OCSL Insider Transactions — Page 4
618 retained open-market purchase and sale rows from SEC Forms 3, 4 and 5, newest first. This page shows rows 301–400; provenance stays internal.
| Insider profile | Role | Date | Transaction | Shares | Price |
|---|---|---|---|---|---|
| Berman Bernard D | Director | 2017-03-17 | Purchase | 5,000.0 | $4.55 |
| TANNENBAUM LEONARD M | TenPercentOwner | 2017-03-15 | Purchase | 1,273,000.0 | $4.51 |
| TANNENBAUM LEONARD M | TenPercentOwner | 2017-03-14 | Purchase | 356,492.0 | $4.51 |
| TANNENBAUM LEONARD M | TenPercentOwner | 2017-03-13 | Purchase | 176,476.0 | $4.5 |
| TANNENBAUM LEONARD M | TenPercentOwner | 2017-03-10 | Purchase | 389,571.0 | $4.43 |
| TANNENBAUM LEONARD M | TenPercentOwner | 2017-03-09 | Purchase | 205,169.0 | $4.37 |
| Berman Bernard D | Director | 2017-03-06 | Purchase | 5,000.0 | $4.35 |
| Berman Bernard D | Director | 2017-03-03 | Purchase | 5,000.0 | $4.39 |
| Berman Bernard D | Director | 2017-03-03 | Purchase | 5,000.0 | $4.38 |
| Castro-Blanco James | Director | 2017-02-17 | Purchase | 20,000.0 | $4.62 |
| Ray Douglas F | Director | 2017-02-16 | Purchase | 6,400.0 | $4.68 |
| Khorana Sandeep K. | Director | 2017-02-16 | Purchase | 2,200.0 | $4.65 |
| Noreika Steven M. | Chief Financial Officer | 2017-02-14 | Purchase | 1,000.0 | $4.62 |
| Dalton Patrick J | Chief Executive Officer | 2017-02-14 | Purchase | 22,500.0 | $4.57 |
| DUTKIEWICZ RICHARD P | Director | 2017-02-13 | Purchase | 4,000.0 | $4.57 |
| Berman Bernard D | Director | 2017-02-10 | Purchase | 5,000.0 | $4.56 |
| Berman Bernard D | Director | 2017-02-10 | Purchase | 5,000.0 | $4.65 |
| HANEY BYRON J | Director | 2017-02-10 | Purchase | 6,000.0 | $4.55 |
| HANEY BYRON J | Director | 2017-02-10 | Purchase | 6,000.0 | $4.63 |
| HANEY BYRON J | Director | 2017-02-10 | Purchase | 6,000.0 | $4.65 |
| TANNENBAUM LEONARD M | TenPercentOwner | 2016-12-23 | Sale | 900.0 | $5.55 |
| TANNENBAUM LEONARD M | TenPercentOwner | 2016-12-21 | Sale | 4,580.0 | $5.55 |
| TANNENBAUM LEONARD M | TenPercentOwner | 2016-12-20 | Sale | 6,025.0 | $5.55 |
| TANNENBAUM LEONARD M | TenPercentOwner | 2016-12-13 | Sale | 46,583.0 | $5.56 |
| TANNENBAUM LEONARD M | TenPercentOwner | 2016-12-13 | Sale | 46,583.0 | $5.56 |
| TANNENBAUM LEONARD M | TenPercentOwner | 2016-12-12 | Sale | 34,201.0 | $5.61 |
| TANNENBAUM LEONARD M | TenPercentOwner | 2016-12-12 | Sale | 34,201.0 | $5.61 |
| TANNENBAUM LEONARD M | TenPercentOwner | 2016-12-09 | Sale | 50,000.0 | $5.57 |
| TANNENBAUM LEONARD M | TenPercentOwner | 2016-12-08 | Sale | 100,000.0 | $5.56 |
| DUTKIEWICZ RICHARD P | Director | 2016-12-06 | Purchase | 5,000.0 | $5.53 |
| Castro-Blanco James | Director | 2016-08-31 | Purchase | 8,250.0 | $6.16 |
