| 2026-08-10 | 10-Q | 10.4 | Employment Agreement by and between NewtekOne, Inc., and Frank DeMaria dated as of April 1, 2026, filed herewith. |
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| 2026-08-10 | 10-Q | 10.3 | Employment Agreement by and between NewtekOne, Inc., and Michael Schwartz dated as of April 1, 2026, filed herewith. |
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| 2026-08-10 | 10-Q | 10.2 | Employment Agreement by and between Newtek Bank N.A., and Peter Downs dated as of April 1, 2026, filed herewith. |
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| 2026-08-10 | 10-Q | 10.1 | Employment Agreement by and between NewtekOne, Inc. and Barry Sloane dated as of April 1, 2026, filed herewith. |
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| 2025-05-12 | 10-Q | 10.4 | Employment Agreement by and between NewtekOne, Inc., and Frank DeMaria dated as of April 22, 2025, filed herewith. |
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| 2025-05-12 | 10-Q | 10.3 | Employment Agreement by and between NewtekOne, Inc., and Michael Schwartz dated as of April 22, 2025, filed herewith. |
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| 2025-05-12 | 10-Q | 10.2 | Employment Agreement by and between Newtek Bank N.A., and Peter Downs dated as of April 22, 2025, filed herewith. |
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| 2025-05-12 | 10-Q | 10.1 | Amendment to Employment Agreement by and between NewtekOne, Inc. and Barry Sloane dated as of January 1, 2025, filed herewith. |
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| 2024-08-09 | 10-Q | 10.1 | Employment Agreement by and between NewtekOne, Inc. and M. Scott Price, dated as of May 15, 2024, filed herewith. |
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| 2024-05-10 | 10-Q | 10.5 | Employment Agreement by and between NewtekOne, Inc., and Nicolas Young dated as of April 5, 2024, filed herewith. |
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| 2024-05-10 | 10-Q | 10.4 | Employment Agreement by and between NewtekOne, Inc., and Michael A. Schwartz dated as of April 5, 2024, filed herewith. |
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| 2024-05-10 | 10-Q | 10.3 | Employment Agreement by and between NewtekOne, Inc., and Peter Downs dated as of April 5, 2024, filed herewith. |
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| 2024-05-10 | 10-Q | 10.2 | Employment Agreement by and between NewtekOne, Inc., and Barry Sloane dated as of April 5, 2024, filed herewith. |
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| 2024-05-10 | 10-Q | 10.1 | Employment Agreement by and between NewtekOne, Inc., and Frank DeMaria dated as of March 29, 2024, filed herewith. |
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| 2024-04-01 | 10-K | 10.25 | Form of Change in Control Agreement. filed herewith. |
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| 2024-04-01 | 10-K | 10.19 | Form of Restricted Stock Award Agreement - 2015 Stock Incentive Plan, filed herewith. |
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| 2023-11-09 | 10-Q | 10.3 | Form of Restricted Stock Award Agreement - 2023 Stock Incentive Plan, filed herewith. |
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| 2023-11-09 | 10-Q | 10.2 | Amendment to Employment Agreement by and between NewtekOne, Inc., Newtek Bank N.A., and M. Scott Price dated as of July 1, 2023, filed herewith. |
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| 2023-11-09 | 10-Q | 10.1 | Employment Agreement by and between NewtekOne, Inc., Newtek Bank N.A., and M. Scott Price dated as of May 16, 2023, filed herewith. |
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| 2023-08-07 | 10-Q | 10.2 | NewtekOne 2023 Employee Stock Purchase Plan, filed herewith. |
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| 2023-08-07 | 10-Q | 10.1 | NewtekOne 2023 Stock Incentive Plan, filed herewith. |
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| 2023-03-16 | 10-K | 10.23 | Employment Agreement by and between Newtek Small Business Finance and Peter Downs, dated March 1, 2023, filed herewith. |
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| 2023-03-16 | 10-K | 10.22 | Employment Agreement by and between NewtekOne and Nicholas Leger, dated March 1, 2023, filed herewith. |
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| 2023-03-16 | 10-K | 10.21 | Employment Agreement by and between NewtekOne and Michael A. Schwartz, dated March 1, 2023, filed herewith. |
