QAD Inc. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 62 rows, 62 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2014-04-10: Reporting owner Adelson Scott Joseph; Form 4; Security Non-Qualified Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2014-04-10: Reporting owner Adelson Scott Joseph; Form 4; Security Non-Qualified Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2014-04-09: Reporting owner Adelson Scott Joseph; Form 4; Security Non-Qualified Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2014-04-04: Reporting owner Adelson Scott Joseph; Form 4; Security Non-Qualified Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2014-04-10 | Adelson Scott Joseph Director | 4 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,399 0 owned after | $15.20 exercise price | 2014-04-14 | |
| 2014-04-10 | Adelson Scott Joseph Director | 4 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,000 0 owned after | $15.20 exercise price | 2014-04-14 | |
| 2014-04-09 | Adelson Scott Joseph Director | 4 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,038 2,399 owned after | $15.20 exercise price | 2014-04-11 | |
| 2014-04-04 | Adelson Scott Joseph Director | 4 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +3,000 8,437 owned after | $15.20 exercise price | 2014-04-08 | |
| 2014-03-28 | Adelson Scott Joseph Director | 4 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +563 11,437 owned after | $15.20 exercise price | 2014-04-01 | |
| 2010-12-15 | LOPKER PAMELA M Director, Officer (President), 10% Owner | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −150,000 0 owned after | $12.32 exercise price | 2011-02-15 | |
| 2010-12-15 | LOPKER PAMELA M Director, Officer (President), 10% Owner | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $24.64 exercise price | 2011-02-15 | |
| 2010-12-15 | LOPKER PAMELA M Director, Officer (President), 10% Owner | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +60,000 60,000 owned after | $24.64 exercise price | 2011-02-15 | |
| 2010-12-15 | LOPKER PAMELA M Director, Officer (President), 10% Owner | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −150,000 0 owned after | $7.69 exercise price | 2011-02-15 | |
| 2010-12-15 | LOPKER PAMELA M Director, Officer (President), 10% Owner | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $15.38 exercise price | 2011-02-15 | |
| 2010-12-15 | LOPKER PAMELA M Director, Officer (President), 10% Owner | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +60,000 60,000 owned after | $15.38 exercise price | 2011-02-15 | |
| 2010-12-15 | LOPKER KARL F Director, Officer (CEO), 10% Owner | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −150,000 0 owned after | $12.32 exercise price | 2011-02-15 | |
| 2010-12-15 | LOPKER KARL F Director, Officer (CEO), 10% Owner | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $24.64 exercise price | 2011-02-15 | |
| 2010-12-15 | LOPKER KARL F Director, Officer (CEO), 10% Owner | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +60,000 60,000 owned after | $24.64 exercise price | 2011-02-15 | |
| 2010-12-15 | LOPKER KARL F Director, Officer (CEO), 10% Owner | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −150,000 0 owned after | $7.69 exercise price | 2011-02-15 | |
| 2010-12-15 | LOPKER KARL F Director, Officer (CEO), 10% Owner | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $15.38 exercise price | 2011-02-15 | |
| 2010-12-15 | LOPKER KARL F Director, Officer (CEO), 10% Owner | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +60,000 60,000 owned after | $15.38 exercise price | 2011-02-15 | |
| 2010-12-15 | VAN CUYLENBURG PETER Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −15,000 0 owned after | $7.55 exercise price | 2011-02-15 | |
| 2010-12-15 | VAN CUYLENBURG PETER Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,500 1,500 owned after | $15.10 exercise price | 2011-02-15 | |
| 2010-12-15 | VAN CUYLENBURG PETER Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,000 6,000 owned after | $15.10 exercise price | 2011-02-15 | |
| 2010-12-15 | VAN CUYLENBURG PETER Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −15,000 0 owned after | $9.29 exercise price | 2011-02-15 | |
| 2010-12-15 | VAN CUYLENBURG PETER Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,500 1,500 owned after | $18.58 exercise price | 2011-02-15 | |
| 2010-12-15 | VAN CUYLENBURG PETER Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,000 6,000 owned after | $18.58 exercise price | 2011-02-15 | |
| 2010-12-15 | VAN CUYLENBURG PETER Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −15,000 0 owned after | $7.69 exercise price | 2011-02-15 | |
| 2010-12-15 | VAN CUYLENBURG PETER Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,500 1,500 owned after | $15.38 exercise price | 2011-02-15 | |
| 2010-12-15 | VAN CUYLENBURG PETER Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,000 6,000 owned after | $15.38 exercise price | 2011-02-15 | |
| 2010-12-15 | Adelson Scott Joseph Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −30,000 0 owned after | $7.60 exercise price | 2011-02-15 | |
| 2010-12-15 | Adelson Scott Joseph Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,000 3,000 owned after | $15.20 exercise price | 2011-02-15 | |
| 2010-12-15 | Adelson Scott Joseph Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,000 12,000 owned after | $15.20 exercise price | 2011-02-15 | |
| 2010-09-29 | VAN CUYLENBURG PETER Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,200 0 owned after | $1.85 exercise price | 2010-09-30 | |
