Peerless Systems Corporation Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 22 rows in 2015. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2015-02-12: Reporting owner Jeffrey A. Hammer; Form 4; Security Options to acquire common stock; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2015-02-12: Reporting owner Jeffrey A. Hammer; Form 4; Security Options to acquire common stock; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2015-02-12: Reporting owner Jeffrey A. Hammer; Form 4; Security Options to acquire common stock; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2015-02-12: Reporting owner Jeffrey A. Hammer; Form 4; Security Options to acquire common stock; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2015-02-12 | Jeffrey A. Hammer Director | 4 | Options to acquire common stock Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −30,000 0 owned after | $5.08 | 2015-02-13 | |
| 2015-02-12 | Jeffrey A. Hammer Director | 4 | Options to acquire common stock Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,000 0 owned after | $5.05 | 2015-02-13 | |
| 2015-02-12 | Jeffrey A. Hammer Director | 4 | Options to acquire common stock Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,000 0 owned after | $4.23 | 2015-02-13 | |
| 2015-02-12 | Jeffrey A. Hammer Director | 4 | Options to acquire common stock Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,000 0 owned after | $3.45 | 2015-02-13 | |
| 2015-02-12 | Jeffrey A. Hammer Director | 4 | Options to acquire common stock Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,000 0 owned after | $3.12 | 2015-02-13 | |
| 2015-02-12 | Jeffrey A. Hammer Director | 4 | Options to acquire common stock Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,000 0 owned after | $3.29 | 2015-02-13 | |
| 2015-02-12 | Jeffrey A. Hammer Director | 4 | Options to acquire common stock Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,000 0 owned after | $3.30 | 2015-02-13 | |
| 2015-02-12 | Brog Timothy Director, Officer (Chief Executive Officer), 10% Owner | 4 | Options to acquire common stock Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −30,000 0 owned after | $4.71 | 2015-02-13 | |
| 2015-02-12 | Brog Timothy Director, Officer (Chief Executive Officer), 10% Owner | 4 | Options to acquire common stock Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,000 0 owned after | $5.12 | 2015-02-13 | |
| 2015-02-12 | Brog Timothy Director, Officer (Chief Executive Officer), 10% Owner | 4 | Options to acquire common stock Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −100,000 0 owned after | $5.17 | 2015-02-13 | |
| 2015-02-12 | Brog Timothy Director, Officer (Chief Executive Officer), 10% Owner | 4 | Options to acquire common stock Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,000 0 owned after | $5.05 | 2015-02-13 | |
| 2015-02-12 | Brog Timothy Director, Officer (Chief Executive Officer), 10% Owner | 4 | Options to acquire common stock Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −50,000 0 owned after | $4.76 | 2015-02-13 | |
| 2015-02-12 | Brog Timothy Director, Officer (Chief Executive Officer), 10% Owner | 4 | Options to acquire common stock Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,000 0 owned after | $4.23 | 2015-02-13 | |
| 2015-02-12 | Brog Timothy Director, Officer (Chief Executive Officer), 10% Owner | 4 | Options to acquire Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −50,000 0 owned after | $3.01 | 2015-02-13 | |
| 2015-02-12 | Tsai Yi Officer (Chief Financial Officer) | 4 | Options to acquire common stock Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,000 0 owned after | $3.36 | 2015-02-13 | |
| 2015-02-12 | Tsai Yi Officer (Chief Financial Officer) | 4 | Options to acquire common stock Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −15,000 0 owned after | $3.34 | 2015-02-13 | |
| 2015-02-12 | Stein Gerald A. Director | 4 | Options to acquire common stock Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,000 0 owned after | $3.12 | 2015-02-13 | |
| 2015-02-12 | Stein Gerald A. Director | 4 | Options to acquire common stock Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,000 0 owned after | $3.29 | 2015-02-13 | |
| 2015-02-12 | Stein Gerald A. Director | 4 | Options to acquire common stock Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,000 0 owned after | $3.30 | 2015-02-13 | |
| 2015-02-12 | Dickman Matthew R. Director | 4 | Options to acquire common stock Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,000 0 owned after | $3.12 | 2015-02-13 | |
| 2015-02-12 | Dickman Matthew R. Director | 4 | Options to acquire common stock Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,000 0 owned after | $3.29 | 2015-02-13 | |
| 2015-02-12 | Dickman Matthew R. Director | 4 | Options to acquire common stock Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,000 0 owned after | $3.30 | 2015-02-13 |