NMFC Insider Transactions — Page 5
490 retained open-market purchase and sale rows from SEC Forms 3, 4 and 5, newest first. This page shows rows 401–490; provenance stays internal.
| Insider profile | Role | Date | Transaction | Shares | Price |
|---|---|---|---|---|---|
| Malpass David | Director | 2014-04-16 | Purchase | 1,200.0 | $14.26 |
| Stone James | Section 16 Officer | 2014-04-16 | Purchase | 930.0 | $14.24 |
| Stone James | Section 16 Officer | 2014-04-16 | Purchase | 570.0 | $14.24 |
| Cordova David M | CFO and Treasurer | 2014-03-12 | Purchase | 1,500.0 | $14.81 |
| HAMWEE ROBERT | CEO, President and Director | 2014-03-07 | Purchase | 12,000.0 | $14.75 |
| Kline John | COO and EVP | 2014-03-07 | Purchase | 540.0 | $14.7 |
| Bosco Paula | Chief Compliance Officer | 2013-12-17 | Purchase | 25.0 | $14.85 |
| Stone James | Section 16 Officer | 2013-12-13 | Purchase | 3,500.0 | $14.69 |
| Cordova David M | CFO and Treasurer | 2013-12-11 | Purchase | 500.0 | $15.0 |
| Wolfgruber Kurt | Director | 2013-11-20 | Purchase | 1,000.0 | $14.39 |
| Wolfgruber Kurt | Director | 2013-11-20 | Purchase | 700.0 | $14.43 |
| Wolfgruber Kurt | Director | 2013-11-20 | Purchase | 700.0 | $14.43 |
| Wolfgruber Kurt | Director | 2013-11-20 | Purchase | 700.0 | $14.43 |
| Wolfgruber Kurt | Director | 2013-11-20 | Purchase | 2,500.0 | $14.4 |
| Wolfgruber Kurt | Director | 2013-11-19 | Purchase | 1,000.0 | $14.46 |
| Wolfgruber Kurt | Director | 2013-11-19 | Purchase | 800.0 | $14.46 |
| Wolfgruber Kurt | Director | 2013-11-19 | Purchase | 800.0 | $14.47 |
| Wolfgruber Kurt | Director | 2013-11-19 | Purchase | 800.0 | $14.46 |
| Wolfgruber Kurt | Director | 2013-11-19 | Purchase | 2,500.0 | $14.47 |
| Stone James | Section 16 Officer | 2013-09-12 | Purchase | 2,000.0 | $14.44 |
| Stone James | Section 16 Officer | 2013-09-12 | Purchase | 1,500.0 | $14.44 |
| Cordova David M | CFO & Treasurer | 2013-08-19 | Purchase | 500.0 | $14.5 |
| Kline John | COO and EVP | 2013-08-15 | Purchase | 3,000.0 | $14.58 |
| Weinstein Adam | EVP, CAO and Director | 2013-08-13 | Purchase | 2,400.0 | $14.65 |
| Stone James | Section 16 Officer | 2013-08-13 | Purchase | 35.0 | $14.69 |
| Stone James | Section 16 Officer | 2013-08-13 | Purchase | 1,450.0 | $14.71 |
| HAMWEE ROBERT | CEO, President and Director | 2013-08-13 | Purchase | 1,826.0 | $14.74 |
| Stone James | Section 16 Officer | 2013-08-12 | Purchase | 75.0 | $14.59 |
| Stone James | Section 16 Officer | 2013-08-12 | Purchase | 7,000.0 | $14.57 |
| HAMWEE ROBERT | CEO, President and Director | 2013-08-12 | Purchase | 13,174.0 | $14.64 |
| Cordova David M | CFO & Treasurer | 2013-05-31 | Purchase | 500.0 | $15.25 |
| Ogens David | Director | 2013-05-23 | Purchase | 6,000.0 | $15.1 |
| Malpass David | Director | 2013-05-22 | Purchase | 600.0 | $15.29 |
| Malpass David | Director | 2013-05-22 | Purchase | 600.0 | $15.28 |
| Malpass David | Director | 2013-05-21 | Purchase | 1,600.0 | $15.21 |
| Stone James | Section 16 Officer | 2012-12-14 | Purchase | 6,500.0 | $14.49 |
| Malpass David | Director | 2012-12-13 | Purchase | 3,000.0 | $14.21 |
| Malpass David | Director | 2012-12-13 | Purchase | 3,500.0 | $14.23 |
| Malpass David | Director | 2012-12-12 | Purchase | 4,500.0 | $14.27 |
| Hurley Alfred F Jr | Director | 2012-12-07 | Purchase | 7,000.0 | $14.5 |
| Weinstein Adam | CFO and Director | 2012-11-14 | Purchase | 2,500.0 | $13.8 |
| Kline John | Section 16 Officer | 2012-11-13 | Purchase | 300.0 | $14.7 |
| Kline John | Section 16 Officer | 2012-11-13 | Purchase | 230.0 | $14.19 |
| Kline John | Section 16 Officer | 2012-11-13 | Purchase | 2,120.0 | $14.17 |
