OCGN Insider Transactions — Page 2
136 retained open-market purchase and sale rows from SEC Forms 3, 4 and 5, newest first. This page shows rows 101–136; provenance stays internal.
| Insider profile | Role | Date | Transaction | Shares | Price |
|---|---|---|---|---|---|
| INTREXON CORP | TenPercentOwner | 2019-01-11 | Sale | 251,800.0 | $0.17 |
| RAKIN KEVIN | Director | 2018-10-10 | Purchase | 230,768.0 | — |
| Wilmslow Estates Ltd | TenPercentOwner | 2018-10-10 | Purchase | 538,460.0 | — |
| Lewis Michael | Director,TenPercentOwner | 2018-10-10 | Purchase | 538,460.0 | — |
| Gridley Adam | President and CEO | 2018-05-16 | Purchase | 2,000.0 | $2.15 |
| GILL DAVID N | Director | 2017-08-16 | Purchase | 3,000.0 | $1.81 |
| GILL DAVID N | Director | 2017-05-16 | Purchase | 3,000.0 | $1.68 |
| GILL DAVID N | Director | 2016-12-15 | Purchase | 3,000.0 | $1.65 |
| GILL DAVID N | Director | 2016-12-09 | Purchase | 5,000.0 | $1.92 |
| Lieber Jonathan I | Chief Financial Officer | 2016-12-02 | Purchase | 5,000.0 | $1.95 |
| Gridley Adam | President and CEO | 2016-12-01 | Purchase | 5,000.0 | $2.01 |
| SPLIT ROCK PARTNERS II, LP | TenPercentOwner | 2016-09-29 | Purchase | 276,801.0 | $2.25 |
| SPLIT ROCK PARTNERS II MANAGEMENT, LLC | TenPercentOwner | 2016-09-29 | Purchase | 276,801.0 | $2.25 |
| POWELL MICHAEL | TenPercentOwner | 2014-12-08 | Purchase | 500,198.0 | $11.0 |
| HEALY JAMES | TenPercentOwner | 2014-12-08 | Purchase | 500,198.0 | $11.0 |
| AKKARAJU SRINIVAS | TenPercentOwner | 2014-12-08 | Purchase | 500,198.0 | $11.0 |
| Sofinnova Venture Partners VIII, L.P. | TenPercentOwner | 2014-12-08 | Purchase | 500,198.0 | $11.0 |
| Sofinnova Management VIII, L.L.C. | TenPercentOwner | 2014-12-08 | Purchase | 500,198.0 | $11.0 |
| Mehra Anand | TenPercentOwner | 2014-12-08 | Purchase | 500,198.0 | $11.0 |
| POWELL MICHAEL | TenPercentOwner | 2014-12-08 | Sale | 1,002.0 | $11.0 |
| HEALY JAMES | TenPercentOwner | 2014-12-08 | Sale | 1,002.0 | $11.0 |
| AKKARAJU SRINIVAS | TenPercentOwner | 2014-12-08 | Sale | 1,002.0 | $11.0 |
| Sofinnova Venture Partners VIII, L.P. | TenPercentOwner | 2014-12-08 | Sale | 1,002.0 | $11.0 |
| Sofinnova Management VIII, L.L.C. | TenPercentOwner | 2014-12-08 | Sale | 1,002.0 | $11.0 |
| Mehra Anand | TenPercentOwner | 2014-12-08 | Sale | 1,002.0 | $11.0 |
| SPLIT ROCK PARTNERS II, LP | TenPercentOwner | 2014-12-08 | Purchase | 333,466.0 | $11.0 |
| SPLIT ROCK PARTNERS II MANAGEMENT, LLC | TenPercentOwner | 2014-12-08 | Purchase | 333,466.0 | $11.0 |
| SPLIT ROCK PARTNERS II, LP | TenPercentOwner | 2014-12-08 | Sale | 668.0 | $11.0 |
| SPLIT ROCK PARTNERS II MANAGEMENT, LLC | TenPercentOwner | 2014-12-08 | Sale | 668.0 | $11.0 |
| Wilmslow Estates Ltd | TenPercentOwner | 2014-12-08 | Purchase | 394,918.0 | $11.0 |
| Wilmslow Estates Ltd | TenPercentOwner | 2014-12-08 | Sale | 792.0 | $11.0 |
| RAKIN KEVIN | Director | 2014-12-08 | Purchase | 4,495.0 | $11.0 |
| RAKIN KEVIN | Director | 2014-12-08 | Purchase | 6,742.0 | $11.0 |
| RAKIN KEVIN | Director | 2014-12-08 | Sale | 17.0 | $11.0 |
| Lewis Michael | Director,TenPercentOwner | 2014-12-08 | Purchase | 394,918.0 | $11.0 |
| Lewis Michael | Director,TenPercentOwner | 2014-12-08 | Sale | 792.0 | $11.0 |