Noble Corp Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 61 rows in 2014. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2014-04-29: Reporting owner Ahlstrom Lee Michael; Form 4; Security Restricted Stock Units; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2014-04-29: Reporting owner Johnson Simon; Form 4; Security Restricted Stock Units; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2014-03-12: Reporting owner Johnson Simon; Form 3; Security Restricted Stock Units; Transaction Holding.
- 2014-03-12: Reporting owner Johnson Simon; Form 3; Security Restricted Stock Units; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2014-04-29 | Ahlstrom Lee Michael Officer (Sr. VP - Strategic Development) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,180 0 owned after | $0.00 | 2014-05-01 | |
| 2014-04-29 | Johnson Simon Officer (Sr. VP - Marketing & Contracts) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,180 0 owned after | $0.00 | 2014-05-01 | |
| 2014-03-12 holding as of filing | Johnson Simon Officer (Sr. VP - Marketing & Contracts) | 3 | Restricted Stock Units Derivative · Direct | Holding | no price filed | 2014-03-12 | ||
| 2014-03-12 holding as of filing | Johnson Simon Officer (Sr. VP - Marketing & Contracts) | 3 | Restricted Stock Units Derivative · Direct | Holding | no price filed | 2014-03-12 | ||
| 2014-03-12 holding as of filing | Johnson Simon Officer (Sr. VP - Marketing & Contracts) | 3 | Restricted Stock Units Derivative · Direct | Holding | no price filed | 2014-03-12 | ||
| 2014-03-12 holding as of filing | Johnson Simon Officer (Sr. VP - Marketing & Contracts) | 3 | Restricted Stock Units Derivative · Direct | Holding | no price filed | 2014-03-12 | ||
| 2014-03-12 holding as of filing | Johnson Simon Officer (Sr. VP - Marketing & Contracts) | 3 | Performance Vested Restricted Stock Units Derivative · Direct | Holding | no price filed | 2014-03-12 | ||
| 2014-03-12 holding as of filing | Johnson Simon Officer (Sr. VP - Marketing & Contracts) | 3 | Performance Vested Restricted Stock Units Derivative · Direct | Holding | no price filed | 2014-03-12 | ||
| 2014-03-12 holding as of filing | Johnson Simon Officer (Sr. VP - Marketing & Contracts) | 3 | Performance Vested Restricted Stock Units Derivative · Direct | Holding | no price filed | 2014-03-12 | ||
| 2014-02-13 | STILLEY RANDALL D Officer (Executive Vice President) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +96,200 96,200 owned after | $0.00 | 2014-02-14 | |
| 2014-02-04 | Ahlstrom Lee Michael Officer (Sr. VP - Strategic Development) | 4/A | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,061 0 owned after | $0.00 | 2014-02-06 | |
| 2014-02-04 | ROBERTSON JULIE J Officer (Exec.VP & Corp. Sec.) | 4/A | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −8,133 0 owned after | $0.00 | 2014-02-06 | |
| 2014-02-04 | Turcotte William E Officer (Sr. V.P. & General Counsel) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −4,597 0 owned after | $0.00 | 2014-02-06 | |
| 2014-02-04 | HUNT ROGER B Officer (Sr. VP - Marketing & Contracts) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,658 0 owned after | $0.00 | 2014-02-06 | |
| 2014-02-04 | WILLIAMS DAVID W Director, Officer (Chairman, President , and CEO) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −21,215 0 owned after | $0.00 | 2014-02-06 | |
| 2014-02-04 | Marks Scott Officer (Sr. VP - Engineering) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,122 0 owned after | $0.00 | 2014-02-06 | |
| 2014-02-04 | Lubojacky Dennis James Officer (VP-Controller) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,061 0 owned after | $0.00 | 2014-02-06 | |
| 2014-02-04 | Wolford Bernie G. Officer (SVP Operations) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,061 0 owned after | $0.00 | 2014-02-06 | |
