PIPR Insider Transactions — Page 4
407 retained open-market purchase and sale rows from SEC Forms 3, 4 and 5, newest first. This page shows rows 301–400; provenance stays internal.
| Insider profile | Role | Date | Transaction | Shares | Price |
|---|---|---|---|---|---|
| O'Brien Brien M | Head of Asset Management | 2012-10-25 | Sale | 6,500.0 | $27.28 |
| LaRue R Scott | Co-Head Global IB | 2012-10-22 | Sale | 5,000.0 | $27.25 |
| LaRue R Scott | Co-Head Global IB | 2012-10-22 | Sale | 5,000.0 | $27.4 |
| O'Brien Brien M | Head of Asset Management | 2012-10-22 | Sale | 5,000.0 | $27.71 |
| LaRue R Scott | Co-Head Global IB | 2012-10-19 | Sale | 4,800.0 | $27.25 |
| O'Brien Brien M | Head of Asset Management | 2012-10-19 | Sale | 15,000.0 | $27.11 |
| LaRue R Scott | Co-Head Global IB | 2012-10-18 | Sale | 5,200.0 | $27.32 |
| Abraham Chad R | Co-Head Global IB | 2012-10-18 | Sale | 10,000.0 | $27.59 |
| O'Brien Brien M | Head of Asset Management | 2012-10-18 | Sale | 15,000.0 | $27.53 |
| O'Brien Brien M | Head of Asset Management | 2012-08-16 | Sale | 10,000.0 | $23.23 |
| O'Brien Brien M | Head of Asset Management | 2012-08-08 | Sale | 5,000.0 | $21.97 |
| O'Brien Brien M | Head of Asset Management | 2012-08-07 | Sale | 2,149.0 | $21.52 |
| O'Brien Brien M | Head of Asset Management | 2012-08-06 | Sale | 7,851.0 | $21.37 |
| O'Brien Brien M | Head of Asset Management | 2012-07-27 | Sale | 10,000.0 | $21.24 |
| O'Brien Brien M | Head of Asset Management | 2012-07-26 | Sale | 433.0 | $20.47 |
| O'Brien Brien M | Head of Asset Management | 2012-07-26 | Sale | 20,000.0 | $20.51 |
| O'Brien Brien M | Head of Asset Management | 2012-04-24 | Sale | 13,845.0 | $24.4 |
| O'Brien Brien M | Head of Asset Management | 2012-04-24 | Sale | 6,155.0 | $24.4 |
| O'Brien Brien M | Head of Asset Management | 2012-02-10 | Sale | 964.0 | $23.17 |
| O'Brien Brien M | Head of Asset Management | 2012-02-10 | Sale | 7,835.0 | $23.17 |
| O'Brien Brien M | Head of Asset Management | 2012-02-09 | Sale | 406.0 | $24.0 |
| O'Brien Brien M | Head of Asset Management | 2012-02-09 | Sale | 3,295.0 | $24.0 |
| Winges Martin Bradley | Head, Fixed Income Services | 2012-01-26 | Purchase | 5,268.96 | $21.96 |
| O'Brien Brien M | Head of Asset Management | 2012-01-26 | Sale | 3,833.0 | $21.88 |
| O'Brien Brien M | Head of Asset Management | 2012-01-26 | Sale | 31,167.0 | $21.88 |
| O'Brien Brien M | Head of Asset Management | 2011-11-15 | Sale | 3,500.0 | $20.42 |
| O'Brien Brien M | Head of Asset Management | 2011-11-15 | Sale | 6,500.0 | $20.42 |
| O'Brien Brien M | Head of Asset Management | 2011-11-15 | Sale | 10,000.0 | $20.42 |
| O'Brien Brien M | Head of Asset Management | 2011-11-10 | Sale | 3,500.0 | $20.12 |
| O'Brien Brien M | Head of Asset Management | 2011-11-10 | Sale | 6,500.0 | $20.12 |
