NWBO Insider Transactions — Page 3
330 retained open-market purchase and sale rows from SEC Forms 3, 4 and 5, newest first. This page shows rows 201–300; provenance stays internal.
| Insider profile | Role | Date | Transaction | Shares | Price |
|---|---|---|---|---|---|
| Powers Linda F | Chairperson, CEO | 2014-02-01 | Purchase | 287,055.0 | — |
| Toucan General II, LLC | TenPercentOwner | 2014-02-01 | Purchase | 287,055.0 | — |
| Hemphill Robert F Jr. | TenPercentOwner | 2014-02-01 | Purchase | 287,055.0 | — |
| Toucan Partners, LLC | TenPercentOwner | 2014-02-01 | Purchase | 287,055.0 | — |
| Toucan Capital Fund III, L.P. | TenPercentOwner | 2014-02-01 | Purchase | 287,055.0 | — |
| Cognate Bioservices, Inc. | TenPercentOwner | 2014-02-01 | Purchase | 287,055.0 | — |
| Powers Linda F | Chairperson, CEO | 2014-02-01 | Purchase | 500,000.0 | — |
| Toucan General II, LLC | TenPercentOwner | 2014-02-01 | Purchase | 500,000.0 | — |
| Hemphill Robert F Jr. | TenPercentOwner | 2014-02-01 | Purchase | 500,000.0 | — |
| Toucan Partners, LLC | TenPercentOwner | 2014-02-01 | Purchase | 500,000.0 | — |
| Toucan Capital Fund III, L.P. | TenPercentOwner | 2014-02-01 | Purchase | 500,000.0 | — |
| Cognate Bioservices, Inc. | TenPercentOwner | 2014-02-01 | Purchase | 500,000.0 | — |
| Powers Linda F | Chairperson, CEO | 2014-01-31 | Sale | 233,344.0 | $3.21 |
| Toucan General II, LLC | TenPercentOwner | 2014-01-31 | Sale | 233,344.0 | $3.21 |
| Hemphill Robert F Jr. | TenPercentOwner | 2014-01-31 | Sale | 233,344.0 | $3.21 |
| Toucan Partners, LLC | TenPercentOwner | 2014-01-31 | Sale | 233,344.0 | $3.21 |
| Toucan Capital Fund III, L.P. | TenPercentOwner | 2014-01-31 | Sale | 233,344.0 | $3.21 |
| Cognate Bioservices, Inc. | TenPercentOwner | 2014-01-31 | Sale | 233,344.0 | $3.21 |
| Powers Linda F | Chairperson, CEO | 2014-01-31 | Sale | 233,344.0 | $3.21 |
| Toucan General II, LLC | TenPercentOwner | 2014-01-31 | Sale | 233,344.0 | $3.21 |
| Hemphill Robert F Jr. | TenPercentOwner | 2014-01-31 | Sale | 233,344.0 | $3.21 |
| Toucan Partners, LLC | TenPercentOwner | 2014-01-31 | Sale | 233,344.0 | $3.21 |
| Toucan Capital Fund III, L.P. | TenPercentOwner | 2014-01-31 | Sale | 233,344.0 | $3.21 |
| Cognate Bioservices, Inc. | TenPercentOwner | 2014-01-31 | Sale | 233,344.0 | $3.21 |
| Powers Linda F | Chairperson, CEO | 2014-01-17 | Purchase | 5,101,366.0 | — |
| Toucan General II, LLC | TenPercentOwner | 2014-01-17 | Purchase | 5,101,366.0 | — |
| Hemphill Robert F Jr. | TenPercentOwner | 2014-01-17 | Purchase | 5,101,366.0 | — |
| Toucan Partners, LLC | TenPercentOwner | 2014-01-17 | Purchase | 5,101,366.0 | — |
| Toucan Capital Fund III, L.P. | TenPercentOwner | 2014-01-17 | Purchase | 5,101,366.0 | — |
| Cognate Bioservices, Inc. | TenPercentOwner | 2014-01-17 | Purchase | 5,101,366.0 | — |
| Powers Linda F | Chairperson, CEO | 2014-01-17 | Purchase | 5,101,366.0 | — |