| Castro-Blanco James | Director | 2016-08-31 | Purchase | 8,250.0 | $6.16 |
| Dunn Brian S | Director | 2016-02-24 | Purchase | 6,000.0 | $4.52 |
| Dunn Brian S | Director | 2016-02-22 | Purchase | 15,000.0 | $4.69 |
| Castro-Blanco James | Director | 2015-09-28 | Purchase | 3,000.0 | $6.58 |
| Castro-Blanco James | Director | 2015-09-28 | Purchase | 3,000.0 | $6.58 |
| Castro-Blanco James | Director | 2015-02-13 | Purchase | 650.0 | $7.25 |
| Castro-Blanco James | Director | 2015-02-13 | Purchase | 650.0 | $7.25 |
| Owens Todd | Chief Executive Officer | 2015-02-12 | Purchase | 4,500.0 | $7.06 |
| Owens Todd | Chief Executive Officer | 2015-02-12 | Purchase | 135.0 | $7.06 |
| Owens Todd | Chief Executive Officer | 2015-02-12 | Purchase | 900.0 | $7.05 |
| Owens Todd | Chief Executive Officer | 2015-02-12 | Purchase | 2,436.0 | $7.04 |
| Owens Todd | Chief Executive Officer | 2015-02-12 | Purchase | 300.0 | $7.04 |
| Owens Todd | Chief Executive Officer | 2015-02-12 | Purchase | 1,729.0 | $7.03 |
| TANNENBAUM LEONARD M | Director | 2015-02-11 | Purchase | 100,000.0 | $6.8 |
| TANNENBAUM LEONARD M | Director | 2015-02-11 | Purchase | 9,351.0 | $6.81 |
| TANNENBAUM LEONARD M | Director | 2015-02-11 | Purchase | 30,094.0 | $6.81 |
| TANNENBAUM LEONARD M | Director | 2015-02-11 | Purchase | 11,500.0 | $6.82 |
| TANNENBAUM LEONARD M | Director | 2015-02-11 | Purchase | 75,738.0 | $6.82 |
| TANNENBAUM LEONARD M | Director | 2015-02-11 | Purchase | 41,975.0 | $6.83 |
| TANNENBAUM LEONARD M | Director | 2015-02-11 | Purchase | 2,400.0 | $6.84 |
| TANNENBAUM LEONARD M | Director | 2015-02-11 | Purchase | 16,925.0 | $6.84 |
| TANNENBAUM LEONARD M | Director | 2015-02-11 | Purchase | 5,900.0 | $6.85 |
| TANNENBAUM LEONARD M | Director | 2015-02-11 | Purchase | 177,968.0 | $6.85 |
| Berman Bernard D | Director | 2015-02-10 | Purchase | 2,000.0 | $6.99 |
| TANNENBAUM LEONARD M | Director | 2015-02-10 | Purchase | 800.0 | $6.95 |
| TANNENBAUM LEONARD M | Director | 2015-02-10 | Purchase | 99,200.0 | $6.95 |
| TANNENBAUM LEONARD M | Director | 2015-02-10 | Purchase | 200.0 | $6.97 |
| TANNENBAUM LEONARD M | Director | 2015-02-10 | Purchase | 2,500.0 | $6.97 |
| TANNENBAUM LEONARD M | Director | 2015-02-10 | Purchase | 3,800.0 | $6.98 |
| TANNENBAUM LEONARD M | Director | 2015-02-10 | Purchase | 5,000.0 | $6.99 |
| TANNENBAUM LEONARD M | Director | 2015-02-10 | Purchase | 3,000.0 | $6.99 |
| TANNENBAUM LEONARD M | Director | 2015-02-10 | Purchase | 900.0 | $7.0 |
| TANNENBAUM LEONARD M | Director | 2015-02-10 | Purchase | 284,600.0 | $7.0 |
| TANNENBAUM LEONARD M | Director | 2015-02-10 | Purchase | 2,600.0 | $7.01 |
| TANNENBAUM LEONARD M | Director | 2015-02-10 | Purchase | 6,450.0 | $7.01 |
