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PEAPACK-GLADSTONE FINANCIAL CORPORATION (PGC) Material Contracts

PEAPACK-GLADSTONE FINANCIAL CORPORATION Material Contracts

Every material contract the company filed as Exhibit 10 (executive pay plans, credit agreements, supplier and indemnity agreements), newest first, with the filing's own description.

  • 2026-03-26: Form 8-K; Exhibit 10.1; Description Purchase Agreement, dated March 26, 2026, by and among the Company, Strategic Value Investors, LP, and Strategic Value Private Investors II, LP.
  • 2026-02-11: Form 8-K; Exhibit 10.2; Description SPECIAL EXECUTIVE RETENTION PERFORMANCE RESTRICTED STOCK UNIT AGREEMENT FOR JOHN BABCOCK, DATED AS OF FEBRUARY 10, 2026..
  • 2026-02-11: Form 8-K; Exhibit 10.1; Description SPECIAL EXECUTIVE RETENTION PERFORMANCE RESTRICTED STOCK UNIT AGREEMENT FOR DOUGLAS KENNEDY, DATED AS OF FEBRUARY 6, 2026..
  • 2025-11-07: Form 10-Q; Exhibit 10.3; Description Amended and Restated Retirement Transition Agreement, dated November 6, 2025, by and among Peapack-Gladstone Financial Corporation, Peapack Private Bank & Trust, and Robert A. Plante..
FiledFormExhibitDescription
2026-03-268-K10.1Purchase Agreement, dated March 26, 2026, by and among the Company, Strategic Value Investors, LP, and Strategic Value Private Investors II, LP
2026-02-118-K10.2SPECIAL EXECUTIVE RETENTION PERFORMANCE RESTRICTED STOCK UNIT AGREEMENT FOR JOHN BABCOCK, DATED AS OF FEBRUARY 10, 2026.
2026-02-118-K10.1SPECIAL EXECUTIVE RETENTION PERFORMANCE RESTRICTED STOCK UNIT AGREEMENT FOR DOUGLAS KENNEDY, DATED AS OF FEBRUARY 6, 2026.
2025-11-0710-Q10.3Amended and Restated Retirement Transition Agreement, dated November 6, 2025, by and among Peapack-Gladstone Financial Corporation, Peapack Private Bank & Trust, and Robert A. Plante.
2025-11-0710-Q10.2Amended and Restated Retirement Transition Agreement, dated November 6, 2025, by and among Peapack-Gladstone Financial Corporation, Peapack Private Bank & Trust, and John P. Babcock.
2025-11-0710-Q10.1Amended and Restated Retirement Transition Agreement, dated November 6, 2025, by and among Peapack-Gladstone Financial Corporation, Peapack Private Bank & Trust, and Douglas L. Kennedy.
2024-11-0710-Q10.4Amended and Restated Peapack-Gladstone Financial Corporation Restricted Stock Unit Deferred Compensation Plan.
2024-11-0710-Q10.3Form of Performance-Based Phantom Stock Unit Award Agreement under the Peapack-Gladstone Financial Corporation 2024 Phantom Stock Plan.
2024-11-0710-Q10.2Form of Time-Based Phantom Stock Unit Award Agreement under the Peapack-Gladstone Financial Corporation 2024 Phantom Stock Plan.
2024-11-0710-Q10.1Peapack-Gladstone Financial Corporation 2024 Phantom Stock Plan.
2023-03-288-K10.1RETIREMENT TRANSITION AGREEMENT FOR ROBERT A. PLANTE
2022-10-318-K10.1EMPLOYMENT AGREEMENT, DATED AS OF OCTOBER 31, 2022, BY AND AMONG PEAPACK-GLADSTONE FINANCIAL CORPORATION, PEAPACK-GLADSTONE BANK AND FRANK A. CAVALLARO
2022-03-308-K10.3Amended and Restated Deferred Compensation Agreement, originally effective as of August 4, 2017, and amended and restated as of March 24, 2022, by and among Peapack-Gladstone Financial Corporation, Peapack-Gladstone Bank, and Jeffrey J. Carfora.
2022-03-308-K10.2Amended and Restated Deferred Compensation Agreement, originally effective as of August 4, 2017, and amended and restated as of March 24, 2022, by and among Peapack-Gladstone Financial Corporation, Peapack-Gladstone Bank, and John P. Babcock.
2022-03-308-K10.1Amended and Restated Deferred Compensation Agreement, originally effective as of August 4, 2017, and amended and restated as of March 24, 2022, by and among Peapack-Gladstone Financial Corporation, Peapack-Gladstone Bank, and Douglas L. Kennedy.
2021-08-0910-Q10.3Change in Control Agreement with Robert A. Plante.
2021-08-0910-Q10.2Form of Employment Agreement with Douglas L. Kennedy, Jeffrey J. Carfora, John P. Babcock and Gregory M. Smith.
2020-12-238-K10.2Form of Registration Rights Agreement, dated as of December 22, 2020, by and between Peapack-Gladstone Financial Corporation and the several Purchasers
2020-12-238-K10.1Form of Subordinated Note Purchase Agreement, dated as of December 22, 2020, by and between Peapack-Gladstone Financial Corporation and the several Purchasers
2020-03-1310-K10.OChange in Control Agreement dated as of March 14, 2018, by and among the Company, the Bank and Timothy E. Doyle. +
