Metalla Royalty & Streaming Ltd. Form D Notices of Exempt Offering of Securities
Notices filed with the SEC for securities sold without registration under Regulation D or Section 4(a)(5), newest first. Values are as filed.
- 2020-01-30: Federal exemption Rule 506(b); Types of securities offered Equity; OptionToAcquire; SecurityToBeAcquired; Warrants exercisable at C$4.68 through April 4, 2021; Date of first sale 2020-01-15; Total offering amount $1,929,447.
- 2017-11-17: Federal exemption Rule 506(b); Types of securities offered OptionToAcquire; SecurityToBeAcquired; Each stock option entitles the holder to acquire one common share of the Issuer. The stock options have varying expiration dates from July 15, 2021 through July 31, 2022.; Date of first sale 2016-07-15; Total offering amount $952,602.
| Filed | Federal exemption | Types of securities offered | Date of first sale | Total offering amount | Total amount sold | Total remaining to be sold | Investors who have already invested |
|---|---|---|---|---|---|---|---|
| 2020-01-30 | Rule 506(b) | Equity; OptionToAcquire; SecurityToBeAcquired; Warrants exercisable at C$4.68 through April 4, 2021 | 2020-01-15 | $1,929,447 | $42,220 | $1,887,227 | 9 |
| 2017-11-17 | Rule 506(b) | OptionToAcquire; SecurityToBeAcquired; Each stock option entitles the holder to acquire one common share of the Issuer. The stock options have varying expiration dates from July 15, 2021 through July 31, 2022. | 2016-07-15 | $952,602 | $0 | $952,602 | 2 |