OCSL Insider Transactions — Page 3
618 retained open-market purchase and sale rows from SEC Forms 3, 4 and 5, newest first. This page shows rows 201–300; provenance stays internal.
| Insider profile | Role | Date | Transaction | Shares | Price |
|---|---|---|---|---|---|
| TANNENBAUM LEONARD M | TenPercentOwner | 2019-05-15 | Sale | 61,436.0 | $5.52 |
| TANNENBAUM LEONARD M | TenPercentOwner | 2019-05-14 | Sale | 65,300.0 | $5.49 |
| Gero Deborah Ann | Director | 2019-05-14 | Purchase | 2,000.0 | $5.48 |
| TANNENBAUM LEONARD M | TenPercentOwner | 2019-05-13 | Sale | 52,500.0 | $5.48 |
| TANNENBAUM LEONARD M | TenPercentOwner | 2019-05-10 | Sale | 97,200.0 | $5.49 |
| TANNENBAUM LEONARD M | TenPercentOwner | 2019-05-09 | Sale | 94,400.0 | $5.45 |
| TANNENBAUM LEONARD M | TenPercentOwner | 2019-05-08 | Sale | 270,500.0 | $5.46 |
| TANNENBAUM LEONARD M | TenPercentOwner | 2019-04-10 | Sale | 42,850.0 | $5.3 |
| TANNENBAUM LEONARD M | TenPercentOwner | 2019-04-10 | Sale | 42,850.0 | $5.3 |
| TANNENBAUM LEONARD M | TenPercentOwner | 2019-04-09 | Sale | 7,700.0 | $5.31 |
| TANNENBAUM LEONARD M | TenPercentOwner | 2019-04-09 | Sale | 7,701.0 | $5.31 |
| TANNENBAUM LEONARD M | TenPercentOwner | 2019-04-08 | Sale | 12,310.0 | $5.3 |
| TANNENBAUM LEONARD M | TenPercentOwner | 2019-04-08 | Sale | 12,310.0 | $5.3 |
| TANNENBAUM LEONARD M | TenPercentOwner | 2019-04-05 | Sale | 830.0 | $5.3 |
| TANNENBAUM LEONARD M | TenPercentOwner | 2019-04-05 | Sale | 831.0 | $5.3 |
| Jacobson Craig A | Director | 2019-02-28 | Purchase | 19,160.0 | $5.22 |
| TANNENBAUM LEONARD M | TenPercentOwner | 2019-02-15 | Sale | 22,830.0 | $5.26 |
| TANNENBAUM LEONARD M | TenPercentOwner | 2019-02-15 | Sale | 22,831.0 | $5.26 |
| TANNENBAUM LEONARD M | TenPercentOwner | 2019-02-14 | Sale | 53,800.0 | $5.26 |
| TANNENBAUM LEONARD M | TenPercentOwner | 2019-02-14 | Sale | 53,800.0 | $5.26 |
| TANNENBAUM LEONARD M | TenPercentOwner | 2019-02-13 | Sale | 23,000.0 | $5.25 |
| TANNENBAUM LEONARD M | TenPercentOwner | 2019-02-13 | Sale | 25,700.0 | $5.26 |
| TANNENBAUM LEONARD M | TenPercentOwner | 2019-02-12 | Sale | 17,560.0 | $5.26 |
| TANNENBAUM LEONARD M | TenPercentOwner | 2019-02-12 | Sale | 17,560.0 | $5.26 |
| TANNENBAUM LEONARD M | TenPercentOwner | 2019-02-11 | Sale | 11,252.0 | $5.25 |
| TANNENBAUM LEONARD M | TenPercentOwner | 2019-02-11 | Sale | 11,252.0 | $5.25 |
| TANNENBAUM LEONARD M | TenPercentOwner | 2019-02-08 | Sale | 34,583.0 | $5.25 |
| TANNENBAUM LEONARD M | TenPercentOwner | 2019-02-08 | Sale | 34,583.0 | $5.25 |
| Carlisle Melvin | Chief Financial Officer | 2018-12-14 | Purchase | 500.0 | $4.32 |
| Carlisle Melvin | Chief Financial Officer | 2018-12-14 | Purchase | 4,500.0 | $4.33 |
| Pendo Mathew | Chief Operating Officer | 2018-09-13 | Purchase | 2,100.0 | $5.0 |