| 2014-02-03 | Lubojacky Dennis James Officer (VP-Controller) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,087 1,088 owned after | $0.00 | 2014-02-05 | |
| 2014-02-03 | Marks Scott Officer (Sr. VP - Engineering) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,535 2,536 owned after | $0.00 | 2014-02-05 | |
| 2014-02-03 | Turcotte William E Officer (Sr. V.P. & General Counsel) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −4,708 4,709 owned after | $0.00 | 2014-02-05 | |
| 2014-02-03 | WILLIAMS DAVID W Director, Officer (Chairman, President , and CEO) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −21,730 21,731 owned after | $0.00 | 2014-02-05 | |
| 2014-02-03 | MACLENNAN JAMES A Officer (Sr. VP-CFO & Controller) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,070 5,071 owned after | $0.00 | 2014-02-05 | |
| 2014-02-03 | Ahlstrom Lee Michael Officer (Sr. VP - Strategic Development) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,268 1,269 owned after | $0.00 | 2014-02-05 | |
| 2014-02-03 | HUNT ROGER B Officer (Sr. VP - Marketing & Contracts) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,070 5,071 owned after | $0.00 | 2014-02-05 | |
| 2014-02-03 | ROBERTSON JULIE J Officer (Exec.VP & Corp. Sec.) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −8,330 8,330 owned after | $0.00 | 2014-02-05 | |
| 2014-02-03 | Wolford Bernie G. Officer (SVP Operations) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −3,984 3,984 owned after | $0.00 | 2014-02-05 | |
| 2014-02-01 | ROBERTSON JULIE J Officer (Exec.VP & Corp. Sec.) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −9,371 18,743 owned after | $0.00 | 2014-02-04 | |
| 2014-02-01 | HUNT ROGER B Officer (Sr. VP - Marketing & Contracts) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,704 11,409 owned after | $0.00 | 2014-02-04 | |
| 2014-02-01 | Wolford Bernie G. Officer (SVP Operations) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −6,926 13,854 owned after | $0.00 | 2014-02-04 | |
| 2014-02-01 | WILLIAMS DAVID W Officer (Chairman, President , and CEO) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −26,484 52,968 owned after | $0.00 | 2014-02-04 | |
| 2014-02-01 | MACLENNAN JAMES A Officer (Sr. VP-CFO & Controller) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −6,926 13,854 owned after | $0.00 | 2014-02-04 | |
| 2014-02-01 | Marks Scott Officer (Sr. VP - Engineering) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −4,074 8,149 owned after | $0.00 | 2014-02-04 | |
| 2014-02-01 | Lubojacky Dennis James Officer (VP-Controller) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,222 2,445 owned after | $0.00 | 2014-02-04 | |
| 2014-02-01 | Turcotte William E Officer (Sr. V.P. & General Counsel) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,296 10,594 owned after | $0.00 | 2014-02-04 | |
| 2014-02-01 | Ahlstrom Lee Michael Officer (Sr. VP - Strategic Development) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,037 4,075 owned after | $0.00 | 2014-02-04 | |
| 2014-01-29 | Marks Scott Officer (Sr. VP - Engineering) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,689 15,689 owned after | $0.00 | 2014-01-31 | |
| 2014-01-29 | Marks Scott Officer (Sr. VP - Engineering) | 4 | Performance Vested Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +31,378 31,378 owned after | $0.00 | 2014-01-31 | |
| 2014-01-29 | Marks Scott Officer (Sr. VP - Engineering) | 4 | Performance Vested Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −14,268 0 owned after | $0.00 | 2014-01-31 | |
| 2014-01-29 | MACLENNAN JAMES A Officer (Sr. VP-CFO & Controller) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +29,809 29,809 owned after | $0.00 | 2014-01-31 | |
