DOUGLAS DYNAMICS, INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 49 rows, 49 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2015-08-06: Reporting owner Adamson Mark; Form 4; Security Employee Stock option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2015-05-07: Reporting owner Adamson Mark; Form 4; Security Employee Stock option (right to buy); Transaction Holding.
- 2015-03-09: Reporting owner Adamson Mark; Form 4; Security Employee Stock option (right to buy); Transaction Holding.
- 2015-03-05: Reporting owner Adamson Mark; Form 4; Security Employee Stock option (right to buy); Transaction Holding.
PLOW insiders transactions against the stock price
Blue: Split-adjusted close · Orange: Cumulative dividend-reinvested close
Logarithmic scale. Both lines share the same starting value for the selected range.
Markers: each transaction type positioned at that session's split-adjusted close. Tooltips retain the reported transaction price when available.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2015-08-06 | Adamson Mark Officer (SVP, Sales and Marketing) | 4 | Employee Stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −26,350 0 owned after | $4.21 exercise price | $22.82 | 2015-08-10 |
| 2015-05-07 holding as of filing | Adamson Mark Officer (SVP, Sales and Marketing) | 4 | Employee Stock option (right to buy) Derivative · Direct | Holding | 26,350 owned after | $4.21 exercise price | 2015-05-07 | |
| 2015-03-09 holding as of filing | Adamson Mark Officer (SVP, Sales and Marketing) | 4 | Employee Stock option (right to buy) Derivative · Direct | Holding | 26,350 owned after | $4.21 exercise price | 2015-03-09 | |
| 2015-03-05 holding as of filing | Adamson Mark Officer (SVP, Sales and Marketing) | 4 | Employee Stock option (right to buy) Derivative · Direct | Holding | 26,350 owned after | $4.21 exercise price | 2015-03-05 | |
| 2015-01-07 holding as of filing | Adamson Mark Officer (SVP, Sales and Marketing) | 4 | Employee Stock option (right to buy) Derivative · Direct | Holding | 26,350 owned after | $4.21 exercise price | 2015-01-07 | |
| 2014-05-08 holding as of filing | Adamson Mark Officer (SVP, Sales and Marketing) | 4 | Employee Stock option (right to buy) Derivative · Direct | Holding | 26,350 owned after | $4.21 exercise price | 2014-05-08 | |
| 2014-03-07 holding as of filing | Adamson Mark Officer (VP, Sales and Marketing) | 4 | Employee Stock option (right to buy) Derivative · Direct | Holding | 26,350 owned after | $4.21 exercise price | 2014-03-07 | |
| 2014-01-07 holding as of filing | Adamson Mark Officer (VP, Sales and Marketing) | 4 | Employee Stock option (right to buy) Derivative · Direct | Holding | 26,350 owned after | $4.21 exercise price | 2014-01-07 | |
| 2013-05-08 holding as of filing | Adamson Mark Officer (VP, Sales and Marketing) | 4 | Employee Stock option (right to buy) Derivative · Direct | Holding | 26,350 owned after | $4.21 exercise price | 2013-05-08 | |
| 2013-03-08 holding as of filing | Adamson Mark Officer (VP, Sales and Marketing) | 4 | Employee Stock option (right to buy) Derivative · Direct | Holding | 26,350 owned after | $4.21 exercise price | 2013-03-08 | |
| 2013-01-04 holding as of filing | Adamson Mark Officer (VP, Sales and Marketing) | 4 | Employee Stock option (right to buy) Derivative · Direct | Holding | 26,350 owned after | $4.21 exercise price | 2013-01-04 | |
| 2012-05-08 holding as of filing | Adamson Mark Officer (VP, Sales and Marketing) | 4 | Employee Stock option (right to buy) Derivative · Direct | Holding | 26,350 owned after | $4.21 exercise price | 2012-05-08 | |
| 2012-03-12 holding as of filing | Adamson Mark Officer (VP, Sales and Marketing) | 4 | Employee Stock option (right to buy) Derivative · Direct | Holding | 26,350 owned after | $4.21 exercise price | 2012-03-12 | |
| 2011-05-20 | Janik James L Director, Officer (President and CEO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −97,314 0 owned after | $4.21 exercise price | $15.14 | 2011-05-23 |
| 2011-05-20 | Adamson Mark Officer (VP, Sales and Marketing) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −47,883 26,350 owned after | $4.21 exercise price | $15.14 | 2011-05-23 |
| 2011-05-10 holding as of filing | Janik James L Director, Officer (President and CEO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | Holding | 97,314 owned after | $4.21 exercise price | 2011-05-10 | |
| 2011-05-10 holding as of filing | Adamson Mark Officer (VP, Sales and Marketing) | 4 | Employee Stock Option (right to buy) Derivative · Direct | Holding | 74,233 owned after | $4.21 exercise price | 2011-05-10 | |
| 2011-03-18 | Janik James L Director, Officer (President and CEO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −50,000 97,314 owned after | $4.21 exercise price | $13.61 | 2011-03-21 |
| 2011-03-15 | Janik James L Director, Officer (President and CEO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −21,839 147,314 owned after | $4.21 exercise price | $14.36 | 2011-03-17 |
| 2011-03-15 | Adamson Mark Officer (VP, Sales and Marketing) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,278 74,233 owned after | $4.21 exercise price | $14.36 | 2011-03-17 |
| 2011-03-14 | WICKHAM MICHAEL W Director | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +32,791 0 owned after | $4.21 exercise price | $14.52 | 2011-03-16 |
| 2011-03-14 | Peiffer Jack O Director | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −32,791 0 owned after | $4.21 exercise price | $14.52 | 2011-03-16 |
