PFG Insider Transactions — Page 4
770 retained open-market purchase and sale rows from SEC Forms 3, 4 and 5, newest first. This page shows rows 301–400; provenance stays internal.
| Insider profile | Role | Date | Transaction | Shares | Price |
|---|---|---|---|---|---|
| SCHOLTEN GARY P | Sr VP & Ch Info Officer | 2013-01-02 | Sale | 18,220.0 | $28.95 |
| MCCAUGHAN JAMES P | President - Global Asset Mgmt. | 2013-01-02 | Sale | 40,475.0 | $28.95 |
| Houston Daniel Joseph | Pres.-Ret., Ins. & Fin. Svcs. | 2013-01-02 | Sale | 43,270.0 | $28.95 |
| Houston Daniel Joseph | Pres.-Ret., Ins. & Fin. Svcs. | 2013-01-02 | Sale | 33,915.0 | $29.11 |
| Elming Gregory Bernard | SVP & Chief Risk Officer | 2013-01-02 | Sale | 8,000.0 | $28.96 |
| OKEEFE MARY A | Sr. VP & Chief Mktg. Off. | 2012-12-28 | Purchase | 109.0 | $28.02 |
| OKEEFE MARY A | Sr. VP & Chief Mktg. Off. | 2012-12-12 | Sale | 31,670.0 | $28.0 |
| MCCAUGHAN JAMES P | President - Global Asset Mgmt. | 2012-12-05 | Sale | 40,475.0 | $27.72 |
| OKEEFE MARY A | Sr. VP & Chief Mktg. Off. | 2012-09-28 | Purchase | 110.0 | $26.98 |
| Lillis Terrance J. | Senior Vice President & CFO | 2012-09-14 | Sale | 30,211.0 | $29.0 |
| SHAFF KAREN E | Exec. VP and General Counsel | 2012-09-14 | Sale | 3,448.0 | $29.0 |
| SHAFF KAREN E | Exec. VP and General Counsel | 2012-09-06 | Sale | 3,571.0 | $28.0 |
| Valdes Luis E. | President-Principal Internat'l | 2012-06-29 | Purchase | 17.0 | $26.59 |
| OKEEFE MARY A | Sr. VP & Chief Mktg. Off. | 2012-06-29 | Purchase | 101.0 | $25.01 |
| DAN MICHAEL T | Director | 2012-05-23 | Purchase | 10,000.0 | $23.72 |
| MCCAUGHAN JAMES P | President - Global Asset Mgmt. | 2012-04-09 | Sale | 6,585.0 | $28.56 |
| ZIMPLEMAN LARRY D | Chairman, President & CEO | 2012-04-02 | Sale | 41,095.0 | $29.32 |
| OKEEFE MARY A | Sr. VP & Chief Mktg. Off. | 2012-03-30 | Purchase | 79.0 | $29.51 |
| TALLETT ELIZEBETH E | Director | 2012-03-15 | Sale | 2,000.0 | $29.48 |
| HELTON SANDRA L | Director | 2012-03-15 | Sale | 2,000.0 | $28.58 |
| GELATT DANIEL | Director | 2012-03-15 | Sale | 2,000.0 | $28.84 |
| CARTER MILLER JOYCELYN | Director | 2012-03-15 | Sale | 2,000.0 | $29.53 |
| KEYSER RICHARD L | Director | 2012-03-14 | Sale | 2,000.0 | $28.52 |
| COSTLEY GARY E | Director | 2012-03-14 | Sale | 2,000.0 | $28.62 |
| MCCAUGHAN JAMES P | President - Global Asset Mgmt. | 2012-03-13 | Sale | 6,585.0 | $27.49 |
| MCCAUGHAN JAMES P | President - Global Asset Mgmt. | 2012-02-17 | Sale | 6,586.0 | $27.52 |
| Houston Daniel Joseph | Pres.-Ret., Ins. & Fin. Svcs. | 2012-02-01 | Sale | 13,515.0 | $28.0 |
| MCCAUGHAN JAMES P | President - Global Asset Mgmt. | 2012-01-23 | Sale | 6,586.0 | $27.49 |
| HELTON SANDRA L | Director | 2011-12-02 | Purchase | 25.0 | $29.51 |
