PFG Insider Transactions
770 retained open-market purchase and sale rows from SEC Forms 3, 4 and 5, newest first. This page shows rows 1–100; provenance stays internal.
PFG insiders transaction timeline
PurchaseSale
| Insider profile | Role | Date | Transaction | Shares | Price |
|---|---|---|---|---|---|
| Cheong Wee Yee | President - Asia & Middle East | 2026-05-21 | Sale | 7,534.0 | $103.16 |
| Cheong Wee Yee | President - Asia & Middle East | 2026-05-20 | Sale | 3,211.0 | $103.06 |
| Cheong Wee Yee | President - Asia & Middle East | 2026-05-01 | Sale | 9,183.0 | $101.26 |
| Cheong Wee Yee | President - Asia & Middle East | 2026-04-30 | Sale | 4,737.0 | $101.01 |
| Djurasovic George | Interim General Counsel | 2026-04-30 | Sale | 0.99 | $99.63 |
| Cheong Wee Yee | President - Asia & Middle East | 2026-04-29 | Sale | 1,080.0 | $101.0 |
| Djurasovic George | Interim General Counsel | 2026-04-28 | Sale | 2,571.0 | $100.83 |
| Muruzabal Claudio | Director | 2026-02-09 | Purchase | 5.0 | $97.09 |
| STRABLE-SOETHOUT DEANNA D | President and CEO | 2026-01-30 | Sale | 7,340.0 | $95.0 |
| STRABLE-SOETHOUT DEANNA D | President and CEO | 2026-01-29 | Sale | 9,300.0 | $95.12 |
| STRABLE-SOETHOUT DEANNA D | President and CEO | 2026-01-22 | Sale | 8,025.0 | $92.56 |
| STRABLE-SOETHOUT DEANNA D | President and CEO | 2026-01-08 | Sale | 300.0 | $92.5 |
| Cheong Wee Yee | EVP, Principal Asia | 2025-11-12 | Sale | 1,887.0 | $85.04 |
| Muruzabal Claudio | Director | 2025-04-21 | Sale | 5.0 | $70.05 |
| Muruzabal Claudio | Director | 2025-01-02 | Purchase | 5.0 | $77.49 |
| HELTON SANDRA L | Director | 2022-10-19 | Sale | 1,000.0 | $80.02 |
| HELTON SANDRA L | Director | 2022-10-18 | Sale | 14,033.0 | $80.05 |
| HELTON SANDRA L | Director | 2022-10-18 | Sale | 14,033.0 | $80.05 |
| Cheong Wee Yee | EVP, Principal Asia | 2022-09-13 | Sale | 2,447.0 | $78.45 |
| Walker Roberto | EVP, Principal Latin American | 2022-08-22 | Sale | 9,000.0 | $76.95 |
| Walker Roberto | EVP, Principal Latin American | 2022-08-19 | Sale | 12,975.0 | $78.04 |
| Walker Roberto | EVP, Principal Latin American | 2022-08-18 | Sale | 15,000.0 | $78.34 |
| Walker Roberto | EVP, Principal Latin American | 2022-08-17 | Sale | 6,000.0 | $78.58 |
| Schaaf Renee V. | President - RIS | 2022-08-15 | Sale | 6,250.0 | $79.21 |
| HELTON SANDRA L | Director | 2022-08-09 | Sale | 15,000.0 | $72.9 |
| Cheong Wee Yee | EVP, Principal Asia | 2022-05-25 | Sale | 10,000.0 | $71.0 |
| McCullum Kenneth A. | SVP & Chief Risk Officer | 2022-03-18 | Sale | 3,694.0 | $69.5 |
| Tallett Elizabeth E | Other | 2021-05-20 | Sale | 22,800.0 | $64.94 |
| STRABLE-SOETHOUT DEANNA D | EVP & Chief Financial Officer | 2021-05-03 | Sale | 15,915.0 | $65.07 |
| STRABLE-SOETHOUT DEANNA D | EVP & Chief Financial Officer | 2021-02-26 | Sale | 3,496.0 | $57.15 |
| Dunbar Timothy Mark | Other | 2021-02-25 | Sale | 10,000.0 | $60.4 |
| LAWLER JULIA M | Other | 2021-02-22 | Sale | 3,000.0 | $59.85 |
