Metalla Royalty & Streaming Ltd. Form D Notices of Exempt Offering of Securities
Notices filed with the SEC for securities sold without registration under Regulation D or Section 4(a)(5), newest first. Values are as filed.
- 2019-04-18: Federal exemption Rule 506(b); Types of securities offered Equity; Date of first sale 2019-02-12; Total offering amount $285,753.
- 2019-02-27: Federal exemption Rule 506(b); Types of securities offered Equity; Date of first sale 2019-02-12; Total offering amount $266,822.
- 2019-01-22: Federal exemption Rule 506(b); Types of securities offered Equity; OptionToAcquire; SecurityToBeAcquired; Each unit is comprised of one common share and one-half of one common share purchase warrant. Each warrant is exercisable for one common share at an exercise price of CDN$1.17 per share for a period of 24 months.; Date of first sale 2018-12-21; Total offering amount $6,228,283.
- 2019-01-04: Federal exemption Rule 506(b); Types of securities offered Equity; OptionToAcquire; SecurityToBeAcquired; Each unit is comprised of one common share and one-half of one common share purchase warrant. Each warrant is exercisable for one common share at an exercise price of CDN$1.17 per share for a period of 24 months.; Date of first sale 2018-12-21; Total offering amount $2,490,211.
| Filed | Federal exemption | Types of securities offered | Date of first sale | Total offering amount | Total amount sold | Total remaining to be sold | Investors who have already invested |
|---|---|---|---|---|---|---|---|
| 2019-04-18 D/A | Rule 506(b) | Equity | 2019-02-12 | $285,753 | $285,753 | $0 | 2 |
| 2019-02-27 | Rule 506(b) | Equity | 2019-02-12 | $266,822 | $266,822 | $0 | 1 |
| 2019-01-22 D/A | Rule 506(b) | Equity; OptionToAcquire; SecurityToBeAcquired; Each unit is comprised of one common share and one-half of one common share purchase warrant. Each warrant is exercisable for one common share at an exercise price of CDN$1.17 per share for a period of 24 months. | 2018-12-21 | $6,228,283 | $2,479,315 | $3,748,968 | 83 |
| 2019-01-04 | Rule 506(b) | Equity; OptionToAcquire; SecurityToBeAcquired; Each unit is comprised of one common share and one-half of one common share purchase warrant. Each warrant is exercisable for one common share at an exercise price of CDN$1.17 per share for a period of 24 months. | 2018-12-21 | $2,490,211 | $540,469 | $1,949,742 | 2 |