| O'Brien Brien M | Head of Asset Management | 2011-11-10 | Sale | 10,000.0 | $20.12 |
| O'Brien Brien M | Head of Asset Management | 2011-11-04 | Sale | 6,500.0 | $19.43 |
| O'Brien Brien M | Head of Asset Management | 2011-11-04 | Sale | 13,500.0 | $19.43 |
| O'Brien Brien M | Head of Asset Management | 2011-11-04 | Sale | 20,000.0 | $19.43 |
| DUFF ANDREW S | Chairman and CEO | 2011-10-26 | Purchase | 5,000.0 | $18.4 |
| PIPER ADDISON L | Director | 2010-08-12 | Purchase | 100.0 | $28.2 |
| PIPER ADDISON L | Director | 2010-08-12 | Purchase | 100.0 | $28.15 |
| PIPER ADDISON L | Director | 2010-08-12 | Purchase | 100.0 | $28.12 |
| PIPER ADDISON L | Director | 2010-08-12 | Purchase | 100.0 | $28.08 |
| PIPER ADDISON L | Director | 2010-08-12 | Purchase | 100.0 | $28.07 |
| PIPER ADDISON L | Director | 2010-08-12 | Purchase | 300.0 | $28.02 |
| PIPER ADDISON L | Director | 2010-08-12 | Purchase | 200.0 | $28.01 |
| PIPER ADDISON L | Director | 2010-08-12 | Purchase | 192.0 | $28.0 |
| PIPER ADDISON L | Director | 2010-08-12 | Purchase | 100.0 | $27.98 |
| PIPER ADDISON L | Director | 2010-08-12 | Purchase | 100.0 | $27.98 |
| PIPER ADDISON L | Director | 2010-08-12 | Purchase | 108.0 | $27.96 |
| PIPER ADDISON L | Director | 2010-08-12 | Purchase | 300.0 | $27.95 |
| PIPER ADDISON L | Director | 2010-08-12 | Purchase | 100.0 | $27.94 |
| PIPER ADDISON L | Director | 2010-08-12 | Purchase | 100.0 | $27.9 |
| FIREBAUGH RONALD T | Chief Administrative Officer | 2010-07-23 | Purchase | 3,500.0 | $28.09 |
| DUFF ANDREW S | Chairman and CEO | 2010-07-22 | Purchase | 2,500.0 | $28.2 |
| DUFF ANDREW S | Chairman and CEO | 2010-07-22 | Purchase | 1,700.0 | $28.18 |
| DUFF ANDREW S | Chairman and CEO | 2010-07-22 | Purchase | 800.0 | $28.17 |
| DUFF ANDREW S | Chairman and CEO | 2010-04-29 | Purchase | 2,500.0 | $38.68 |
| O'Brien Brien M | Head of Asset Management | 2010-04-23 | Purchase | 100.0 | $37.91 |
| O'Brien Brien M | Head of Asset Management | 2010-04-23 | Purchase | 900.0 | $37.92 |
| Wilson David I | CEO of Piper Jaffray Ltd. | 2010-02-24 | Sale | 500.0 | $44.27 |
| Wilson David I | CEO of Piper Jaffray Ltd. | 2010-02-24 | Sale | 600.0 | $44.29 |
| Wilson David I | CEO of Piper Jaffray Ltd. | 2010-02-24 | Sale | 500.0 | $44.3 |
| Wilson David I | CEO of Piper Jaffray Ltd. | 2010-02-24 | Sale | 500.0 | $44.32 |
| Wilson David I | CEO of Piper Jaffray Ltd. | 2010-02-24 | Sale | 490.0 | $44.33 |
| Wilson David I | CEO of Piper Jaffray Ltd. | 2010-02-24 | Sale | 500.0 | $44.35 |
| Wilson David I | CEO of Piper Jaffray Ltd. | 2010-02-24 | Sale | 1,900.0 | $44.36 |
| Wilson David I | CEO of Piper Jaffray Ltd. | 2010-02-24 | Sale | 300.0 | $44.37 |
| Wilson David I | CEO of Piper Jaffray Ltd. | 2010-02-24 | Sale | 100.0 | $44.38 |
