RAND CAPITAL CORPORATION Material Contracts
Every material contract the company filed as Exhibit 10 (executive pay plans, credit agreements, supplier and indemnity agreements), newest first, with the filing's own description.
- 2022-06-27: Form 8-K; Exhibit 10.5; Description General Security Agreement, dated June 27, 2022, by Rand Capital Corporation and each of the subsidiaries listed therein, as debtors, in favor of Manufacturers and Traders Trust Company, as the secured party..
- 2022-06-27: Form 8-K; Exhibit 10.4; Description Variable Rate Rider (Daily Simple SOFR), dated June 27, 2022, by Rand Capital Corporation, as borrower..
- 2022-06-27: Form 8-K; Exhibit 10.3; Description Addendum to Line of Credit Note, dated June 27, 2022, by Rand Capital Corporation, as borrower..
- 2022-06-27: Form 8-K; Exhibit 10.2; Description Revolving Line Note, dated June 27, 2022, by Rand Capital Corporation, as borrower..
| Filed | Form | Exhibit | Description |
|---|---|---|---|
| 2022-06-27 | 8-K | 10.5 | General Security Agreement, dated June 27, 2022, by Rand Capital Corporation and each of the subsidiaries listed therein, as debtors, in favor of Manufacturers and Traders Trust Company, as the secured party. |
| 2022-06-27 | 8-K | 10.4 | Variable Rate Rider (Daily Simple SOFR), dated June 27, 2022, by Rand Capital Corporation, as borrower. |
| 2022-06-27 | 8-K | 10.3 | Addendum to Line of Credit Note, dated June 27, 2022, by Rand Capital Corporation, as borrower. |
| 2022-06-27 | 8-K | 10.2 | Revolving Line Note, dated June 27, 2022, by Rand Capital Corporation, as borrower. |
| 2022-06-27 | 8-K | 10.1 | Credit Agreement, dated June 27, 2022, by and between Rand Capital Corporation, as borrower, and M&T Bank, as lender. |
| 2021-01-04 | 8-K | 10.2 | Administration Agreement, dated as of December 31, 2020, between Rand Capital Corporation and Rand Capital Management LLC. |
| 2021-01-04 | 8-K | 10.1 | Investment Advisory and Management Agreement, dated as of December 31, 2020, between Rand Capital Corporation and Rand Capital Management LLC. |
| 2019-11-12 | 8-K | 10.5 | Cancellation Agreement, dated as of November 8, 2019, by and between Rand Capital Corporation and Daniel P. Penberthy |
| 2019-11-12 | 8-K | 10.4 | Cancellation Agreement, dated as of November 8, 2019, by and between Rand Capital Corporation and Allen F. Grum |
| 2019-11-12 | 8-K | 10.3 | Shareholder Agreement, dated as of November 8, 2019, by and between Rand Capital Corporation and East Asset Management, LLC |
| 2019-11-12 | 8-K | 10.2 | Administration Agreement, dated as of November 8, 2019, by and between Rand Capital Corporation and Rand Capital Management LLC |
| 2019-11-12 | 8-K | 10.1 | Investment Advisory and Management Agreement, dated as of November 8, 2019, by and between Rand Capital Corporation and Rand Capital Management LLC |
| 2019-01-25 | 8-K | 10.1 | Stock Purchase Agreement, dated as of January 24, 2019, by and among East Asset Management, LLC, Rand Capital Corporation and, solely for purposes of being bound by Sections 7.10 and 10.9(a) and (b) thereof, Rand Capital Management LLC |
| 2017-03-03 | 8-K | 10.2 | Change in Control Agreement, dated as of March 1, 2017, by and between Rand Capital Corporation and Daniel P. Penberthy |
| 2017-03-03 | 8-K | 10.1 | Change in Control Agreement, dated as of March 1, 2017, by and between Rand Capital Corporation and Allen F. Grum |