NWBO Insider Transactions — Page 2
330 retained open-market purchase and sale rows from SEC Forms 3, 4 and 5, newest first. This page shows rows 101–200; provenance stays internal.
| Insider profile | Role | Date | Transaction | Shares | Price |
|---|---|---|---|---|---|
| Hemphill Robert F Jr. | TenPercentOwner | 2014-05-01 | Purchase | 341,971.0 | — |
| Toucan Partners, LLC | TenPercentOwner | 2014-05-01 | Purchase | 341,971.0 | — |
| Toucan Capital Fund III, L.P. | TenPercentOwner | 2014-05-01 | Purchase | 341,971.0 | — |
| Cognate Bioservices, Inc. | TenPercentOwner | 2014-05-01 | Purchase | 341,971.0 | — |
| Powers Linda F | Chairperson, CEO | 2014-04-01 | Purchase | 289,531.0 | — |
| Toucan General II, LLC | TenPercentOwner | 2014-04-01 | Purchase | 289,531.0 | — |
| Hemphill Robert F Jr. | TenPercentOwner | 2014-04-01 | Purchase | 289,531.0 | — |
| Toucan Partners, LLC | TenPercentOwner | 2014-04-01 | Purchase | 289,531.0 | — |
| Toucan Capital Fund III, L.P. | TenPercentOwner | 2014-04-01 | Purchase | 289,531.0 | — |
| Cognate Bioservices, Inc. | TenPercentOwner | 2014-04-01 | Purchase | 289,531.0 | — |
| Powers Linda F | Chairperson, CEO | 2014-04-01 | Purchase | 289,531.0 | — |
| Toucan General II, LLC | TenPercentOwner | 2014-04-01 | Purchase | 289,531.0 | — |
| Hemphill Robert F Jr. | TenPercentOwner | 2014-04-01 | Purchase | 289,531.0 | — |
| Toucan Partners, LLC | TenPercentOwner | 2014-04-01 | Purchase | 289,531.0 | — |
| Toucan Capital Fund III, L.P. | TenPercentOwner | 2014-04-01 | Purchase | 289,531.0 | — |
| Cognate Bioservices, Inc. | TenPercentOwner | 2014-04-01 | Purchase | 289,531.0 | — |
| Powers Linda F | Chairperson, CEO | 2014-03-07 | Sale | 120,370.0 | $3.64 |
| Toucan General II, LLC | TenPercentOwner | 2014-03-07 | Sale | 120,370.0 | $3.64 |
| Hemphill Robert F Jr. | TenPercentOwner | 2014-03-07 | Sale | 120,370.0 | $3.64 |
| Toucan Partners, LLC | TenPercentOwner | 2014-03-07 | Sale | 120,370.0 | $3.64 |
| Toucan Capital Fund III, L.P. | TenPercentOwner | 2014-03-07 | Sale | 120,370.0 | $3.64 |
| Cognate Bioservices, Inc. | TenPercentOwner | 2014-03-07 | Sale | 120,370.0 | $3.64 |
| Powers Linda F | Chairperson, CEO | 2014-03-07 | Sale | 133,333.0 | $3.64 |
| Toucan General II, LLC | TenPercentOwner | 2014-03-07 | Sale | 133,333.0 | $3.64 |
| Hemphill Robert F Jr. | TenPercentOwner | 2014-03-07 | Sale | 133,333.0 | $3.64 |
| Toucan Partners, LLC | TenPercentOwner | 2014-03-07 | Sale | 133,333.0 | $3.64 |
| Toucan Capital Fund III, L.P. | TenPercentOwner | 2014-03-07 | Sale | 133,333.0 | $3.64 |
| Cognate Bioservices, Inc. | TenPercentOwner | 2014-03-07 | Sale | 133,333.0 | $3.64 |
| Powers Linda F | Chairperson, CEO | 2014-03-07 | Sale | 120,370.0 | $3.64 |
| Toucan General II, LLC | TenPercentOwner | 2014-03-07 | Sale | 120,370.0 | $3.64 |
| Hemphill Robert F Jr. | TenPercentOwner | 2014-03-07 | Sale | 120,370.0 | $3.64 |