| LAWLER JULIA M | Other | 2021-02-08 | Sale | 7,410.0 | $53.93 |
| LAWLER JULIA M | Other | 2021-02-08 | Sale | 1,000.0 | $53.93 |
| Dunbar Timothy Mark | Other | 2021-02-03 | Sale | 11,125.0 | $51.11 |
| LAWLER JULIA M | EVP & Chief Risk Officer | 2021-01-06 | Sale | 1,000.0 | $50.0 |
| LAWLER JULIA M | EVP & Chief Risk Officer | 2021-01-06 | Sale | 94.0 | $51.1 |
| STRABLE-SOETHOUT DEANNA D | EVP & Chief Financial Officer | 2020-12-09 | Sale | 19,160.0 | $51.0 |
| LAWLER JULIA M | EVP & Chief Risk Officer | 2020-12-01 | Sale | 1,000.0 | $50.0 |
| LAWLER JULIA M | EVP & Chief Risk Officer | 2020-11-18 | Sale | 11,000.0 | $50.0 |
| GELATT DANIEL | Director | 2020-06-26 | Purchase | 6,083.0 | $35.92 |
| GELATT DANIEL | Director | 2020-06-26 | Purchase | 22,065.0 | $35.41 |
| GELATT DANIEL | Director | 2020-03-10 | Purchase | 6,083.0 | $35.92 |
| GELATT DANIEL | Director | 2020-03-10 | Purchase | 22,065.0 | $35.41 |
| STRABLE-SOETHOUT DEANNA D | EVP & Chief Financial Officer | 2020-03-03 | Sale | 350.0 | $46.88 |
| STRABLE-SOETHOUT DEANNA D | EVP & Chief Financial Officer | 2020-03-03 | Sale | 1,100.0 | $46.02 |
| STRABLE-SOETHOUT DEANNA D | EVP & Chief Financial Officer | 2020-03-03 | Sale | 846.0 | $45.13 |
| STRABLE-SOETHOUT DEANNA D | EVP & Chief Financial Officer | 2020-03-03 | Sale | 1,116.0 | $46.95 |
| STRABLE-SOETHOUT DEANNA D | EVP & Chief Financial Officer | 2020-03-03 | Sale | 4,051.0 | $46.06 |
| STRABLE-SOETHOUT DEANNA D | EVP & Chief Financial Officer | 2020-03-03 | Sale | 3,099.0 | $45.17 |
| LAWLER JULIA M | EVP & Chief Risk Officer | 2019-12-02 | Sale | 1,000.0 | $54.63 |
| LAWLER JULIA M | EVP & Chief Risk Officer | 2019-11-01 | Sale | 1,000.0 | $53.94 |
| LAWLER JULIA M | EVP & Chief Risk Officer | 2019-10-01 | Sale | 1,000.0 | $57.56 |
| LAWLER JULIA M | EVP & Chief Risk Officer | 2019-09-03 | Sale | 1,000.0 | $52.95 |
| LAWLER JULIA M | EVP & Chief Risk Officer | 2019-08-01 | Sale | 1,000.0 | $57.99 |
| Valdes Luis E. | Pres - Int'l Asset Mgmt&Accum | 2019-07-18 | Sale | 11,829.0 | $59.54 |
| LAWLER JULIA M | EVP & Chief Risk Officer | 2019-07-01 | Sale | 1,000.0 | $58.54 |
| Valdes Luis E. | Pres - Int'l Asset Mgmt&Accum | 2019-06-24 | Sale | 20,000.0 | $57.67 |
| Valdes Luis E. | Pres - Int'l Asset Mgmt&Accum | 2019-06-24 | Sale | 27,661.0 | $57.67 |
| LAWLER JULIA M | EVP & Chief Risk Officer | 2019-06-03 | Sale | 1,000.0 | $51.5 |
| LAWLER JULIA M | EVP & Chief Risk Officer | 2019-05-01 | Sale | 1,000.0 | $57.25 |
| LAWLER JULIA M | EVP & Chief Risk Officer | 2019-04-01 | Sale | 1,000.0 | $50.74 |
| LAWLER JULIA M | EVP & Chief Risk Officer | 2019-03-01 | Sale | 1,000.0 | $52.38 |
| LAWLER JULIA M | EVP & Chief Risk Officer | 2019-02-01 | Sale | 1,000.0 | $50.17 |
| LAWLER JULIA M | EVP & Chief Risk Officer | 2019-01-18 | Sale | 1,000.0 | $50.0 |
| Friedrich Amy Christine | President - USIS | 2019-01-17 | Sale | 900.0 | $49.0 |
| GELATT DANIEL | Director | 2018-11-05 | Purchase | 25,000.0 | $48.1 |