| TANNENBAUM LEONARD M | TenPercentOwner | 2018-08-27 | Sale | 27,088.0 | $5.06 |
| TANNENBAUM LEONARD M | TenPercentOwner | 2018-08-27 | Sale | 27,088.0 | $5.06 |
| Carlisle Melvin | Chief Financial Officer | 2018-08-27 | Purchase | 5,000.0 | $5.05 |
| TANNENBAUM LEONARD M | TenPercentOwner | 2018-08-24 | Sale | 11,912.0 | $5.05 |
| TANNENBAUM LEONARD M | TenPercentOwner | 2018-08-24 | Sale | 11,912.0 | $5.05 |
| TANNENBAUM LEONARD M | TenPercentOwner | 2018-08-23 | Sale | 39,619.0 | $5.05 |
| TANNENBAUM LEONARD M | TenPercentOwner | 2018-08-23 | Sale | 39,619.0 | $5.05 |
| TANNENBAUM LEONARD M | TenPercentOwner | 2018-08-21 | Sale | 100,000.0 | $5.0 |
| TANNENBAUM LEONARD M | TenPercentOwner | 2018-08-21 | Sale | 100,000.0 | $5.0 |
| TANNENBAUM LEONARD M | TenPercentOwner | 2018-08-20 | Sale | 2,950.0 | $5.0 |
| TANNENBAUM LEONARD M | TenPercentOwner | 2018-08-20 | Sale | 2,950.0 | $5.0 |
| TANNENBAUM LEONARD M | TenPercentOwner | 2018-08-17 | Sale | 33,500.0 | $5.0 |
| TANNENBAUM LEONARD M | TenPercentOwner | 2018-08-17 | Sale | 33,500.0 | $5.0 |
| TANNENBAUM LEONARD M | TenPercentOwner | 2018-08-16 | Sale | 58,000.0 | $5.0 |
| TANNENBAUM LEONARD M | TenPercentOwner | 2018-08-16 | Sale | 58,000.0 | $5.0 |
| TANNENBAUM LEONARD M | TenPercentOwner | 2018-08-13 | Sale | 1,800.0 | $5.0 |
| Jacobson Craig A | Director | 2018-08-10 | Purchase | 20,240.0 | $4.97 |
| Zimmerman Bruce | Director | 2018-08-10 | Purchase | 3,000.0 | $4.96 |
| TANNENBAUM LEONARD M | TenPercentOwner | 2018-08-03 | Sale | 100,000.0 | $5.0 |
| TANNENBAUM LEONARD M | TenPercentOwner | 2018-08-02 | Sale | 100,000.0 | $5.0 |
| TANNENBAUM LEONARD M | TenPercentOwner | 2018-06-05 | Sale | 17,902.0 | $5.0 |
| TANNENBAUM LEONARD M | TenPercentOwner | 2018-06-04 | Sale | 23,226.0 | $5.0 |
| TANNENBAUM LEONARD M | TenPercentOwner | 2018-05-30 | Sale | 47,100.0 | $5.0 |
| TANNENBAUM LEONARD M | TenPercentOwner | 2018-05-25 | Sale | 14,923.0 | $5.0 |
| TANNENBAUM LEONARD M | TenPercentOwner | 2018-05-23 | Sale | 100.0 | $5.0 |
| TANNENBAUM LEONARD M | TenPercentOwner | 2018-05-22 | Sale | 100,000.0 | $5.0 |
| TANNENBAUM LEONARD M | TenPercentOwner | 2018-05-21 | Sale | 23,868.0 | $5.0 |
| Pendo Mathew | Chief Operating Officer | 2018-02-28 | Purchase | 4,950.0 | $4.32 |
| Zimmerman Bruce | Director | 2018-02-12 | Purchase | 22,400.0 | $4.42 |
| Zimmerman Bruce | Director | 2018-02-12 | Purchase | 1,600.0 | $4.41 |
| Gamsin Marc | Director | 2018-02-12 | Purchase | 35,000.0 | $4.39 |
| Zimmerman Bruce | Director | 2017-12-15 | Purchase | 2,000.0 | $4.74 |
| Zimmerman Bruce | Director | 2017-12-15 | Purchase | 2,000.0 | $4.74 |
| Zimmerman Bruce | Director | 2017-12-15 | Purchase | 2,000.0 | $4.74 |
| Zimmerman Bruce | Director | 2017-12-15 | Purchase | 2,000.0 | $4.74 |
| Zimmerman Bruce | Director | 2017-12-15 | Purchase | 2,000.0 | $4.74 |