| 2014-01-29 | MACLENNAN JAMES A Officer (Sr. VP-CFO & Controller) | 4 | Performance Vested Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +59,618 59,618 owned after | $0.00 | 2014-01-31 | |
| 2014-01-29 | WILLIAMS DAVID W Director, Officer (Chairman, President , and CEO) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +101,977 101,977 owned after | $0.00 | 2014-01-31 | |
| 2014-01-29 | WILLIAMS DAVID W Director, Officer (Chairman, President , and CEO) | 4 | Performance Vested Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +203,954 203,954 owned after | $0.00 | 2014-01-31 | |
| 2014-01-29 | WILLIAMS DAVID W Director, Officer (Chairman, President , and CEO) | 4 | Performance Vested Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −142,688 0 owned after | $0.00 | 2014-01-31 | |
| 2014-01-29 | HUNT ROGER B Officer (Sr. VP - Marketing & Contracts) | 4 | Performance Vested Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −38,050 0 owned after | $0.00 | 2014-01-31 | |
| 2014-01-29 | Wolford Bernie G. Officer (SVP Operations) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +26,671 26,671 owned after | $0.00 | 2014-01-31 | |
| 2014-01-29 | Wolford Bernie G. Officer (SVP Operations) | 4 | Performance Vested Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +53,342 53,342 owned after | $0.00 | 2014-01-31 | |
| 2014-01-29 | Wolford Bernie G. Officer (SVP Operations) | 4 | Performance Vested Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −7,134 0 owned after | $0.00 | 2014-01-31 | |
| 2014-01-29 | Ahlstrom Lee Michael Officer (Sr. VP - Strategic Development) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,844 7,844 owned after | $0.00 | 2014-01-31 | |
| 2014-01-29 | Ahlstrom Lee Michael Officer (Sr. VP - Strategic Development) | 4 | Performance Vested Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,688 15,688 owned after | $0.00 | 2014-01-31 | |
| 2014-01-29 | Ahlstrom Lee Michael Officer (Sr. VP - Strategic Development) | 4 | Performance Vested Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −7,134 0 owned after | $0.00 | 2014-01-31 | |
| 2014-01-29 | Lubojacky Dennis James Officer (VP-Controller) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,707 4,707 owned after | $0.00 | 2014-01-31 | |
| 2014-01-29 | Lubojacky Dennis James Officer (VP-Controller) | 4 | Performance Vested Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,414 9,414 owned after | $0.00 | 2014-01-31 | |
| 2014-01-29 | Lubojacky Dennis James Officer (VP-Controller) | 4 | Performance Vested Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −7,134 0 owned after | $0.00 | 2014-01-31 | |
| 2014-01-29 | Turcotte William E Officer (Sr. V.P. & General Counsel) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,395 20,395 owned after | $0.00 | 2014-01-31 | |
| 2014-01-29 | Turcotte William E Officer (Sr. V.P. & General Counsel) | 4 | Performance Vested Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +40,790 40,790 owned after | $0.00 | 2014-01-31 | |
| 2014-01-29 | Turcotte William E Officer (Sr. V.P. & General Counsel) | 4 | Performance Vested Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −30,916 0 owned after | $0.00 | 2014-01-31 | |
| 2014-01-29 | ROBERTSON JULIE J Officer (Exec.VP & Corp. Sec.) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +37,653 37,653 owned after | $0.00 | 2014-01-31 | |
| 2014-01-29 | ROBERTSON JULIE J Officer (Exec.VP & Corp. Sec.) | 4 | Performance Vested Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +75,306 75,306 owned after | $0.00 | 2014-01-31 | |
| 2014-01-29 | ROBERTSON JULIE J Officer (Exec.VP & Corp. Sec.) | 4 | Performance Vested Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −54,696 0 owned after | $0.00 | 2014-01-31 | |
| 2014-01-09 | MACLENNAN JAMES A Officer (Sr. VP-CFO & Controller) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −16,351 16,351 owned after | $0.00 | 2014-01-10 |