PIPR Insider Transactions — Page 3
407 retained open-market purchase and sale rows from SEC Forms 3, 4 and 5, newest first. This page shows rows 201–300; provenance stays internal.
| Insider profile | Role | Date | Transaction | Shares | Price |
|---|---|---|---|---|---|
| Fairman Francis E IV | Head, Public Finance Services | 2018-02-02 | Sale | 1,900.0 | $97.42 |
| Fairman Francis E IV | Head, Public Finance Services | 2018-02-02 | Sale | 1,745.0 | $96.28 |
| Fairman Francis E IV | Head, Public Finance Services | 2018-02-02 | Sale | 5,956.0 | $95.53 |
| DUFF ANDREW S | Director | 2018-02-02 | Sale | 25,343.0 | $94.66 |
| DUFF ANDREW S | Director | 2018-02-02 | Sale | 5,800.0 | $93.18 |
| DUFF ANDREW S | Director | 2018-02-02 | Sale | 18,857.0 | $91.88 |
| Crawshaw Christopher D | Head of Asset Management | 2017-08-04 | Sale | 8,168.0 | $63.65 |
| Crawshaw Christopher D | Head of Asset Management | 2017-08-02 | Sale | 320.0 | $63.5 |
| Smith Thomas Gregory | Chief Strategy Officer | 2017-07-31 | Sale | 1,500.0 | $62.46 |
| Winges Martin Bradley | Head of Fixed Income Services | 2017-07-28 | Sale | 3,000.0 | $64.42 |
| Winges Martin Bradley | CIO and Head of Fixed Income | 2017-02-23 | Sale | 2,000.0 | $73.5 |
| LaRue R Scott | Co-Head Global IB and Cap Mkts | 2017-02-15 | Sale | 5,000.0 | $81.51 |
| Esckilsen Christine N | Chief of Human Capital | 2017-02-13 | Sale | 1,500.0 | $79.72 |
| Crawshaw Christopher D | Head of Asset Management | 2017-02-13 | Sale | 10,000.0 | $79.76 |
| Klinefelter Jeffrey P | Global Head of Equities | 2017-02-10 | Sale | 600.0 | $78.19 |
| Klinefelter Jeffrey P | Global Head of Equities | 2017-02-10 | Sale | 4,050.0 | $76.97 |
| Crawshaw Christopher D | Head of Asset Management | 2017-02-10 | Sale | 10,000.0 | $79.12 |
| Schoneman Debbra L. | Chief Financial Officer | 2017-02-07 | Sale | 7,000.0 | $76.09 |
| Abraham Chad R | Co-Head Global IB and Cap Mkts | 2017-02-03 | Sale | 13,215.0 | $75.32 |
| Winges Martin Bradley | CIO and Head of Fixed Income | 2017-02-03 | Sale | 200.0 | $76.2 |
| Winges Martin Bradley | CIO and Head of Fixed Income | 2017-02-03 | Sale | 5,595.0 | $75.36 |
| LaRue R Scott | Co-Head Global IB and Cap Mkts | 2017-02-03 | Sale | 15,000.0 | $75.33 |
| Klinefelter Jeffrey P | Global Head of Equities | 2017-02-03 | Sale | 10,000.0 | $75.39 |
| Fairman Francis E IV | Head, Public Finance Services | 2017-02-03 | Sale | 100.0 | $76.1 |
| Fairman Francis E IV | Head, Public Finance Services | 2017-02-03 | Sale | 9,900.0 | $75.32 |
| Fairman Francis E IV | Head, Public Finance Services | 2017-02-03 | Sale | 2,496.0 | $75.36 |
| DUFF ANDREW S | Chairman and CEO | 2017-02-03 | Sale | 9,641.0 | $75.35 |
| DUFF ANDREW S | Chairman and CEO | 2016-11-14 | Sale | 720.0 | $66.71 |
| DUFF ANDREW S | Chairman and CEO | 2016-11-14 | Sale | 13,680.0 | $65.9 |
| DUFF ANDREW S | Chairman and CEO | 2016-11-14 | Sale | 17,749.0 | $65.04 |
| Schoneman Debbra L. | Chief Financial Officer | 2016-11-14 | Sale | 8,519.0 | $65.44 |