| 2010-09-28 | VAN CUYLENBURG PETER Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,800 9,200 owned after | $1.85 exercise price | 2010-09-29 | |
| 2009-08-13 | Fleming Gordon Officer (EVP & Chief Marketing Officer) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −20,000 0 owned after | $12.43 exercise price | 2009-08-18 | |
| 2009-08-13 | Fleming Gordon Officer (EVP & Chief Marketing Officer) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −12,000 0 owned after | $7.84 exercise price | 2009-08-18 | |
| 2009-08-13 | Bellamy Kara Officer (VP & Chief Accounting Officer) | 4 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −4,000 0 owned after | $5.95 exercise price | 2009-08-18 | |
| 2009-08-13 | Bellamy Kara Officer (VP & Chief Accounting Officer) | 4 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −4,000 0 owned after | $7.84 exercise price | 2009-08-18 | |
| 2009-04-15 holding as of filing | Fleming Gordon Officer (EVP & Chief Marketing Officer) | 3 | Non-Qualified Stock Option (right to buy) Derivative · Direct | Holding | $3.25 exercise price | 2009-04-15 | ||
| 2009-04-15 holding as of filing | Fleming Gordon Officer (EVP & Chief Marketing Officer) | 3 | Non-Qualified Stock Option (right to buy) Derivative · Direct | Holding | $12.43 exercise price | 2009-04-15 | ||
| 2009-04-15 holding as of filing | Fleming Gordon Officer (EVP & Chief Marketing Officer) | 3 | Non-Qualified Stock Option (right to buy) Derivative · Direct | Holding | $7.84 exercise price | 2009-04-15 | ||
| 2008-10-22 holding as of filing | LENDER DANIEL Officer (EVP and CFO) | 3 | Non-Qualified Stock Option (right to buy) Derivative · Direct | Holding | $8.13 exercise price | 2008-10-22 | ||
| 2008-10-22 holding as of filing | LENDER DANIEL Officer (EVP and CFO) | 3 | Non-Qualified Stock Option (right to buy) Derivative · Direct | Holding | $7.82 exercise price | 2008-10-22 | ||
| 2008-01-28 holding as of filing | Bellamy Kara Officer (VP & Chief Accounting Officer) | 3 | Non-Qualified Stock Option ( Right to Buy) Derivative · Direct | Holding | $5.95 exercise price | 2008-01-28 | ||
| 2008-01-28 holding as of filing | Bellamy Kara Officer (VP & Chief Accounting Officer) | 3 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | Holding | $7.84 exercise price | 2008-01-28 | ||
| 2007-06-14 | LENDER DANIEL Officer (EVP & CFO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +1,875 0 owned after | $4.63 | 2007-06-15 | |
| 2007-06-14 | LENDER DANIEL Officer (EVP & CFO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +7,500 0 owned after | $3.07 | 2007-06-15 | |
| 2007-06-14 | LENDER DANIEL Officer (EVP & CFO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +18,000 0 owned after | $3.25 | 2007-06-15 | |
| 2007-04-23 | DESILETS ROLAND B Officer (EVP, Secy & General Counsel) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +3,000 0 owned after | $3.25 | 2007-04-24 | |
| 2007-04-23 | DESILETS ROLAND B Officer (EVP, Secy & General Counsel) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +10,000 10,000 owned after | $9.71 | 2007-04-24 | |
| 2007-04-23 | DESILETS ROLAND B Officer (EVP, Secy & General Counsel) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +6,250 18,750 owned after | $7.82 | 2007-04-24 | |
| 2007-01-12 | DESILETS ROLAND B Officer (EVP,Secy & General Counsel) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +9,000 3,000 owned after | $3.25 | 2007-01-16 | |
| 2007-01-11 | DESILETS ROLAND B Officer (EVP,Secy & General Counsel) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +10,000 10,000 owned after | $2.50 | 2007-01-12 | |
| 2006-12-22 | MILLER VALERIE J Officer (VP & Corporate Controller) | 4 | Non-qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +3,000 9,000 owned after | $7.82 | 2006-12-27 | |
| 2006-10-04 | RAY MURRAY W Officer (EVP & Chief People Officer) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +4,434 4,434 owned after | $2.70 | 2006-10-06 | |
| 2006-09-29 | RAY MURRAY W Officer (EVP & Chief People Officer) | 4 | Non-qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +4,563 4,563 owned after | $4.63 | 2006-10-02 | |
| 2006-09-29 | RAY MURRAY W Officer (EVP & Chief People Officer) | 4 | Non-qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +5,566 5,566 owned after | $2.70 | 2006-10-02 | |
| 2006-04-24 holding as of filing | Adelson Scott Joseph Director | 3 | Non-Qualified Stock Option (right to buy) Derivative · Direct | Holding | $7.60 exercise price | 2006-04-24 | ||
| 2006-04-12 | MILLER VALERIE J Officer (VP & Corporate Controller) | 4 | Non-qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +6,000 3,000 owned after | $3.25 | 2006-04-12 | |
| 2006-04-04 | MILLER VALERIE J Officer (VP & Corporate Controller) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +500 0 owned after | $4.63 | 2006-04-05 | |
| 2006-04-04 | MILLER VALERIE J Officer (VP & Corporate Controller) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +3,000 0 owned after | $2.79 | 2006-04-05 | |
| 2006-03-23 | LODATO MICHAEL W Officer (EVP & Chief Marketing Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +77,400 0 owned after | $2.87 exercise price | 2006-03-24 | |
| 2006-03-21 | LENDER DANIEL Officer (EVP & CFO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +5,000 0 owned after | $1.78 | 2006-03-22 | |
| 2006-03-21 | LENDER DANIEL Officer (EVP & CFO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +15,000 7,500 owned after | $3.07 | 2006-03-22 | |
| 2006-01-11 | LODATO MICHAEL W Officer (EVP & Chief Marketing Officer) | 4 | Non-qualified stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +8,000 77,400 owned after | $2.87 | 2006-01-12 |