| Toucan Partners, LLC | TenPercentOwner | 2014-03-07 | Sale | 120,370.0 | $3.64 |
| Toucan Capital Fund III, L.P. | TenPercentOwner | 2014-03-07 | Sale | 120,370.0 | $3.64 |
| Cognate Bioservices, Inc. | TenPercentOwner | 2014-03-07 | Sale | 120,370.0 | $3.64 |
| Powers Linda F | Chairperson, CEO | 2014-03-07 | Sale | 133,333.0 | $3.64 |
| Toucan General II, LLC | TenPercentOwner | 2014-03-07 | Sale | 133,333.0 | $3.64 |
| Hemphill Robert F Jr. | TenPercentOwner | 2014-03-07 | Sale | 133,333.0 | $3.64 |
| Toucan Partners, LLC | TenPercentOwner | 2014-03-07 | Sale | 133,333.0 | $3.64 |
| Toucan Capital Fund III, L.P. | TenPercentOwner | 2014-03-07 | Sale | 133,333.0 | $3.64 |
| Cognate Bioservices, Inc. | TenPercentOwner | 2014-03-07 | Sale | 133,333.0 | $3.64 |
| Powers Linda F | Chairperson, CEO | 2014-03-01 | Purchase | 389,611.0 | — |
| Toucan General II, LLC | TenPercentOwner | 2014-03-01 | Purchase | 389,611.0 | — |
| Hemphill Robert F Jr. | TenPercentOwner | 2014-03-01 | Purchase | 389,611.0 | — |
| Toucan Partners, LLC | TenPercentOwner | 2014-03-01 | Purchase | 389,611.0 | — |
| Toucan Capital Fund III, L.P. | TenPercentOwner | 2014-03-01 | Purchase | 389,611.0 | — |
| Cognate Bioservices, Inc. | TenPercentOwner | 2014-03-01 | Purchase | 389,611.0 | — |
| Powers Linda F | Chairperson, CEO | 2014-03-01 | Purchase | 389,611.0 | — |
| Toucan General II, LLC | TenPercentOwner | 2014-03-01 | Purchase | 389,611.0 | — |
| Hemphill Robert F Jr. | TenPercentOwner | 2014-03-01 | Purchase | 389,611.0 | — |
| Toucan Partners, LLC | TenPercentOwner | 2014-03-01 | Purchase | 389,611.0 | — |
| Toucan Capital Fund III, L.P. | TenPercentOwner | 2014-03-01 | Purchase | 389,611.0 | — |
| Cognate Bioservices, Inc. | TenPercentOwner | 2014-03-01 | Purchase | 389,611.0 | — |
| Powers Linda F | Chairperson, CEO | 2014-02-08 | Sale | 79,630.0 | $3.09 |
| Toucan General II, LLC | TenPercentOwner | 2014-02-08 | Sale | 79,630.0 | $3.09 |
| Hemphill Robert F Jr. | TenPercentOwner | 2014-02-08 | Sale | 79,630.0 | $3.09 |
| Toucan Partners, LLC | TenPercentOwner | 2014-02-08 | Sale | 79,630.0 | $3.09 |
| Toucan Capital Fund III, L.P. | TenPercentOwner | 2014-02-08 | Sale | 79,630.0 | $3.09 |
| Cognate Bioservices, Inc. | TenPercentOwner | 2014-02-08 | Sale | 79,630.0 | $3.09 |
| Powers Linda F | Chairperson, CEO | 2014-02-08 | Sale | 79,630.0 | $3.09 |
| Toucan General II, LLC | TenPercentOwner | 2014-02-08 | Sale | 79,630.0 | $3.09 |
| Hemphill Robert F Jr. | TenPercentOwner | 2014-02-08 | Sale | 79,630.0 | $3.09 |
| Toucan Partners, LLC | TenPercentOwner | 2014-02-08 | Sale | 79,630.0 | $3.09 |
| Toucan Capital Fund III, L.P. | TenPercentOwner | 2014-02-08 | Sale | 79,630.0 | $3.09 |
| Cognate Bioservices, Inc. | TenPercentOwner | 2014-02-08 | Sale | 79,630.0 | $3.09 |
| Powers Linda F | Chairperson, CEO | 2014-02-07 | Sale | 132,540.0 | $3.09 |
| Toucan General II, LLC | TenPercentOwner | 2014-02-07 | Sale | 132,540.0 | $3.09 |