| Schoneman Debbra L. | Chief Financial Officer | 2016-11-14 | Sale | 1,481.0 | $66.11 |
| Esckilsen Christine N | Chief of Human Capital | 2016-11-11 | Sale | 2,000.0 | $64.75 |
| LaRue R Scott | Co-Head Global IB and Cap Mkts | 2016-11-09 | Sale | 10,000.0 | $59.29 |
| Harvey Stuart C. JR | President and COO | 2016-11-08 | Purchase | 4,000.0 | $55.15 |
| JOHNSON B KRISTINE | Director | 2016-11-04 | Sale | 1,425.0 | $53.45 |
| JOHNSON B KRISTINE | Director | 2016-11-04 | Sale | 1,425.0 | $53.45 |
| Esckilsen Christine N | Chief of Human Capital | 2016-11-01 | Sale | 2,000.0 | $56.97 |
| Klinefelter Jeffrey P | Global Head of Equities | 2016-10-31 | Sale | 750.0 | $56.47 |
| Klinefelter Jeffrey P | Global Head of Equities | 2016-10-31 | Sale | 10,000.0 | $56.24 |
| Abraham Chad R | Co-Head Global IB and Cap Mkts | 2016-10-31 | Sale | 17,048.0 | $56.33 |
| Crawshaw Christopher D | Head of Asset Management | 2016-08-03 | Sale | 5,000.0 | $41.88 |
| Smith Thomas Gregory | Chief Strategy Officer | 2016-08-01 | Sale | 2,500.0 | $41.42 |
| Winges Martin Bradley | CIO and Head of Fixed Income | 2016-07-29 | Sale | 2,500.0 | $41.58 |
| Crawshaw Christopher D | Head of Asset Management | 2016-07-29 | Sale | 21,737.0 | $41.45 |
| LaRue R Scott | Co-Head Global IB and Cap Mkts | 2016-05-25 | Sale | 20,000.0 | $41.76 |
| Winges Martin Bradley | CIO and Head of Fixed Income | 2016-02-16 | Sale | 5,500.0 | $41.35 |
| Winges Martin Bradley | CIO and Head of Fixed Income | 2016-02-16 | Sale | 5,500.0 | $41.35 |
| PIPER ADDISON L | Director | 2015-11-24 | Sale | 156.0 | $39.48 |
| LaRue R Scott | Co-Head Global IB and Cap Mkts | 2015-11-17 | Purchase | 15,000.0 | $34.58 |
| DUFF ANDREW S | Chairman and CEO | 2015-02-24 | Sale | 2,858.14 | $52.96 |
| Winges Martin Bradley | CIO and Head of Fixed Income | 2015-02-17 | Sale | 85.14 | $52.95 |
| Klinefelter Jeffrey P | Global Head of Equities | 2015-02-06 | Sale | 7,200.0 | $55.1 |
| DUFF ANDREW S | Chairman and CEO | 2014-11-17 | Sale | 1,571.0 | $57.16 |
| DUFF ANDREW S | Chairman and CEO | 2014-11-17 | Sale | 10,148.0 | $56.3 |
| Klinefelter Jeffrey P | Global Head of Equities | 2014-11-12 | Sale | 1,618.92 | $56.46 |
| Klinefelter Jeffrey P | Global Head of Equities | 2014-11-10 | Sale | 750.0 | $58.93 |
| Klinefelter Jeffrey P | Global Head of Equities | 2014-11-10 | Sale | 750.0 | $58.93 |
| Winges Martin Bradley | Head, Fixed Income Services | 2014-11-10 | Sale | 1,155.56 | $56.48 |
| Schoneman Debbra L. | Chief Financial Officer | 2014-11-07 | Sale | 1,617.0 | $55.45 |
| POLSKY LISA | Director | 2014-11-07 | Sale | 7,000.0 | $57.05 |
| LaRue R Scott | Co-Head Global IB | 2014-11-06 | Sale | 6,670.0 | $57.37 |
| Fairman Francis E IV | Head, Public Finance Services | 2014-11-05 | Sale | 6,759.0 | $57.71 |
| Fairman Francis E IV | Head, Public Finance Services | 2014-11-05 | Sale | 2,135.0 | $57.76 |
| Schoneman Debbra L. | Chief Financial Officer | 2014-10-31 | Sale | 290.0 | $56.33 |