| HELTON SANDRA L | Director | 2011-12-02 | Purchase | 113.0 | $24.89 |
| MCCAUGHAN JAMES P | President - Global Asset Mgmt. | 2011-10-27 | Sale | 6,586.0 | $27.7 |
| Lillis Terrance J. | Senior Vice President & CFO | 2011-07-22 | Purchase | 682.0 | $29.17 |
| MCCAUGHAN JAMES P | President - Global Asset Mgmt. | 2011-07-06 | Sale | 6,586.0 | $29.96 |
| MCCAUGHAN JAMES P | President - Global Asset Mgmt. | 2011-06-06 | Sale | 6,586.0 | $29.87 |
| MCCAUGHAN JAMES P | President - Global Asset Mgmt. | 2011-05-06 | Sale | 6,586.0 | $31.67 |
| BERNARD BETSY J | Director | 2011-02-28 | Sale | 2,000.0 | $34.05 |
| BERNARD BETSY J | Director | 2011-02-28 | Sale | 2,000.0 | $34.05 |
| HELTON SANDRA L | Director | 2010-12-03 | Purchase | 74.0 | $29.68 |
| GRISWELL J BARRY | Director | 2010-04-05 | Sale | 17,313.0 | $30.0 |
| HELTON SANDRA L | Director | 2009-12-04 | Purchase | 81.0 | $23.99 |
| GELATT DANIEL | Director | 2009-03-09 | Purchase | 40,000.0 | $6.12 |
| GELATT DANIEL | Director | 2009-03-09 | Purchase | 20,000.0 | $5.97 |
| SORENSEN NORMAN R | Sr. VP - International | 2008-12-15 | Purchase | 1,100.0 | $17.51 |
| HELTON SANDRA L | Director | 2008-12-05 | Purchase | 85.0 | $20.0 |
| Lillis Terrance J. | Senior Vice President & CFO | 2008-11-24 | Purchase | 1,300.0 | $11.15 |
| COSTLEY GARY E | Director | 2008-11-21 | Purchase | 900.0 | $9.22 |
| COSTLEY GARY E | Director | 2008-11-21 | Purchase | 1,400.0 | $9.21 |
| COSTLEY GARY E | Director | 2008-11-21 | Purchase | 2,700.0 | $9.2 |
| GELATT DANIEL | Director | 2008-11-21 | Purchase | 60,000.0 | $9.98 |
| GELATT DANIEL | Director | 2008-11-21 | Purchase | 60,000.0 | $9.79 |
| HELTON SANDRA L | Director | 2008-11-21 | Purchase | 500.0 | $9.28 |
| HELTON SANDRA L | Director | 2008-11-21 | Purchase | 1,300.0 | $9.25 |
| HELTON SANDRA L | Director | 2008-11-21 | Purchase | 100.0 | $9.21 |
| HELTON SANDRA L | Director | 2008-11-21 | Purchase | 1,400.0 | $9.2 |
| HELTON SANDRA L | Director | 2008-11-21 | Purchase | 500.0 | $9.19 |
| HELTON SANDRA L | Director | 2008-11-21 | Purchase | 700.0 | $9.1 |
| HELTON SANDRA L | Director | 2008-11-21 | Purchase | 500.0 | $9.09 |
| SORENSEN NORMAN R | Sr. VP - International | 2007-12-07 | Purchase | 61.0 | $67.0 |
| HELTON SANDRA L | Director | 2007-12-07 | Purchase | 50.0 | $67.0 |
| GRISWELL J BARRY | Chairman and CEO | 2007-12-03 | Sale | 1,600.0 | $65.43 |
| GRISWELL J BARRY | Chairman and CEO | 2007-12-03 | Sale | 20.0 | $65.2 |
| GRISWELL J BARRY | Chairman and CEO | 2007-12-03 | Sale | 600.0 | $65.19 |
| GRISWELL J BARRY | Chairman and CEO | 2007-12-03 | Sale | 1,441.0 | $65.18 |
| GRISWELL J BARRY | Chairman and CEO | 2007-12-03 | Sale | 200.0 | $65.17 |
| GRISWELL J BARRY | Chairman and CEO | 2007-12-03 | Sale | 766.0 | $65.16 |
