLS KEVIN J, DUNLAP DAVID W, OTT LEONARD L and 2 more2019-05-22: 5 award or grants at $2.45 close — PARNELL WILLIAM L. JR, MacDonald Brenton Earl, DUNLAP DAVID W and 2 more2019-07-26: 1 option exercise at $2.56 close — OTT LEONARD L2019-08-30: 13 other transactions at $2.32 close — Baillif Lee, OTT LEONARD L, DUNLAP DAVID W and 2 more2019-10-23: 2 award or grants at $2.24 close — Lazarev Ivan, PARNELL WILLIAM L. JR2020-05-27: 5 award or grants at $1.08 close — DUNLAP DAVID W, Lazarev Ivan, MacDonald Brenton Earl and 2 more2020-07-27: 10 option exercises at $2.22 close — OTT LEONARD L, DUNLAP DAVID W2021-01-21: 1 option exercise at $2.90 close — OTT LEONARD L2021-02-11: 1 option exercise at $1.82 filed · Value $36.25K — MILLS KEVIN J2021-02-16: 20 option exercises at $20.68 close — OTT LEONARD L, DUNLAP DAVID W2021-02-16: 1 other transaction at $20.68 close — OTT LEONARD L2021-02-22: 1 option exercise at $1.82 filed · Value $7.50K — Zhao Lynn2021-03-01: 2 option exercises at $1.72 filed · Value $10.98K — Zhao Lynn2021-05-13: 5 award or grants at $5.00 close — DUNLAP DAVID W, Lazarev Ivan, MacDonald Brenton Earl and 2 more2021-06-01: 1 award or grant at $5.92 close — Holmes David A.2021-07-22: 1 option exercise at $5.80 close — Lazarev Ivan2021-07-23: 2 option exercises at $8.35 close — MILLS KEVIN J2021-08-09: 1 option exercise at $1.95 filed · Value $19.50K — BASS CHARLIE2021-10-19: 1 option exercise at $8.25 close — MILLS KEVIN J2022-01-04: 1 option exercise at $4.28 close — MILLS KEVIN J2022-01-06: 1 option exercise at $4.07 close — MILLS KEVIN J2022-04-22: 1 option exercise at $4.08 close — BASS CHARLIE2022-06-15: 5 award or grants at $3.05 close — BASS CHARLIE, PARNELL WILLIAM L. JR, MacDonald Brenton Earl and 2 more2022-07-29: 1 option exercise at $2.83 close — BASS CHARLIE2022-08-03: 2 award or grants at $2.95 close — DUNLAP DAVID W, Weinstein Laura2022-11-04: 1 option exercise at $1.78 close — BASS CHARLIE2023-01-03: 1 option exercise at $1.95 close — MILLS KEVIN J2023-02-28: 1 option exercise at $2.11 close — Zhao Lynn2023-03-30: 1 option exercise at $1.94 close — BASS CHARLIE2023-05-26: 4 option exercises at $1.34 close — MILLS KEVIN J2023-07-18: 1 option exercise at $1.46 close — BASS CHARLIE2024-02-29: 1 option exercise at $1.05 close — Zhao Lynn2024-06-25: 38 other transactions at $1.12 close — Holmes David A., OTT LEONARD L, BASS CHARLIE and 4 more2024-06-26: 1 award or grant at $1.08 close — BASS CHARLIE2025-10-01: 1 award or grant at $1.02 close — Holmes David A.2026-02-27: 7 award or grants at $0.90 close — BASS CHARLIE, PARNELL WILLIAM L. JR, Lazarev Ivan and 4 more

Logarithmic scale. Both lines share the same starting value for the selected range.

Markers: each transaction type positioned at that session's split-adjusted close. Tooltips retain the reported transaction price when available.

Transaction dateReporting ownerFormSecurityTransactionSharesPricePrice that dayFiling
2026-08-11
holding as of filing		MacDonald Brenton Earl
Director		3Non-Qualified Stock Option (Right to Buy)
Derivative · Direct		Holding$3.05
exercise price		2026-08-11
2026-08-11
holding as of filing		MacDonald Brenton Earl
Director		3Non-Qualified Stock Option (Right to Buy)
Derivative · Direct		Holding$5.00
exercise price		2026-08-11
2026-08-11
holding as of filing		MacDonald Brenton Earl
Director		3Non-Qualified Stock Option (Right to Buy)
Derivative · Direct		Holding$1.08
exercise price		2026-08-11
2026-08-11
holding as of filing		MacDonald Brenton Earl
Director		3Non-Qualified Stock Option (Right to Buy)
Derivative · Direct		Holding$2.45
exercise price		2026-08-11
2026-08-11
holding as of filing		MacDonald Brenton Earl
Director		3Non-Qualified Stock Option (Right to Buy)
Derivative · Direct		Holding$2.52
exercise price		2026-08-11
2026-08-11
holding as of filing		MacDonald Brenton Earl
Director		3Non-Qualified Stock Option (Right to Buy)
Derivative · Direct		Holding$3.88
exercise price		2026-08-11
2026-02-27BASS CHARLIE
Director, 10% Owner		4Common Stock Option
Derivative · Direct		A Grant, award or other acquisition pursuant to Rule 16b-3(d)+16,000
159,000 owned after		$1.00
exercise price		$0.902026-03-03
2026-02-27PARNELL WILLIAM L. JR
Director		4Common Stock Option
Derivative · Direct		A Grant, award or other acquisition pursuant to Rule 16b-3(d)+16,000
62,000 owned after		$1.00
exercise price		$0.902026-03-03
2026-02-27Lazarev Ivan
Director		4Common Stock Option
Derivative · Direct		A Grant, award or other acquisition pursuant to Rule 16b-3(d)+12,400
33,400 owned after		$1.00
exercise price		$0.902026-03-03
2026-02-27MILLS KEVIN J
Director, Officer (Chief Executive Officer)		4Common Stock Option
Derivative · Direct		A Grant, award or other acquisition pursuant to Rule 16b-3(d)+54,750
211,950 owned after		$1.00
exercise price		$0.902026-03-03
2026-02-27Holmes David A.
Officer (Chief Business Officer)		4Common Stock Option
Derivative · Direct		A Grant, award or other acquisition pursuant to Rule 16b-3(d)+48,300
173,300 owned after		$1.00
exercise price		$0.902026-03-03
2026-02-27OTT LEONARD L
Officer (Chief Information Officer)		4Common Stock Option
Derivative · Direct		A Grant, award or other acquisition pursuant to Rule 16b-3(d)+21,900
110,850 owned after		$1.00
exercise price		$0.902026-03-03
2026-02-27Zhao Lynn
Director, Officer (Chief Financial Officer)		4Common Stock Option
Derivative · Direct		A Grant, award or other acquisition pursuant to Rule 16b-3(d)+23,800
91,060 owned after		$1.00
exercise price		$0.902026-03-03

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