| 2011-03-11 holding as of filing | Janik James L Director, Officer (President and CEO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | Holding | 169,153 owned after | $4.21 exercise price | 2011-03-11 | |
| 2011-03-11 holding as of filing | Adamson Mark Officer (VP, Sales and Marketing) | 4 | Employee Stock Option (right to buy) Derivative · Direct | Holding | 79,511 owned after | $4.21 exercise price | 2011-03-11 | |
| 2011-01-05 holding as of filing | WICKHAM MICHAEL W Director | 4 | Employee Stock Option (right to buy) Derivative · Direct | Holding | 32,791 owned after | $4.21 exercise price | 2011-01-05 | |
| 2011-01-05 holding as of filing | Peiffer Jack O Director | 4 | Employee Stock Option (right to buy) Derivative · Direct | Holding | 32,791 owned after | $4.21 exercise price | 2011-01-05 | |
| 2011-01-05 holding as of filing | Janik James L Director, Officer (President and CEO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | Holding | 169,153 owned after | $4.21 exercise price | 2011-01-05 | |
| 2011-01-05 holding as of filing | Adamson Mark Officer (VP, Sales and Marketing) | 4 | Employee Stock Option (right to buy) Derivative · Direct | Holding | 79,511 owned after | $4.21 exercise price | 2011-01-05 | |
| 2010-11-30 holding as of filing | Janik James L Director, Officer (President and CEO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | Holding | 169,153 owned after | $4.21 exercise price | 2010-11-30 | |
| 2010-08-09 | Janik James L Director, Officer (President and CEO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −96,614 169,153 owned after | $4.21 exercise price | $11.30 | 2010-08-11 |
| 2010-08-06 | McCormick Robert L Officer (EVP, CFO, Treasurer, Secretary) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −78,047 0 owned after | $4.21 exercise price | $11.16 | 2010-08-10 |
| 2010-05-14 | ARES CORPORATE OPPORTUNITIES FUND LP | ACOF OPERATING MANAGER LP | ACOF MANAGEMENT LP | ARES PARTNERS MANAGEMENT CO LLC | ARES MANAGEMENT LLC Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,006 13,628 owned after | $4.21 exercise price | $11.57 | 2010-05-17 |
| 2010-05-13 | WICKHAM MICHAEL W Director | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,826 32,791 owned after | $4.21 exercise price | $11.32 | 2010-05-17 |
| 2010-05-13 | Peiffer Jack O Director | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,826 32,791 owned after | $4.21 exercise price | $11.32 | 2010-05-17 |
| 2010-05-13 | McCormick Robert L Officer (VP, CFO, Treasurer, Secretary) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,493 78,047 owned after | $4.21 exercise price | $11.32 | 2010-05-17 |
| 2010-05-13 | Janik James L Director, Officer (President and CEO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −48,984 265,767 owned after | $4.21 exercise price | $11.32 | 2010-05-17 |
| 2010-05-13 | Adamson Mark Officer (VP, Sales and Marketing) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,708 79,511 owned after | $4.21 exercise price | $11.32 | 2010-05-17 |
| 2010-05-10 | WICKHAM MICHAEL W Director | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,355 37,617 owned after | $4.21 exercise price | $11.55 | 2010-05-12 |
| 2010-05-10 | Peiffer Jack O Director | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,355 37,617 owned after | $4.21 exercise price | $11.55 | 2010-05-12 |
| 2010-05-10 | McCormick Robert L Officer (VP, CFO, Treasurer, Secretary) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −27,025 89,540 owned after | $4.21 exercise price | $11.55 | 2010-05-12 |
| 2010-05-10 | Janik James L Director, Officer (President and CEO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −115,195 314,751 owned after | $4.21 exercise price | $11.55 | 2010-05-12 |
| 2010-05-10 | Adamson Mark Officer (VP, Sales and Marketing) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −27,531 91,219 owned after | $4.21 exercise price | $11.55 | 2010-05-12 |
| 2010-05-10 | ARES MANAGEMENT LLC | ACOF OPERATING MANAGER LP | ARES CORPORATE OPPORTUNITIES FUND LP | ARES PARTNERS MANAGEMENT CO LLC | ACOF MANAGEMENT LP Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,719 15,634 owned after | $4.21 exercise price | $11.55 | 2010-05-10 |
| 2010-05-05 holding as of filing | ARES CORPORATE OPPORTUNITIES FUND LP | ARES MANAGEMENT LLC | ACOF OPERATING MANAGER LP | ARES PARTNERS MANAGEMENT CO LLC | ACOF MANAGEMENT LP Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 3 | Stock Option Derivative · Direct | Holding | $4.21 exercise price | 2010-05-05 | ||
| 2010-05-04 holding as of filing | WICKHAM MICHAEL W Director | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $4.21 exercise price | 2010-05-04 | ||
| 2010-05-04 holding as of filing | Peiffer Jack O Director | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $4.21 exercise price | 2010-05-04 | ||
| 2010-05-04 holding as of filing | McCormick Robert L Officer (VP, CFO, Treasurer, Secretary) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $4.21 exercise price | 2010-05-04 | ||
| 2010-05-04 holding as of filing | Janik James L Director, Officer (President and CEO) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $4.21 exercise price | 2010-05-04 | ||
| 2010-05-04 holding as of filing | Adamson Mark Officer (VP, Sales and Marketing) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $4.21 exercise price | 2010-05-04 |
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