| Hemphill Robert F Jr. | TenPercentOwner | 2014-02-07 | Sale | 132,540.0 | $3.09 |
| Toucan Partners, LLC | TenPercentOwner | 2014-02-07 | Sale | 132,540.0 | $3.09 |
| Toucan Capital Fund III, L.P. | TenPercentOwner | 2014-02-07 | Sale | 132,540.0 | $3.09 |
| Cognate Bioservices, Inc. | TenPercentOwner | 2014-02-07 | Sale | 132,540.0 | $3.09 |
| Powers Linda F | Chairperson, CEO | 2014-02-07 | Sale | 132,540.0 | $3.09 |
| Toucan General II, LLC | TenPercentOwner | 2014-02-07 | Sale | 132,540.0 | $3.09 |
| Hemphill Robert F Jr. | TenPercentOwner | 2014-02-07 | Sale | 132,540.0 | $3.09 |
| Toucan Partners, LLC | TenPercentOwner | 2014-02-07 | Sale | 132,540.0 | $3.09 |
| Toucan Capital Fund III, L.P. | TenPercentOwner | 2014-02-07 | Sale | 132,540.0 | $3.09 |
| Cognate Bioservices, Inc. | TenPercentOwner | 2014-02-07 | Sale | 132,540.0 | $3.09 |
| Powers Linda F | Chairperson, CEO | 2014-02-04 | Sale | 233,344.0 | $3.21 |
| Toucan General II, LLC | TenPercentOwner | 2014-02-04 | Sale | 233,344.0 | $3.21 |
| Hemphill Robert F Jr. | TenPercentOwner | 2014-02-04 | Sale | 233,344.0 | $3.21 |
| Toucan Partners, LLC | TenPercentOwner | 2014-02-04 | Sale | 233,344.0 | $3.21 |
| Toucan Capital Fund III, L.P. | TenPercentOwner | 2014-02-04 | Sale | 233,344.0 | $3.21 |
| Cognate Bioservices, Inc. | TenPercentOwner | 2014-02-04 | Sale | 233,344.0 | $3.21 |
| Powers Linda F | Chairperson, CEO | 2014-02-04 | Sale | 233,344.0 | $3.21 |
| Toucan General II, LLC | TenPercentOwner | 2014-02-04 | Sale | 233,344.0 | $3.21 |
| Hemphill Robert F Jr. | TenPercentOwner | 2014-02-04 | Sale | 233,344.0 | $3.21 |
| Toucan Partners, LLC | TenPercentOwner | 2014-02-04 | Sale | 233,344.0 | $3.21 |
| Toucan Capital Fund III, L.P. | TenPercentOwner | 2014-02-04 | Sale | 233,344.0 | $3.21 |
| Cognate Bioservices, Inc. | TenPercentOwner | 2014-02-04 | Sale | 233,344.0 | $3.21 |
| Powers Linda F | Chairperson, CEO | 2014-02-01 | Purchase | 287,055.0 | — |
| Toucan General II, LLC | TenPercentOwner | 2014-02-01 | Purchase | 287,055.0 | — |
| Hemphill Robert F Jr. | TenPercentOwner | 2014-02-01 | Purchase | 287,055.0 | — |
| Toucan Partners, LLC | TenPercentOwner | 2014-02-01 | Purchase | 287,055.0 | — |
| Toucan Capital Fund III, L.P. | TenPercentOwner | 2014-02-01 | Purchase | 287,055.0 | — |
| Cognate Bioservices, Inc. | TenPercentOwner | 2014-02-01 | Purchase | 287,055.0 | — |
| Powers Linda F | Chairperson, CEO | 2014-02-01 | Purchase | 500,000.0 | — |
| Toucan General II, LLC | TenPercentOwner | 2014-02-01 | Purchase | 500,000.0 | — |
| Hemphill Robert F Jr. | TenPercentOwner | 2014-02-01 | Purchase | 500,000.0 | — |
| Toucan Partners, LLC | TenPercentOwner | 2014-02-01 | Purchase | 500,000.0 | — |
| Toucan Capital Fund III, L.P. | TenPercentOwner | 2014-02-01 | Purchase | 500,000.0 | — |
| Cognate Bioservices, Inc. | TenPercentOwner | 2014-02-01 | Purchase | 500,000.0 | — |