| Lee Edgar | See Remarks | 2017-12-15 | Purchase | 7,476.0 | $4.66 |
| Lee Edgar | See Remarks | 2017-12-15 | Purchase | 4,524.0 | $4.67 |
| Pendo Mathew | Chief Operating Officer | 2017-12-15 | Purchase | 1,400.0 | $4.66 |
| Pendo Mathew | Chief Operating Officer | 2017-12-15 | Purchase | 100.0 | $4.66 |
| Pendo Mathew | Chief Operating Officer | 2017-12-15 | Purchase | 10,500.0 | $4.66 |
| Frank John | Director | 2017-12-15 | Purchase | 28,784.0 | $4.74 |
| OAKTREE CAPITAL MANAGEMENT LP | TenPercentOwner | 2017-12-14 | Purchase | 138,000.0 | $4.78 |
| Oaktree Holdings, Inc. | TenPercentOwner | 2017-12-14 | Purchase | 138,000.0 | $4.78 |
| Oaktree Capital Group Holdings GP, LLC | TenPercentOwner | 2017-12-14 | Purchase | 138,000.0 | $4.78 |
| Oaktree Capital Group, LLC | TenPercentOwner | 2017-12-14 | Purchase | 138,000.0 | $4.78 |
| Ruben Richard | Director | 2017-12-13 | Purchase | 15,700.0 | $4.79 |
| Jacobson Craig A | Director | 2017-12-13 | Purchase | 31,200.0 | $4.8 |
| OAKTREE CAPITAL MANAGEMENT LP | TenPercentOwner | 2017-12-13 | Purchase | 138,000.0 | $4.8 |
| Oaktree Holdings, Inc. | TenPercentOwner | 2017-12-13 | Purchase | 138,000.0 | $4.8 |
| Oaktree Capital Group Holdings GP, LLC | TenPercentOwner | 2017-12-13 | Purchase | 138,000.0 | $4.8 |
| Oaktree Capital Group, LLC | TenPercentOwner | 2017-12-13 | Purchase | 138,000.0 | $4.8 |
| Ruben Richard | Director | 2017-12-06 | Purchase | 1,350.0 | $4.82 |
| Ruben Richard | Director | 2017-12-06 | Purchase | 7,800.0 | $4.82 |
| Ruben Richard | Director | 2017-12-05 | Purchase | 5,400.0 | $4.8 |
| TANNENBAUM LEONARD M | TenPercentOwner | 2017-10-19 | Sale | 437,799.0 | $5.56 |
| TANNENBAUM LEONARD M | TenPercentOwner | 2017-10-19 | Sale | 971,807.0 | $5.56 |
| TANNENBAUM LEONARD M | TenPercentOwner | 2017-10-19 | Purchase | 437,799.0 | $5.56 |
| TANNENBAUM LEONARD M | TenPercentOwner | 2017-10-19 | Purchase | 971,807.0 | $5.56 |
| Berman Bernard D | Chief Executive Officer | 2017-09-29 | Sale | 20,000.0 | $5.43 |
| TANNENBAUM LEONARD M | TenPercentOwner | 2017-03-29 | Purchase | 102,000.0 | $4.71 |
| TANNENBAUM LEONARD M | TenPercentOwner | 2017-03-28 | Purchase | 266,073.0 | $4.75 |
| TANNENBAUM LEONARD M | TenPercentOwner | 2017-03-27 | Purchase | 223,749.0 | $4.69 |
| TANNENBAUM LEONARD M | TenPercentOwner | 2017-03-24 | Purchase | 222,101.0 | $4.65 |
| TANNENBAUM LEONARD M | TenPercentOwner | 2017-03-23 | Purchase | 210,000.0 | $4.66 |
| TANNENBAUM LEONARD M | TenPercentOwner | 2017-03-22 | Purchase | 269,871.0 | $4.64 |
| TANNENBAUM LEONARD M | TenPercentOwner | 2017-03-21 | Purchase | 207,613.0 | $4.63 |
| TANNENBAUM LEONARD M | TenPercentOwner | 2017-03-20 | Purchase | 175,000.0 | $4.64 |
| TANNENBAUM LEONARD M | TenPercentOwner | 2017-03-17 | Purchase | 170,000.0 | $4.59 |