| Toucan General II, LLC | TenPercentOwner | 2014-01-17 | Purchase | 5,101,366.0 | — |
| Hemphill Robert F Jr. | TenPercentOwner | 2014-01-17 | Purchase | 5,101,366.0 | — |
| Toucan Partners, LLC | TenPercentOwner | 2014-01-17 | Purchase | 5,101,366.0 | — |
| Toucan Capital Fund III, L.P. | TenPercentOwner | 2014-01-17 | Purchase | 5,101,366.0 | — |
| Cognate Bioservices, Inc. | TenPercentOwner | 2014-01-17 | Purchase | 5,101,366.0 | — |
| Powers Linda F | Chairperson, CEO | 2014-01-01 | Purchase | 238,248.0 | — |
| Toucan General II, LLC | TenPercentOwner | 2014-01-01 | Purchase | 238,248.0 | — |
| Hemphill Robert F Jr. | TenPercentOwner | 2014-01-01 | Purchase | 238,248.0 | — |
| Toucan Partners, LLC | TenPercentOwner | 2014-01-01 | Purchase | 238,248.0 | — |
| Toucan Capital Fund III, L.P. | TenPercentOwner | 2014-01-01 | Purchase | 238,248.0 | — |
| Cognate Bioservices, Inc. | TenPercentOwner | 2014-01-01 | Purchase | 238,248.0 | — |
| Powers Linda F | Chairperson, CEO | 2014-01-01 | Purchase | 238,248.0 | — |
| Toucan General II, LLC | TenPercentOwner | 2014-01-01 | Purchase | 238,248.0 | — |
| Hemphill Robert F Jr. | TenPercentOwner | 2014-01-01 | Purchase | 238,248.0 | — |
| Toucan Partners, LLC | TenPercentOwner | 2014-01-01 | Purchase | 238,248.0 | — |
| Toucan Capital Fund III, L.P. | TenPercentOwner | 2014-01-01 | Purchase | 238,248.0 | — |
| Cognate Bioservices, Inc. | TenPercentOwner | 2014-01-01 | Purchase | 238,248.0 | — |
| MALIK NAVID | Director | 2013-12-17 | Purchase | 10,000.0 | $0.0 |
| Farmer Robert A | Director | 2013-12-04 | Purchase | 132,404.0 | $5.6 |
| Powers Linda F | Chairperson, CEO | 2013-12-01 | Purchase | 277,199.0 | — |
| Toucan General II, LLC | TenPercentOwner | 2013-12-01 | Purchase | 277,199.0 | — |
| Hemphill Robert F Jr. | TenPercentOwner | 2013-12-01 | Purchase | 277,199.0 | — |
| Toucan Partners, LLC | TenPercentOwner | 2013-12-01 | Purchase | 277,199.0 | — |
| Toucan Capital Fund III, L.P. | TenPercentOwner | 2013-12-01 | Purchase | 277,199.0 | — |
| Cognate Bioservices, Inc. | TenPercentOwner | 2013-12-01 | Purchase | 277,199.0 | — |
| Powers Linda F | Chairperson, CEO | 2013-12-01 | Purchase | 277,199.0 | — |
| Toucan General II, LLC | TenPercentOwner | 2013-12-01 | Purchase | 277,199.0 | — |
| Hemphill Robert F Jr. | TenPercentOwner | 2013-12-01 | Purchase | 277,199.0 | — |
| Toucan Partners, LLC | TenPercentOwner | 2013-12-01 | Purchase | 277,199.0 | — |
| Toucan Capital Fund III, L.P. | TenPercentOwner | 2013-12-01 | Purchase | 277,199.0 | — |
| Cognate Bioservices, Inc. | TenPercentOwner | 2013-12-01 | Purchase | 277,199.0 | — |
| Powers Linda F | Chairperson, CEO | 2013-11-01 | Purchase | 257,439.0 | — |
| Toucan General II, LLC | TenPercentOwner | 2013-11-01 | Purchase | 257,439.0 | — |
| Hemphill Robert F Jr. | TenPercentOwner | 2013-11-01 | Purchase | 257,439.0 | — |
| Toucan Partners, LLC | TenPercentOwner | 2013-11-01 | Purchase | 257,439.0 | — |