| Fairman Francis E IV | Head, Public Finance Services | 2014-10-31 | Sale | 1,391.0 | $56.54 |
| Abraham Chad R | Global Co-Head IB and Cap Mkts | 2014-10-30 | Sale | 4,442.0 | $53.97 |
| Winges Martin Bradley | Head, Fixed Income Services | 2014-10-28 | Sale | 2,000.0 | $54.85 |
| Abraham Chad R | Global Co-Head IB and Cap Mkts | 2014-10-28 | Sale | 5,000.0 | $55.17 |
| Abraham Chad R | Global Co-Head IB and Cap Mkts | 2014-10-27 | Sale | 5,000.0 | $52.78 |
| DUFF ANDREW S | Chairman and CEO | 2014-08-19 | Sale | 15,000.0 | $53.85 |
| LaRue R Scott | Co-Head Global IB | 2014-08-11 | Sale | 3,609.0 | $53.62 |
| PIPER ADDISON L | Director | 2014-08-01 | Sale | 2,171.0 | $50.96 |
| Klinefelter Jeffrey P | Global Head of Equities | 2014-07-25 | Sale | 7,500.0 | $51.5 |
| Abraham Chad R | Global Co-Head IB and Cap Mkts | 2014-07-25 | Sale | 5,000.0 | $51.6 |
| Geelan John W | General Counsel | 2014-05-12 | Sale | 1,136.0 | $43.54 |
| Winges Martin Bradley | Head, Fixed Income Services | 2014-04-28 | Sale | 573.0 | $43.39 |
| Winges Martin Bradley | Head, Fixed Income Services | 2014-04-28 | Sale | 5,000.0 | $43.45 |
| JOHNSON B KRISTINE | Director | 2014-04-28 | Sale | 5,713.0 | $43.64 |
| Winges Martin Bradley | Head, Fixed Income Services | 2014-02-18 | Sale | 2,395.0 | $39.32 |
| FRANCIS MICHAEL | Director | 2014-01-30 | Sale | 5,713.0 | $40.31 |
| LaRue R Scott | Co-Head Global IB | 2013-05-15 | Sale | 6,934.0 | $35.81 |
| O'Brien Brien M | Head of Asset Management | 2013-02-27 | Sale | 11,000.0 | $39.09 |
| O'Brien Brien M | Head of Asset Management | 2013-02-20 | Sale | 12,000.0 | $41.12 |
| Klinefelter Jeffrey P | Global Head of Equities | 2013-02-18 | Sale | 7,500.0 | $40.1 |
| O'Brien Brien M | Head of Asset Management | 2013-02-13 | Sale | 5,000.0 | $42.05 |
| Klinefelter Jeffrey P | Global Head of Equities | 2013-02-13 | Sale | 5,000.0 | $41.8 |
| O'Brien Brien M | Head of Asset Management | 2013-02-12 | Sale | 10,000.0 | $41.96 |
| LaRue R Scott | Co-Head Global IB | 2013-02-06 | Sale | 1,200.0 | $40.95 |
| LaRue R Scott | Co-Head Global IB | 2013-02-06 | Sale | 3,800.0 | $40.94 |
| O'Brien Brien M | Head of Asset Management | 2013-02-05 | Sale | 10,000.0 | $40.93 |
| O'Brien Brien M | Head of Asset Management | 2013-02-04 | Sale | 9,730.0 | $40.04 |
| O'Brien Brien M | Head of Asset Management | 2013-02-04 | Sale | 270.0 | $40.04 |
| O'Brien Brien M | Head of Asset Management | 2013-02-01 | Sale | 1,700.0 | $40.12 |
| O'Brien Brien M | Head of Asset Management | 2013-02-01 | Sale | 8,300.0 | $40.12 |
| LaRue R Scott | Co-Head Global IB | 2013-01-31 | Sale | 15,000.0 | $38.38 |
| Klinefelter Jeffrey P | Global Head of Equities | 2013-01-31 | Sale | 10,000.0 | $38.65 |
| O'Brien Brien M | Head of Asset Management | 2013-01-31 | Sale | 2,000.0 | $38.54 |
| O'Brien Brien M | Head of Asset Management | 2013-01-31 | Sale | 10,000.0 | $38.54 |
| O'Brien Brien M | Head of Asset Management | 2012-10-31 | Sale | 10,965.0 | $26.5 |