NMFC Insider Transactions — Page 4
490 retained open-market purchase and sale rows from SEC Forms 3, 4 and 5, newest first. This page shows rows 301–400; provenance stays internal.
| Insider profile | Role | Date | Transaction | Shares | Price |
|---|---|---|---|---|---|
| KLINSKY STEVEN B | Director | 2016-11-07 | Purchase | 73,602.0 | $13.45 |
| Stone James | Section 16 Officer | 2016-11-07 | Purchase | 875.0 | $13.44 |
| KLINSKY STEVEN B | Director | 2016-11-04 | Purchase | 82,122.0 | $13.3 |
| Jerry Karrie J. | CCO and Corporate Secretary | 2016-11-04 | Purchase | 150.0 | $13.2 |
| Stone James | Section 16 Officer | 2016-11-04 | Purchase | 880.0 | $13.27 |
| Stone James | Section 16 Officer | 2016-11-04 | Purchase | 215.0 | $13.28 |
| Kline John | President and COO | 2016-11-04 | Purchase | 5,040.0 | $13.25 |
| Kline John | President and COO | 2016-11-03 | Purchase | 400.0 | $13.1 |
| KLINSKY STEVEN B | Director | 2016-11-03 | Purchase | 101,747.0 | $13.22 |
| Weinstein Adam | EVP, CAO and Director | 2016-11-03 | Purchase | 2,433.0 | $13.24 |
| Weinstein Adam | EVP, CAO and Director | 2016-11-03 | Purchase | 1,317.0 | $13.23 |
| KLINSKY STEVEN B | Director | 2016-11-02 | Purchase | 112,529.0 | $13.34 |
| Kline John | President and COO | 2016-11-02 | Purchase | 4,200.0 | $13.2 |
| Ogens David | Director | 2016-10-31 | Purchase | 1,600.0 | $13.4 |
| HAMWEE ROBERT | CEO and Director | 2016-10-31 | Purchase | 7,450.0 | $13.35 |
| HAMWEE ROBERT | CEO and Director | 2016-10-31 | Purchase | 17,550.0 | $13.33 |
| Malpass David | Director | 2016-08-16 | Sale | 25,513.0 | $13.91 |
| Malpass David | Director | 2016-08-15 | Sale | 59,487.0 | $14.04 |
| Stone James | Section 16 Officer | 2016-05-20 | Purchase | 1,200.0 | $12.35 |
| Stone James | Section 16 Officer | 2016-05-20 | Purchase | 800.0 | $12.35 |
| KLINSKY STEVEN B | Director | 2016-02-19 | Purchase | 18,344.0 | $12.05 |
| KLINSKY STEVEN B | Director | 2016-02-18 | Purchase | 46,195.0 | $12.04 |
| KLINSKY STEVEN B | Director | 2016-02-17 | Purchase | 200,000.0 | $12.02 |
| KLINSKY STEVEN B | Director | 2016-02-16 | Purchase | 84,780.0 | $11.72 |
| KLINSKY STEVEN B | Director | 2016-02-12 | Purchase | 50,000.0 | $11.73 |
| KLINSKY STEVEN B | Director | 2016-02-12 | Purchase | 200,000.0 | $11.69 |
| KLINSKY STEVEN B | Director | 2016-02-11 | Purchase | 500.0 | $11.39 |
| KLINSKY STEVEN B | Director | 2016-02-11 | Purchase | 99,975.0 | $11.36 |
| Weinstein Adam | EVP, CAO and Director | 2016-02-09 | Purchase | 2,600.0 | $11.42 |
| Stone James | Section 16 Officer | 2016-02-09 | Purchase | 1,922.0 | $11.51 |
| Stone James | Section 16 Officer | 2016-02-09 | Purchase | 578.0 | $11.5 |
| KLINSKY STEVEN B | Director | 2015-12-17 | Purchase | 45,317.0 | $13.19 |
| KLINSKY STEVEN B | Director | 2015-12-16 | Purchase | 41,246.0 | $13.18 |
| KLINSKY STEVEN B | Director | 2015-12-16 | Purchase | 5,072.0 | $12.99 |
| KLINSKY STEVEN B | Director | 2015-12-15 | Purchase | 130,678.0 | $12.92 |
| Malpass David | Director | 2015-12-14 | Purchase | 10,000.0 | $12.17 |
| Malpass David | Director | 2015-12-14 | Purchase | 5,000.0 | $12.88 |
| Malpass David | Director | 2015-12-14 | Purchase | 5,000.0 | $12.93 |
| Malpass David | Director | 2015-12-14 | Purchase | 5,000.0 | $12.92 |
| Malpass David | Director | 2015-12-14 | Purchase | 5,000.0 | $12.57 |
| HAMWEE ROBERT | CEO, President and Director | 2015-12-14 | Purchase | 25,000.0 | $12.35 |
| Wolfgruber Kurt | Director | 2015-12-14 | Purchase | 500.0 | $12.36 |
| Wolfgruber Kurt | Director | 2015-12-14 | Purchase | 500.0 | $12.35 |
| Wolfgruber Kurt | Director | 2015-12-14 | Purchase | 500.0 | $12.34 |
| Wolfgruber Kurt | Director | 2015-12-14 | Purchase | 8,100.0 | $12.35 |
| Wolfgruber Kurt | Director | 2015-12-14 | Purchase | 3,500.0 | $12.37 |
| Stone James | Section 16 Officer | 2015-12-14 | Purchase | 320.0 | $12.37 |
| Stone James | Section 16 Officer | 2015-12-14 | Purchase | 1,680.0 | $12.33 |
| Jerry Karrie J. | CCO and Corporate Secretary | 2015-12-14 | Purchase | 150.0 | $12.3 |