| Toucan Capital Fund III, L.P. | TenPercentOwner | 2013-11-01 | Purchase | 257,439.0 | — |
| Cognate Bioservices, Inc. | TenPercentOwner | 2013-11-01 | Purchase | 257,439.0 | — |
| Powers Linda F | Chairperson, CEO | 2013-10-31 | Purchase | 223,042.0 | — |
| Toucan General II, LLC | TenPercentOwner | 2013-10-31 | Purchase | 223,042.0 | — |
| Hemphill Robert F Jr. | TenPercentOwner | 2013-10-31 | Purchase | 223,042.0 | — |
| Toucan Partners, LLC | TenPercentOwner | 2013-10-31 | Purchase | 223,042.0 | — |
| Toucan Capital Fund III, L.P. | TenPercentOwner | 2013-10-31 | Purchase | 223,042.0 | — |
| Cognate Bioservices, Inc. | TenPercentOwner | 2013-10-31 | Purchase | 223,042.0 | — |
| Powers Linda F | Chairperson, CEO | 2013-07-31 | Purchase | 2,902,072.0 | $4.0 |
| Toucan General II, LLC | TenPercentOwner | 2013-07-31 | Purchase | 2,902,072.0 | $4.0 |
| Hemphill Robert F Jr. | TenPercentOwner | 2013-07-31 | Purchase | 2,902,072.0 | $4.0 |
| Toucan Partners, LLC | TenPercentOwner | 2013-07-31 | Purchase | 2,902,072.0 | $4.0 |
| Toucan Capital Fund III, L.P. | TenPercentOwner | 2013-07-31 | Purchase | 2,902,072.0 | $4.0 |
| Cognate Bioservices, Inc. | TenPercentOwner | 2013-07-31 | Purchase | 2,902,072.0 | $4.0 |
| Powers Linda F | Chairperson, CEO | 2012-12-12 | Purchase | 6,468,153.0 | — |
| Powers Linda F | Chairperson, CEO | 2012-11-30 | Purchase | 749,339.0 | — |
| Toucan General II, LLC | TenPercentOwner | 2012-11-30 | Purchase | 749,339.0 | — |
| Hemphill Robert F Jr. | TenPercentOwner | 2012-11-30 | Purchase | 749,339.0 | — |
| Toucan Partners, LLC | TenPercentOwner | 2012-11-30 | Purchase | 749,339.0 | — |
| Toucan Capital Fund III, L.P. | TenPercentOwner | 2012-11-30 | Purchase | 749,339.0 | — |
| Cognate Bioservices, Inc. | TenPercentOwner | 2012-11-30 | Purchase | 749,339.0 | — |
| JASINOWSKI JERRY J | Director | 2012-10-18 | Purchase | 35,715.0 | $5.6 |
| Powers Linda F | Chairperson, CEO | 2012-10-16 | Purchase | 486,751.0 | — |
| Toucan General II, LLC | TenPercentOwner | 2012-10-16 | Purchase | 486,751.0 | — |
| Hemphill Robert F Jr. | TenPercentOwner | 2012-10-16 | Purchase | 486,751.0 | — |
| Toucan Partners, LLC | TenPercentOwner | 2012-10-16 | Purchase | 486,751.0 | — |
| Toucan Capital Fund III, L.P. | TenPercentOwner | 2012-10-16 | Purchase | 486,751.0 | — |
| Cognate Bioservices, Inc. | TenPercentOwner | 2012-10-16 | Purchase | 486,751.0 | — |
| Powers Linda F | Chairperson, CEO | 2012-10-16 | Purchase | 2,272,907.0 | — |
| Toucan General II, LLC | TenPercentOwner | 2012-10-16 | Purchase | 2,272,907.0 | — |
| Hemphill Robert F Jr. | TenPercentOwner | 2012-10-16 | Purchase | 2,272,907.0 | — |
| Toucan Partners, LLC | TenPercentOwner | 2012-10-16 | Purchase | 2,272,907.0 | — |
| Toucan Capital Fund III, L.P. | TenPercentOwner | 2012-10-16 | Purchase | 2,272,907.0 | — |
| Cognate Bioservices, Inc. | TenPercentOwner | 2012-10-16 | Purchase | 2,272,907.0 | — |