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| 2023-03-16 | 10-K | 10.20 | Employment Agreement by and between NewtekOne and Barry Sloane, dated March 1, 2023 filed herewith. |
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| 2023-03-16 | 10-K | 10.19 | Employment Agreement by and between NewtekOne and Nicolas Young dated as of January 6, 2023, filed herewith. |
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| 2023-02-07 | 8-K | 10.2 | Registration Rights Agreement |
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| 2023-02-07 | 8-K | 10.1 | Investor Rights Agreement |
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| 2022-11-08 | 10-Q | 10.2 | Second Amendment to Stock Purchase Agreement, dated as of September 13, 2022, by and between the Company and Richard Gelman, filed herewith. |
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| 2022-11-08 | 10-Q | 10.1 | Amended and Restated Limited Partnership Agreement of Newtek-TSO II Conventional Credit Partners, LP, dated as of August 5, 2022, entered into by Newtek Commercial Lending, Inc. and TSO II Booster Aggregator, LP, filed herewith. |
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| 2022-08-08 | 10-Q | 10.2 | Amendment to Employment Agreement by and between Newtek Business Services Corp. and Nicolas Young dated as of August 2, 2022, filed herewith. |
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| 2022-07-20 | 8-K | 10.1 | Amendment No. 1 to the Equity Distribution Agreement, dated as of July 20, 2022, by and among the Company and the several Placement Agents named in Schedule 1 to the Equity Distribution Agreement. |
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| 2022-03-28 | 8-K | 10.2 | Employment Agreement by and between Newtek Business Services Corp. and John M. McCaffery dated as of April 4, 2022 |
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| 2022-03-28 | 8-K | 10.1 | Employment Agreement by and between Newtek Small Business Finance, LLC and Peter Downs dated as of March 1, 2022 |
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| 2022-03-15 | 8-K | 10.3 | Employment Agreement by and between Newtek Business Services Corp. and Nicholas Leger dated as of March 1, 2022 |
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| 2022-03-15 | 8-K | 10.2 | Employment Agreement by and between Newtek Business Services Corp. and Michael A. Schwartz dated as of March 1, 2022 |
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| 2022-03-15 | 8-K | 10.1 | Employment Agreement by and between Newtek Business Services Corp. and Barry Sloane dated as of March 1, 2022 |
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| 2021-11-15 | 8-K | 10.1 | Form of Indemnification Agreement - Perez-Hickman |
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| 2021-11-12 | 10-Q | 10.8 | Form of Indemnification Agreement - Halli Razon, filed herewith. |
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| 2021-11-12 | 10-Q | 10.7 | Form of Indemnification Agreement - Gregory Zink, filed herewith. |
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| 2021-11-12 | 10-Q | 10.6 | Form of Indemnification Agreement - Barry Sloane, filed herewith. |
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| 2021-11-12 | 10-Q | 10.5 | Form of Indemnification Agreement - Richard Salute, filed herewith. |
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| 2021-11-12 | 10-Q | 10.4 | Form of Indemnification Agreement - Salvatore Mulia, filed herewith. |
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| 2021-11-12 | 10-Q | 10.3 | Form of Indemnification Agreement - Peter Downs, filed herewith. |
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| 2021-11-12 | 10-Q | 10.2 | Master Repurchase Agreement, by and between NBL SPV II, LLC and Deutsche Bank AG, dated March 18, 2021 filed herewith. |
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| 2021-11-12 | 10-Q | 10.1 | Mortgage Warehouse Loan and Security Agreement, by and between NBL SPV III, LLC and One Florida Bank, dated September 21, 2021 filed herewith. |
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| 2021-08-13 | 10-Q | 10.2 | Employment Agreement by and between Newtek Business Services Corp. and Nicolas Young dated as of August 2, 2021. |
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| 2021-08-02 | 8-K | 10.1 | Stock Purchase Agreement by and among Newtek Business Services Corp. and the Sellers named in Schedule A thereto. |