| Ogens David | Director | 2015-11-12 | Purchase | 1,656.0 | $14.12 |
| Ogens David | Director | 2015-11-12 | Purchase | 1,656.0 | $14.12 |
| KLINSKY STEVEN B | Director | 2015-09-30 | Purchase | 200,100.0 | $13.71 |
| Weinstein Adam | EVP, CAO and Director | 2015-09-30 | Purchase | 7,400.0 | $13.84 |
| Weinstein Adam | EVP, CAO and Director | 2015-09-30 | Purchase | 100.0 | $13.84 |
| KLINSKY STEVEN B | Director | 2015-09-29 | Purchase | 299,900.0 | $13.56 |
| Jerry Karrie J. | CCO and Corporate Secretary | 2015-09-29 | Purchase | 1,000.0 | $13.6 |
| Malpass David | Director | 2015-09-29 | Purchase | 5,000.0 | $13.51 |
| Stone James | Section 16 Officer | 2015-09-28 | Purchase | 185.0 | $13.39 |
| Stone James | Section 16 Officer | 2015-09-28 | Purchase | 1,000.0 | $13.55 |
| Stone James | Section 16 Officer | 2015-09-28 | Purchase | 790.0 | $13.55 |
| Stone James | Section 16 Officer | 2015-09-28 | Purchase | 1,025.0 | $13.56 |
| Malpass David | Director | 2015-09-28 | Purchase | 30,000.0 | $13.36 |
| HAMWEE ROBERT | CEO, President and Director | 2015-09-28 | Purchase | 20,000.0 | $13.54 |
| KLINSKY STEVEN B | Director | 2015-09-25 | Purchase | 500,000.0 | $14.14 |
| Weinstein Adam | EVP, CAO and Director | 2015-09-11 | Purchase | 7,838.0 | $14.69 |
| Weinstein Adam | EVP, CAO and Director | 2015-09-10 | Purchase | 2,662.0 | $14.69 |
| Wolfgruber Kurt | Director | 2015-03-16 | Purchase | 14,000.0 | $14.38 |
| Malpass David | Director | 2015-03-13 | Purchase | 5,000.0 | $14.25 |
| Malpass David | Director | 2015-03-09 | Purchase | 3,500.0 | $14.44 |
| Malpass David | Director | 2015-03-09 | Purchase | 1,500.0 | $14.45 |
| Wolfgruber Kurt | Director | 2014-12-17 | Purchase | 5,000.0 | $14.07 |
| Ogens David | Director | 2014-12-10 | Purchase | 1,250.0 | $14.83 |
| Malpass David | Director | 2014-12-08 | Purchase | 7,700.0 | $14.7 |
| KLINSKY STEVEN B | Director | 2014-11-12 | Purchase | 61,000.0 | $14.9 |
| KLINSKY STEVEN B | Director | 2014-11-11 | Purchase | 73,788.0 | $14.75 |
| Weinstein Adam | EVP, CAO and Director | 2014-11-10 | Purchase | 4,500.0 | $14.69 |
| Weinstein Adam | EVP, CAO and Director | 2014-11-10 | Purchase | 500.0 | $14.69 |
| Malpass David | Director | 2014-09-16 | Purchase | 5,000.0 | $14.83 |
| KLINSKY STEVEN B | Director | 2014-08-15 | Purchase | 28,732.0 | $15.21 |
| KLINSKY STEVEN B | Director | 2014-08-15 | Purchase | 28,732.0 | $15.21 |
| KLINSKY STEVEN B | Director | 2014-08-14 | Purchase | 89,208.0 | $15.18 |
| KLINSKY STEVEN B | Director | 2014-08-14 | Purchase | 89,208.0 | $15.18 |
| KLINSKY STEVEN B | Director | 2014-08-13 | Purchase | 100,000.0 | $15.12 |
| KLINSKY STEVEN B | Director | 2014-08-13 | Purchase | 34,478.0 | $15.23 |
| KLINSKY STEVEN B | Director | 2014-08-13 | Purchase | 100,000.0 | $15.12 |
| KLINSKY STEVEN B | Director | 2014-08-13 | Purchase | 34,478.0 | $15.23 |
| KLINSKY STEVEN B | Director | 2014-08-12 | Purchase | 77,582.0 | $15.03 |
| KLINSKY STEVEN B | Director | 2014-08-12 | Purchase | 77,582.0 | $15.03 |
| Ogens David | Director | 2014-08-12 | Purchase | 10,000.0 | $14.98 |
| Weinstein Adam | EVP, CAO and Director | 2014-06-16 | Purchase | 3,500.0 | $14.35 |
| Hurley Alfred F Jr | Director | 2014-06-11 | Purchase | 3,590.0 | $14.43 |
| Hurley Alfred F Jr | Director | 2014-06-11 | Purchase | 3,410.0 | $14.43 |
| Bosco Paula | Chief Compliance Officer | 2014-06-11 | Purchase | 623.0 | $14.34 |
| Bosco Paula | Chief Compliance Officer | 2014-04-29 | Purchase | 19.0 | $14.29 |
| Bosco Paula | Chief Compliance Officer | 2014-04-29 | Purchase | 759.0 | $14.28 |
| Bosco Paula | Chief Compliance Officer | 2014-04-29 | Purchase | 11.0 | $14.27 |
| Bosco Paula | Chief Compliance Officer | 2014-04-29 | Purchase | 1,060.0 | $14.25 |
| Bosco Paula | Chief Compliance Officer | 2014-04-29 | Purchase | 276.0 | $14.24 |
| HAMWEE ROBERT | CEO, President and Director | 2014-04-28 | Purchase | 15,000.0 | $14.31 |
| Malpass David | Director | 2014-04-16 | Purchase | 8,800.0 | $14.25 |