| TANNENBAUM LEONARD M | Director | 2015-02-10 | Purchase | 90,950.0 | $7.01 |
| TANNENBAUM LEONARD M | Director | 2015-02-10 | Purchase | 50,000.0 | $7.11 |
| TANNENBAUM LEONARD M | Director | 2015-02-10 | Purchase | 2,100.0 | $7.14 |
| TANNENBAUM LEONARD M | Director | 2015-02-10 | Purchase | 47,900.0 | $7.14 |
| TANNENBAUM LEONARD M | Director | 2015-02-10 | Purchase | 100.0 | $7.18 |
| TANNENBAUM LEONARD M | Director | 2015-02-10 | Purchase | 3,200.0 | $7.18 |
| TANNENBAUM LEONARD M | Director | 2015-02-10 | Purchase | 46,700.0 | $7.19 |
| Castro-Blanco James | Director | 2014-12-18 | Purchase | 750.0 | $8.06 |
| Castro-Blanco James | Director | 2014-12-18 | Purchase | 750.0 | $8.06 |
| Berman Bernard D | Director | 2014-12-11 | Purchase | 400.0 | $8.18 |
| Berman Bernard D | Director | 2014-12-11 | Purchase | 1,600.0 | $8.19 |
| Petrocelli Richard A | Chief Financial Officer | 2014-12-03 | Purchase | 2,000.0 | $8.52 |
| Dimitrov Ivelin M. | Chief Investment Officer | 2014-08-20 | Purchase | 1,000.0 | $9.74 |
| Dimitrov Ivelin M. | Chief Investment Officer | 2014-03-03 | Purchase | 1,000.0 | $9.84 |
| TANNENBAUM LEONARD M | CEO | 2013-12-13 | Purchase | 20,000.0 | $8.98 |
| Dimitrov Ivelin M. | Chief Investment Officer | 2013-12-03 | Purchase | 1,000.0 | $9.38 |
| Berman Bernard D | President & Secretary | 2013-12-03 | Purchase | 1,000.0 | $9.39 |
| DUTKIEWICZ RICHARD P | Director | 2013-12-02 | Purchase | 250.0 | $9.35 |
| Berman Bernard D | President & Secretary | 2013-06-20 | Purchase | 1,000.0 | $9.95 |
| TANNENBAUM LEONARD M | CEO | 2013-06-20 | Purchase | 10,000.0 | $9.92 |
| TANNENBAUM LEONARD M | CEO | 2013-06-20 | Purchase | 10,000.0 | $9.96 |
| TANNENBAUM LEONARD M | CEO | 2013-05-29 | Purchase | 200.0 | $10.36 |
| TANNENBAUM LEONARD M | CEO | 2013-05-29 | Purchase | 5,900.0 | $10.36 |
| TANNENBAUM LEONARD M | CEO | 2013-05-29 | Purchase | 4,545.0 | $10.36 |
| TANNENBAUM LEONARD M | CEO | 2013-05-29 | Purchase | 4,355.0 | $10.37 |
| TANNENBAUM LEONARD M | CEO | 2013-05-29 | Purchase | 10,000.0 | $10.37 |
| Berman Bernard D | President & Secretary | 2013-05-23 | Purchase | 1,000.0 | $10.47 |
| Dimitrov Ivelin M. | Chief Investment Officer | 2013-05-16 | Purchase | 1,000.0 | $10.71 |
| DUTKIEWICZ RICHARD P | Director | 2013-05-15 | Purchase | 1,000.0 | $10.79 |
| DUTKIEWICZ RICHARD P | Director | 2013-05-15 | Purchase | 1,000.0 | $10.79 |
| DUTKIEWICZ RICHARD P | Director | 2013-05-15 | Purchase | 2,000.0 | $10.79 |
| Ray Douglas F | Director | 2013-03-01 | Purchase | 700.0 | $10.74 |
| Ray Douglas F | Director | 2013-03-01 | Purchase | 4,800.0 | $10.69 |
| Ray Douglas F | Director | 2013-03-01 | Purchase | 200.0 | $10.69 |