| Wilson David I | CEO of Piper Jaffray Ltd. | 2010-02-24 | Sale | 100.0 | $44.4 |
| Wilson David I | CEO of Piper Jaffray Ltd. | 2010-02-24 | Sale | 700.0 | $44.41 |
| Wilson David I | CEO of Piper Jaffray Ltd. | 2010-02-24 | Sale | 300.0 | $44.43 |
| Wilson David I | CEO of Piper Jaffray Ltd. | 2010-02-24 | Sale | 100.0 | $44.5 |
| Wilson David I | CEO of Piper Jaffray Ltd. | 2010-02-24 | Sale | 100.0 | $44.52 |
| Wilson David I | CEO of Piper Jaffray Ltd. | 2010-02-24 | Sale | 100.0 | $44.53 |
| Wilson David I | CEO of Piper Jaffray Ltd. | 2010-02-24 | Sale | 600.0 | $44.53 |
| Wilson David I | CEO of Piper Jaffray Ltd. | 2010-02-24 | Sale | 100.0 | $44.67 |
| Wilson David I | CEO of Piper Jaffray Ltd. | 2010-02-24 | Sale | 100.0 | $44.68 |
| Wilson David I | CEO of Piper Jaffray Ltd. | 2010-02-24 | Sale | 100.0 | $44.71 |
| Winges Martin Bradley | Head, Fixed Income Services | 2010-02-18 | Sale | 3,193.0 | $44.59 |
| Wilson David I | CEO of Piper Jaffray Ltd. | 2009-04-17 | Sale | 2,878.0 | $33.94 |
| JOHNSON B KRISTINE | Director | 2008-10-20 | Purchase | 1,630.0 | $32.37 |
| JOHNSON B KRISTINE | Director | 2008-10-20 | Purchase | 700.0 | $32.34 |
| KAPLAN SAMUEL L | Director | 2008-07-17 | Purchase | 300.0 | $30.96 |
| KAPLAN SAMUEL L | Director | 2008-07-17 | Purchase | 100.0 | $30.99 |
| KAPLAN SAMUEL L | Director | 2008-07-17 | Purchase | 500.0 | $31.0 |
| KAPLAN SAMUEL L | Director | 2008-07-17 | Purchase | 500.0 | $31.02 |
| KAPLAN SAMUEL L | Director | 2008-07-17 | Purchase | 1,200.0 | $31.04 |
| SIMS FRANK L | Director | 2008-04-21 | Purchase | 1,000.0 | $35.0 |
| POLSKY LISA | Director | 2007-11-14 | Purchase | 5,000.0 | $46.3 |
| JOHNSON B KRISTINE | Director | 2007-11-14 | Purchase | 118.0 | $46.31 |
| JOHNSON B KRISTINE | Director | 2007-11-14 | Purchase | 100.0 | $46.3 |
| JOHNSON B KRISTINE | Director | 2007-11-14 | Purchase | 182.0 | $46.26 |
| FIREBAUGH RONALD T | Chief Administrative Officer | 2007-11-12 | Purchase | 1,000.0 | $43.99 |
| Taylor Jean M | Director | 2007-11-12 | Purchase | 500.0 | $44.54 |
| SIMS FRANK L | Director | 2007-11-12 | Purchase | 2,000.0 | $44.36 |
| POLSKY LISA | Director | 2007-08-01 | Purchase | 2,500.0 | $47.09 |
| PETERSON ROBERT W | Head of Equities | 2007-08-01 | Purchase | 100.0 | $46.79 |
| PETERSON ROBERT W | Head of Equities | 2007-08-01 | Purchase | 100.0 | $46.76 |
| PETERSON ROBERT W | Head of Equities | 2007-08-01 | Purchase | 500.0 | $46.75 |
| PETERSON ROBERT W | Head of Equities | 2007-08-01 | Purchase | 200.0 | $46.74 |
| PETERSON ROBERT W | Head of Equities | 2007-08-01 | Purchase | 100.0 | $46.73 |
| FRANCIS MICHAEL | Director | 2007-08-01 | Purchase | 800.0 | $47.12 |
| FRANCIS MICHAEL | Director | 2007-08-01 | Purchase | 200.0 | $47.1 |