2018-03-1210-K10.NEmployment Agreement dated as of March 10, 2014, by and among the Company, the Bank and John P. Babcock incorporated by reference to Exhibit 10(N) of the Registrant’s Form 10-K Annual Report for the year ended December 31, 2016. +
2017-11-0810-Q10.AA. “Deferred Compensation Retention Award Plan” dated August 4, 2017, by and between Peapack-Gladstone Bank and Douglas L. Kennedy, filed herewith.
2017-11-0810-Q10.BB. “Deferred Compensation Retention Award Plan” dated August 4, 2017, by and between Peapack-Gladstone Bank and Finn M.W. Caspersen, Jr., filed herewith.
2017-11-0810-Q10.CC. “Deferred Compensation Retention Award Plan” dated August 4, 2017, by and between Peapack-Gladstone Bank and John P. Babcock, filed herewith.
2017-11-0810-Q10.DD. “Deferred Compensation Retention Award Plan” dated August 4, 2017, by and between Peapack-Gladstone Bank and Jeffrey J. Carfora, filed herewith
2017-08-0710-Q10.ADEFERRED COMPENSATION AGREEMENT
2017-08-0710-Q10.BDEFERRED COMPENSATION AGREEMENT
2017-08-0710-Q10.CDEFERRED COMPENSATION AGREEMENT
2017-08-0710-Q10.DDEFERRED COMPENSATION AGREEMENT
2017-03-1410-K10.MPEAPACK-GLADSTONE EMPLOYMENT AGREEMENT
2017-03-1410-K10.NPEAPACK-GLADSTONE EMPLOYMENT AGREEMENT
2017-03-1410-K10.OPEAPACK-GLADSTONE EMPLOYMENT AGREEMENT
2016-11-0710-Q10Peapack-Gladstone Financial Corporation 2012 Long-Term Stock Incentive Plan, as amended and restated (filed herewith).
2016-03-1510-K10.JPEAPACK-GLADSTONE FINANCIAL CORPORATION 2012 LONG-TERM STOCK INCENTIVE PLAN
2014-10-238-K10.1Sales Agency Agreement, dated October 23, 2014, between Peapack-Gladstone Financial Corporation and Sandler O’Neill & Partners, L.P.
2014-03-1410-K10.H.6stock option agreement
2014-03-1410-K10.H.5INCENTIVE STOCK OPTION AGREEMENT (“AGREEMENT”)
2014-03-1410-K10.H.4NONQUALIFIED STOCK OPTION AGREEMENT (“AGREEMENT”)
2014-03-1410-K10.H.3RESTRICTED STOCK AWARD AGREEMENT (“AGREEMENT”)
2014-03-1410-K10.H.2PEAPACK-GLADSTONE FINANCIAL CORPORATION RESTRICTED STOCK AWARD AGREEMENT
2014-03-1410-K10.H.1FORM OF RESTRICTED STOCK AGREEMENT
2014-03-1410-K10.KSEPARATION AGREEMENT AND GENERAL RELEASE
2014-03-1410-K10.LPEAPACK-GLADSTONE EMPLOYMENT AGREEMENT
2014-03-1410-K10.MPEAPACK-GLADSTONE EMPLOYMENT AGREEMENT
2014-03-1410-K10.NPEAPACK-GLADSTONE AMENDED AND RESTATED EMPLOYMENT AGREEMENT
2014-03-1410-K10.OPEAPACK-GLADSTONE AMENDED AND RESTATED EMPLOYMENT AGREEMENT
2014-03-1410-K10.PPEAPACK-GLADSTONE AMENDED AND RESTATED EMPLOYMENT AGREEMENT
2014-03-1410-K10.QQuarterly Report filed on November 9, 2009.
2014-03-1410-K10.RAMENDED AND RESTATED CHANGE-IN-CONTROL AGREEMENT
2014-03-1410-K10.SAMENDED AND RESTATED CHANGE-IN-CONTROL AGREEMENT
2014-03-1410-K10.TAMENDED AND RESTATED CHANGE-IN-CONTROL AGREEMENT
2014-03-1410-K10.UCHANGE-IN-CONTROL AGREEMENT
2013-11-088-K10.2Form of Standby Purchase Agreement
2013-11-088-K10.1Dealer-Manager Agreement, dated as of November 8, 2013, between Peapack-Gladstone Financial Corporation and Sandler O’Neill + Partners, L.P.
2013-03-1510-K10.I.4EX (10) I (4)
2013-03-1510-K10.I.3EX (10) I (3)
2013-03-1510-K10.I.2EX (10) I (2)
2013-03-1510-K10.NEX-(10)N
2010-05-0710-Q10.3Executive officer compensation limitation in connection with the Securities Purchase Agreement that provides for the Registrant’s participation in the Capital Purchase Program under the Treasury’s Troubled Assets Relief Program.
2010-04-128-K10.2Employment Agreement by and between Jeffrey J. Carfora and the Corporation dated April 7, 2010.
2010-04-128-K10.1Change in Control Agreement by and between Jeffrey J. Carfora and the Corporation dated April 7, 2010.
2010-03-1610-K10.K“Change in Control Agreement” dated as of September 28, 2009 by and among the Corporation, the Bank and Vincent A. Spero. +
2010-03-1610-K10.L“Employment Agreement” dated as of June 2, 2008 by and among the Corporation, the Bank and Vincent A. Spero. +
2009-01-128-K10.3Form of Senior Executive Officer Agreement, executed by each of Messrs. Frank A. Kissel, Robert M. Rogers, Arthur F. Birmingham, Finn M.W. Caspersen, Jr., Craig C. Spengeman and Garrett P. Bromley.
2009-01-128-K10.2Form of Waiver, executed by each of Messrs. Frank A. Kissel, Robert M. Rogers, Arthur F. Birmingham, Finn M.W. Caspersen, Jr., Craig C. Spengeman and Garrett P. Bromley.
2009-01-128-K10.1Letter Agreement, dated January 9, 2009, between Peapack-Gladstone Financial Corporation and the United States Department of the Treasury, with respect to the issuance and sale of the Series A Preferred Stock and the Warrant.

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