| Ogens David | Director | 2012-11-12 | Purchase | 1,000.0 | $14.39 |
| Malpass David | Director | 2012-11-12 | Purchase | 890.0 | $14.27 |
| Stone James | Section 16 Officer | 2012-11-12 | Purchase | 80.0 | $14.32 |
| Stone James | Section 16 Officer | 2012-11-12 | Purchase | 250.0 | $14.32 |
| Stone James | Section 16 Officer | 2012-11-12 | Purchase | 2,170.0 | $14.29 |
| HAMWEE ROBERT | CEO, President and Director | 2012-11-09 | Purchase | 10,000.0 | $14.57 |
| Malpass David | Director | 2012-11-09 | Purchase | 3,500.0 | $14.42 |
| Malpass David | Director | 2012-11-09 | Purchase | 607.0 | $14.15 |
| Malpass David | Director | 2012-11-09 | Purchase | 2,393.0 | $14.35 |
| Stone James | Section 16 Officer | 2012-09-07 | Purchase | 100.0 | $14.68 |
| Stone James | Section 16 Officer | 2012-09-07 | Purchase | 5,400.0 | $14.68 |
| Stone James | Section 16 Officer | 2012-09-07 | Purchase | 5,000.0 | $14.65 |
| Stone James | Section 16 Officer | 2012-09-05 | Purchase | 2,100.0 | $14.63 |
| Stone James | Section 16 Officer | 2012-09-05 | Purchase | 2,000.0 | $14.62 |
| Malpass David | Director | 2012-08-21 | Purchase | 750.0 | $14.34 |
| Malpass David | Director | 2012-08-21 | Purchase | 5,500.0 | $14.42 |
| Malpass David | Director | 2012-08-20 | Purchase | 5,000.0 | $14.48 |
| Malpass David | Director | 2012-08-20 | Purchase | 5,000.0 | $14.44 |
| Weinstein Adam | Chief Financial Officer | 2012-05-23 | Purchase | 1,250.0 | $13.36 |
| Weinstein Adam | Chief Financial Officer | 2012-05-18 | Purchase | 100.0 | $13.27 |
| Bosco Paula | Chief Compliance Officer | 2012-05-18 | Purchase | 3,011.0 | $13.28 |
| Kline John | Section 16 Officer | 2012-05-16 | Purchase | 1,875.0 | $13.77 |
| Bosco Paula | Chief Compliance Officer | 2012-05-14 | Purchase | 1,002.0 | $13.79 |
| HAMWEE ROBERT | CEO & President | 2012-05-11 | Purchase | 10,000.0 | $13.79 |
| Weinstein Adam | Chief Financial Officer | 2012-05-11 | Purchase | 1,800.0 | $13.88 |
| Ogens David | Director | 2012-03-12 | Purchase | 11,000.0 | $13.5 |
| Weinstein Adam | Chief Financial Officer | 2012-03-12 | Purchase | 270.0 | $13.45 |
| Stone James | Section 16 Officer | 2012-03-12 | Purchase | 11,250.0 | $13.51 |
| Bosco Paula | Chief Compliance Officer | 2011-12-14 | Purchase | 1,715.0 | $13.0 |
| Weinstein Adam | Chief Financial Officer | 2011-12-08 | Purchase | 1,167.0 | $12.95 |
| Bosco Paula | Chief Compliance Officer | 2011-12-07 | Purchase | 1,116.0 | $13.0 |
| Stone James | Section 16 Officer | 2011-11-18 | Purchase | 4,200.0 | $13.13 |
| Wolfgruber Kurt | Director | 2011-08-26 | Purchase | 4,600.0 | $12.05 |
| Wolfgruber Kurt | Director | 2011-08-26 | Purchase | 400.0 | $12.05 |
| Weinstein Adam | Chief Financial Officer | 2011-08-23 | Purchase | 92.0 | $11.65 |
| KLINSKY STEVEN B | Director,TenPercentOwner | 2011-08-22 | Purchase | 6,987.0 | $11.82 |
| Bosco Paula | Chief Compliance Officer | 2011-08-22 | Purchase | 659.0 | $11.69 |
| KLINSKY STEVEN B | Director,TenPercentOwner | 2011-08-19 | Purchase | 13.0 | $11.99 |
| KLINSKY STEVEN B | Director,TenPercentOwner | 2011-08-18 | Purchase | 4,600.0 | $11.94 |
| KLINSKY STEVEN B | Director,TenPercentOwner | 2011-08-16 | Purchase | 8,400.0 | $12.32 |
| Weinstein Adam | Chief Financial Officer | 2011-08-16 | Purchase | 2,000.0 | $11.91 |
| Collins Adam J | Director | 2011-08-16 | Purchase | 2,500.0 | $11.91 |
| Wolfgruber Kurt | Director | 2011-08-16 | Purchase | 10,000.0 | $12.68 |
| Bosco Paula | Chief Compliance Officer | 2011-08-16 | Purchase | 400.0 | $12.3 |
| HAMWEE ROBERT | Chief Executive Officer | 2011-05-19 | Purchase | 68,965.0 | $13.75 |
| KLINSKY STEVEN B | Director,TenPercentOwner | 2011-05-19 | Purchase | 68,965.0 | $13.75 |