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| 2021-03-29 | 10-K | 10.22 | Employment Agreement with Peter Downs, dated March 15, 2021 filed herewith. |
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| 2021-03-29 | 10-K | 10.21 | Employment Agreement with Michael A. Schwartz, dated March 15, 2021 filed herewith. |
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| 2021-03-29 | 10-K | 10.20 | Employment Agreement with Barry Sloane, dated March 15, 2021 filed herewith. |
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| 2021-02-08 | 8-K | 10.1 | Employment Agreement by and between Newtek Business Services Corp. and Nicholas Leger dated as of February 5, 2021. |
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| 2020-11-09 | 8-K | 10.1 | Sixth Amendment to Credit Agreement dated November 4, 2020 |
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| 2020-05-11 | 8-K | 10.1 | Omnibus Amendment No. 4 to Loan Documents dated May 7, 2020 |
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| 2020-03-16 | 10-K | 10.22 | Employment Agreement with Peter Downs, dated March 15, 2020 filed herewith. |
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| 2020-03-16 | 10-K | 10.21 | Employment Agreement with Michael A. Schwartz, dated March 15, 2020 filed herewith. |
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| 2020-03-16 | 10-K | 10.20 | Employment Agreement with Barry Sloane, dated March 15, 2020 filed herewith. |
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| 2019-06-24 | 8-K | 10.1 | Omnibus Amendment No. 2 to Loan Documents, dated as of June 24, 2019, by and among Newtek Small Business Finance, LLC, Capital One, National Association and UBS Bank USA as Lenders, and Capital One, National Association as Administrative Agent. |
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| 2019-03-18 | 10-K | 10.29 | Employment Agreement with Peter Downs, dated March 1, 2019, filed herewith |
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| 2019-03-18 | 10-K | 10.28 | Employment Agreement with Michael A. Schwartz, dated March 1, 2019, filed herewith |
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| 2019-03-18 | 10-K | 10.27 | Employment Agreement with Jennifer C. Eddelson, dated March 1, 2019, filed herewith |
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| 2019-03-18 | 10-K | 10.26 | Employment Agreement with Barry Sloane, dated March 1, 2019, filed herewith |
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| 2018-11-29 | 8-K | 10.1 | Newtek Conventional Lending, LLC Limited Liability Company Agreement, dated November 27, 2018, between Conventional Lending TCP Holdings LLC and Newtek Commercial Lending, Inc. |
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| 2018-04-30 | 8-K | 10.3 | Employment Agreement by and between Newtek Business Services Corp. and Michael A. Schwartz dated as of April 1, 2018. |
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| 2018-04-30 | 8-K | 10.2 | Employment Agreement by and between Newtek Business Services Corp. and Jennifer C. Eddelson dated as of April 1, 2018. |
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| 2018-04-30 | 8-K | 10.1 | Employment Agreement by and between Newtek Business Services Corp. and Barry Sloane dated as of April 1, 2018. |
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| 2017-06-23 | 8-K | 10.1 | Amended and Restated Credit and Guaranty Agreement, dated June 21, 2017, by and among Universal Processing Services of Wisconsin LLC, CrystalTech Web Hosting, Inc., Small Business Lending, LLC, ADR Partners, LLC, Premier Payments LLC, Newtek Business Services Corp., Wilshire Holdings I, Inc., The Whitestone Group, LLC, Newtek Business Services Holdco 1, Inc., Banc-Serv Acquisition, Inc., certain subsidiaries of Newtek Business Services Holdco 1, Inc. and Banc-Serv Acquisition, Inc., including Newtek LSP Holdco, LLC, CRY Sales, LLC and UPSWI Sales, LLC, the Lenders party thereto from time to time, Goldman Sachs Bank USA, as Administrative Agent and Collateral Agent, and Goldman Sachs Specialty Lending Group, L.P., as Lead Arranger. |
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| 2017-05-16 | 8-K | 10.2 | Second Amended and Restated Guaranty of Payment and Performance, dated as of May 11, 2017, delivered by Newtek Business Services Corp. in favor of Capital One, National Association, in its capacity as administrative agent, and the Lenders under the Fourth Amended and Restated Loan and Security Agreement. |