| GRISWELL J BARRY | Chairman and CEO | 2007-12-03 | Sale | 1,000.0 | $65.15 |
| GRISWELL J BARRY | Chairman and CEO | 2007-12-03 | Sale | 500.0 | $65.14 |
| GRISWELL J BARRY | Chairman and CEO | 2007-12-03 | Sale | 1,493.0 | $65.13 |
| GRISWELL J BARRY | Chairman and CEO | 2007-12-03 | Sale | 900.0 | $65.12 |
| GRISWELL J BARRY | Chairman and CEO | 2007-12-03 | Sale | 500.0 | $65.1 |
| GRISWELL J BARRY | Chairman and CEO | 2007-12-03 | Sale | 800.0 | $65.09 |
| GRISWELL J BARRY | Chairman and CEO | 2007-12-03 | Sale | 199.0 | $65.08 |
| GRISWELL J BARRY | Chairman and CEO | 2007-12-03 | Sale | 680.0 | $65.07 |
| GRISWELL J BARRY | Chairman and CEO | 2007-12-03 | Sale | 121.0 | $65.06 |
| GRISWELL J BARRY | Chairman and CEO | 2007-12-03 | Sale | 1,777.0 | $65.05 |
| GRISWELL J BARRY | Chairman and CEO | 2007-12-03 | Sale | 1,513.0 | $65.04 |
| GRISWELL J BARRY | Chairman and CEO | 2007-12-03 | Sale | 490.0 | $65.03 |
| GRISWELL J BARRY | Chairman and CEO | 2007-12-03 | Sale | 1,100.0 | $65.02 |
| GRISWELL J BARRY | Chairman and CEO | 2007-12-03 | Sale | 1,300.0 | $65.01 |
| GRISWELL J BARRY | Chairman and CEO | 2007-12-03 | Sale | 1,200.0 | $65.0 |
| GRISWELL J BARRY | Chairman and CEO | 2007-12-03 | Sale | 1,200.0 | $64.99 |
| GRISWELL J BARRY | Chairman and CEO | 2007-12-03 | Sale | 1,700.0 | $64.98 |
| GRISWELL J BARRY | Chairman and CEO | 2007-12-03 | Sale | 1,500.0 | $64.97 |
| GRISWELL J BARRY | Chairman and CEO | 2007-12-03 | Sale | 400.0 | $64.96 |
| GRISWELL J BARRY | Chairman and CEO | 2007-12-03 | Sale | 500.0 | $64.95 |
| GRISWELL J BARRY | Chairman and CEO | 2007-12-03 | Sale | 600.0 | $64.94 |
| GRISWELL J BARRY | Chairman and CEO | 2007-12-03 | Sale | 100.0 | $64.93 |
| GRISWELL J BARRY | Chairman and CEO | 2007-12-03 | Sale | 400.0 | $64.92 |
| GRISWELL J BARRY | Chairman and CEO | 2007-12-03 | Sale | 1,895.0 | $64.91 |
| GRISWELL J BARRY | Chairman and CEO | 2007-12-03 | Sale | 2,264.0 | $64.9 |
| GRISWELL J BARRY | Chairman and CEO | 2007-12-03 | Sale | 2,422.0 | $64.89 |
| GRISWELL J BARRY | Chairman and CEO | 2007-12-03 | Sale | 1,738.0 | $64.88 |
| GRISWELL J BARRY | Chairman and CEO | 2007-12-03 | Sale | 802.0 | $64.87 |
| GRISWELL J BARRY | Chairman and CEO | 2007-12-03 | Sale | 2,341.0 | $64.86 |
| GRISWELL J BARRY | Chairman and CEO | 2007-12-03 | Sale | 2,000.0 | $64.85 |
| GRISWELL J BARRY | Chairman and CEO | 2007-12-03 | Sale | 1,640.0 | $64.84 |
| GRISWELL J BARRY | Chairman and CEO | 2007-12-03 | Sale | 600.0 | $64.83 |
| GRISWELL J BARRY | Chairman and CEO | 2007-12-03 | Sale | 700.0 | $64.82 |
| GRISWELL J BARRY | Chairman and CEO | 2007-12-03 | Sale | 2,300.0 | $64.81 |
| GRISWELL J BARRY | Chairman and CEO | 2007-12-03 | Sale | 1,600.0 | $64.8 |