| Friedrich Amy Christine | President - USIS | 2018-10-05 | Sale | 1,700.0 | $61.0 |
| MCCAUGHAN JAMES P | President - Global Asset Mgmt. | 2018-09-04 | Sale | 10,000.0 | $55.42 |
| MCCAUGHAN JAMES P | President - Global Asset Mgmt. | 2018-09-04 | Sale | 10,000.0 | $55.42 |
| MCCAUGHAN JAMES P | President - Global Asset Mgmt. | 2018-08-02 | Sale | 10,000.0 | $55.44 |
| MCCAUGHAN JAMES P | President - Global Asset Mgmt. | 2018-08-02 | Sale | 10,000.0 | $55.44 |
| MCCAUGHAN JAMES P | President - Global Asset Mgmt. | 2018-07-02 | Sale | 10,000.0 | $52.72 |
| MCCAUGHAN JAMES P | President - Global Asset Mgmt. | 2018-07-02 | Sale | 10,000.0 | $52.72 |
| MCCAUGHAN JAMES P | President - Global Asset Mgmt. | 2018-06-04 | Sale | 10,000.0 | $56.31 |
| MCCAUGHAN JAMES P | President - Global Asset Mgmt. | 2018-06-04 | Sale | 10,000.0 | $56.31 |
| Valdes Luis E. | Pres - Int'l Asset Mgmt&Accum | 2018-02-26 | Sale | 27,662.0 | $64.02 |
| Houston Daniel Joseph | Chairman, President & CEO | 2018-01-08 | Sale | 19,856.0 | $72.02 |
| SCHOLTEN GARY P | EVP & Ch Info Officer | 2018-01-08 | Sale | 24,310.0 | $71.59 |
| Houston Daniel Joseph | Chairman, President & CEO | 2018-01-05 | Sale | 69,894.0 | $72.01 |
| Dunbar Timothy Mark | EVP & Chief Investment Officer | 2018-01-02 | Sale | 10,000.0 | $70.29 |
| Dunbar Timothy Mark | EVP & Chief Investment Officer | 2018-01-02 | Sale | 6,400.0 | $70.14 |
| Valdes Luis E. | Pres - Int'l Asset Mgmt&Accum | 2017-12-14 | Sale | 20,000.0 | $70.04 |
| Valdes Luis E. | Pres - Int'l Asset Mgmt&Accum | 2017-12-14 | Sale | 27,662.0 | $70.04 |
| Everett Nora Mary | President - RIS | 2017-12-01 | Sale | 17,290.0 | $70.16 |
| SHAFF KAREN E | EVP, Gen'l Counsel, Secretary | 2017-12-01 | Sale | 9,806.0 | $69.51 |
| SHAFF KAREN E | EVP, Gen'l Counsel, Secretary | 2017-12-01 | Sale | 40,755.0 | $69.51 |
| STRABLE-SOETHOUT DEANNA D | EVP & Chief Financial Officer | 2017-11-28 | Sale | 18,905.0 | $70.07 |
| Houston Daniel Joseph | Chairman, President & CEO | 2017-11-28 | Sale | 37,080.0 | $70.05 |
| SHAFF KAREN E | EVP, Gen'l Counsel, Secretary | 2017-10-19 | Sale | 10,588.0 | $68.01 |
| Everett Nora Mary | President - RIS | 2017-10-19 | Sale | 1,297.0 | $68.0 |
| Houston Daniel Joseph | Chairman, President & CEO | 2017-10-19 | Sale | 81,865.0 | $68.04 |
| Houston Daniel Joseph | Chairman, President & CEO | 2017-10-19 | Sale | 12,103.0 | $68.04 |
| Houston Daniel Joseph | Chairman, President & CEO | 2017-10-18 | Sale | 38,097.0 | $68.0 |
| SHAFF KAREN E | EVP, Gen'l Counsel, Secretary | 2017-10-18 | Sale | 17,082.0 | $68.0 |
| Everett Nora Mary | President - RIS | 2017-10-18 | Sale | 12,398.0 | $68.0 |
| MCCAUGHAN JAMES P | President - Global Asset Mgmt. | 2017-09-12 | Sale | 6,093.0 | $62.34 |
| MCCAUGHAN JAMES P | President - Global Asset Mgmt. | 2017-09-11 | Sale | 100.0 | $62.0 |
| MCCAUGHAN JAMES P | President - Global Asset Mgmt. | 2017-09-06 | Sale | 2,914.0 | $62.15 |
| MCCAUGHAN JAMES P | President - Global Asset Mgmt. | 2017-09-05 | Sale | 6,039.0 | $62.1 |