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Ontrak, Inc. Form 8-K: Current report, 2018

Ontrak, Inc. Form 8-K: Current report

Filings on SEC EDGAR, newest first; amendments sit with their base form. Values are as filed.

  • 2018-11-14: Form 8-K; Period of report 2018-11-14; Description 2.02 Results of Operations and Financial Condition; Details 2.02.
  • 2018-11-01: Form 8-K; Period of report 2018-10-26; Description 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; Details 5.02.
  • 2018-10-31: Form 8-K; Period of report 2018-10-31; Description 8.01 Other Events; Details 8.01.
  • 2018-09-25: Form 8-K; Period of report 2018-09-25; Description 8.01 Other Events; Details 8.01.
FiledFormPeriod of reportDescriptionDetailsDocument
2018-11-148-K2018-11-142.02 Results of Operations and Financial Condition2.02 The information set forth under this “Item 2.02.cats20181114_8k.htm
2018-11-018-K2018-10-265.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers5.02 On November 1, 2018, Catasys, Inc. (the “Company”) announced that Messrs.cats20181031_8k.htm
2018-10-318-K2018-10-318.01 Other Events8.01 On October 31, 2018, Catasys, Inc. (the “Company”) issued a press release announcing that it has entered into an agreement with Capital BlueCross, a community-based health insurer serving members in 21 counties in Central Pennsylvania and the Lehigh Valley.cats20181029_8k.htm
2018-09-258-K2018-09-258.01 Other Events8.01 On September 25, 2018, Catasys, Inc. (the “Company”) issued a press release announcing that it has expanded its OnTrakTM solution into Florida and Georgia with one of the nation’s leading health plans.cats20180924_8k.htm
2018-09-128-K2018-09-128.01 Other Events8.01 On September 12, 2018, Catasys, Inc. (the “Company”) issued a press release announcing that it has expanded its OnTrakTM solution into Iowa and Nebraska with one of the nation’s leading health plans, which is the second largest plan in both states.cats20180911_8k.htm
2018-09-078-K2018-08-311.01 Entry into a Material Definitive Agreement; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant1.01 Entry into Material Definitive Agreement.
2.03 The information set forth above and referenced under Item 1.01 that relates to the creation of direct financial obligations of the Borrowers is hereby incorporated by reference into this Item 2.03 of this report.
cats20180906_8k.htm
2018-08-148-K2018-08-142.02 Results of Operations and Financial Condition2.02 The information set forth under this “Item 2.02.cats20180814_8k.htm
2018-08-038-K2018-08-025.07 Submission of Matters to a Vote of Security Holders5.07 On August 2, 2018, Catasys, Inc. (the “Company”) held its 2018 Annual Meeting of stockholders (the “Annual Meeting”).cats20180802_8k.htm
2018-07-188-K2018-07-188.01 Other Events8.01 July 18, 2018, Catasys, Inc. (the “Company”) issued a press release announcing the appointment of Jeremiah Stone as the Company’s Chief Technology Officer, a newly created position within the Company.cats20180717_8k.htm
2018-06-158-K2018-06-141.01 Entry into a Material Definitive Agreement; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant; 3.02 Unregistered Sales of Equity Securities1.01 Entry into Material Definitive Agreement.
2.03 The information set forth above and referenced under Item 1.01 that relates to the creation of direct financial obligations of the Borrowers is hereby incorporated by reference into this Item 2.03 of this report.
3.02 On June 14, 2018, in connection with its entry into the Facility Agreement, the Company issued Heritage warrants to purchase an aggregate of 9,720 shares of common stock (the “Heritage Warrants”), subject to reduction in the event of early termination of the Facility Agreement.
cats20180614_8k.htm
2018-05-308-K2018-05-308.01 Other Events8.01 On May 30, 2018, Catasys, Inc. (the “Company”) issued a press release announcing that it has entered into an agreement and launched enrollment of its OnTrakTM solution with the second largest health plan in the United States.cats20180529_8k.htm
2018-05-158-K2018-05-152.02 Results of Operations and Financial Condition2.02 The information set forth under this “Item 2.02.cats20180514_8k.htm
2018-04-168-K2018-04-105.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers5.02 On April 10, 2018, Catasys, Inc. (the “Company”) and Mr. Richard A. Anderson, the Company’s Director, President and Chief Operating Officer, entered into an Amended Employment Agreement (“Amended Agreement”) on substantially the same terms as his existing employment agreement, provided that the initial term of his employment with the Company was extend for an initial five-year term with an automatic renewal for additional three-year terms unless otherwise terminated.cats20180416_8k.htm
2018-03-208-K2018-03-164.01 Changes in Registrant's Certifying Accountant4.01 On March 16, 2018, Catasys, Inc. (the “Company” or “Catasys”) engaged EisnerAmper LLP (“Eisner”), as its principal accountant, and on the same date dismissed Rose, Synder & Jacobs LLP (“RSJ”).cats20180320_8k.htm
2018-03-148-K2018-03-148.01 Other Events8.01 On March 14, 2018, Catasys, Inc. (the “Company”) issued a press release announcing that it has launched enrollment of its OnTrakTM solution with a leading national health plan partner.cats20180313_8k.htm
2018-03-078-K2018-03-072.02 Results of Operations and Financial Condition2.02 The information set forth under this “Item 2.02.cats20180306_8k.htm
2018-03-068-K2018-03-068.01 Other Events8.01 On March 6, 2018, Catasys, Inc. (the “Company”) issued a press release announcing that it has expanded its OnTrakTM program with a leading regional health insurer in Illinois to include anxiety and depression for eligible commercial and Medicare members.cats20180305_8k.htm
2018-02-218-K2018-02-218.01 Other Events8.01 On February 21, 2018, Catasys, Inc. (the “Company”) issued a press release announcing that it has commenced enrollment of its OnTrakTM program under the previously announced contract with a top 10 health insurer.cats20180220_8k.htm
2018-01-318-K2018-01-318.01 Other Events8.01 On January 31, 2018, Catasys, Inc. (the “Company”) issued a press release announcing that it has expanded its OnTrakTM program to Illinois with the nation’s second largest Blue Cross Blue Shield health insurance plan.cats20180131_8k.htm
2018-01-248-K2018-01-248.01 Other Events8.01 On January 24, 2018, Catasys, Inc. (the “Company”) issued a press release announcing that its OnTrakTM program has reduced costs for enrolled members by an average of 54%, or $1,338 per member per month.cats20180123_8k.htm
2018-01-168-K2018-01-168.01 Other Events8.01 On January 16, 2018, Catasys, Inc. (the “Company”) issued a press release announcing that it has entered into an agreement with Cigna Corporation, a global health service company dedicated to helping people improve their health, well-being and sense of security, for the OnTrakTM solution for certain members with anxiety, depression or substance use disorders.cats20180115_8k.htm