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| 2017-05-16 | 8-K | 10.1 | Fourth Amended and Restated Loan and Security Agreement, dated as of May 11, 2017, by and among Newtek Small Business Finance, LLC, Capital One, National Association and UBS Bank USA as Lenders, and Capital One, National Association as Administrative Agent, Sole Bookrunner and Sole Lead Arranger. |
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| 2017-04-28 | 8-K | 10.3 | MICHAEL SCHWARTZ |
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| 2017-04-28 | 8-K | 10.2 | JENNIFER EDDELSON |
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| 2017-04-28 | 8-K | 10.1 | BARRY SLOANE |
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| 2015-12-09 | 8-K | 10.3 | Guaranty, dated as of December 1, 2015, delivered by Newtek Business Services Corp. |
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| 2015-12-09 | 8-K | 10.2 | Amended and Restated Loan and Security Agreement, dated as of December 1, 2015, by and among CDS Business Services, Inc., Sterling National Bank and BankUnited, N.A. |
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| 2015-12-09 | 8-K | 10.1 | Amendment No. 2 to the Loan and Security Agreement, dated as of August 27, 2015, by and between Sterling National Bank and CDS Business Services, Inc. |
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| 2015-09-01 | 8-K | 10.3 | Guaranty, dated August 27, by and between Newtek Business Services Corp. and Sterling National Bank. |
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| 2015-09-01 | 8-K | 10.2 | Loan and Security Agreement, dated August 27, 2015, by and between CDS Business Services, Inc. and Sterling National Bank. |
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| 2015-09-01 | 8-K | 10.1 | Amendment No. 2 to the Loan and Security Agreement, dated August 27, 2015, by and between Sterling National Bank and CDS Business Services, Inc. |
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| 2015-07-29 | 8-K | 10.1 | Membership Purchase Agreement, dated July 23, 2015, by and among Newtek Business Services Corp., Newtek Business Services Holdco 1, Inc., Premier Payments LLC and Jeffrey Rubin. |
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| 2015-06-25 | 8-K | 10.1 | Credit Agreement, dated June 23, 2015, by and among Universal Processing Services of Wisconin LLC, CrystalTech Web Hosting, Inc., Newtek Business Services Corp., Newtek Business Services Holdco 1, Inc., certain subsidiaries of Newtek Business Services Holdco 1, Inc., including Solar Processing Solutions, LLC, the Lenders party thereto from time to time, and Goldman Sachs Bank USA, as Administrative Agent, Collateral Agent and Lead Arranger. |
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| 2015-06-24 | 8-K | 10.2 | Amended and Restated Guaranty of Payment and Performance, dated as of June 18, 2015, by and between Capital One, National Association and Newtek Business Services Corp. |
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| 2015-06-24 | 8-K | 10.1 | First Amendment to Loan Documents, dated June 18, 2015, by and among Capital One, North America, Newtek Small Business Finance, LLC, Newtek Business Services Corp. and the other guarantors party thereto. |
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| 2015-04-16 | 8-K | 10.5 | Employment Agreement by and between Newtek Business Services Corp. and Barry Sloane dated as of March 31, 2015. |
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| 2015-04-16 | 8-K | 10.4 | Employment Agreement by and between Newtek Business Services Corp. and Matthew G. Ash dated as of March 31, 2015. |
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| 2015-04-16 | 8-K | 10.3 | Employment Agreement by and between Newtek Business Services Corp. and Michael A. Schwartz dated as of March 31, 2015. |
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| 2015-04-16 | 8-K | 10.2 | Employment Agreement by and between Newtek Business Services Corp. and Jennifer C. Eddelson dated as of March 31, 2015. |
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| 2015-04-16 | 8-K | 10.1 | Employment Agreement by and between Newtek Business Services Corp. and Craig J. Brunet dated as of March 31, 2015. |
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| 2014-12-05 | 8-K | 10.1 | Newtek Small Business Loan Trust 2014-1 Class A Notes, dated December 3, 2014. |
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