MOBILESMITH, INC. Form 8-K: Current report
Filings on SEC EDGAR, newest first; amendments sit with their base form. Values are as filed.
- 2009-12-30: Form 8-K; Period of report 2009-12-23; Description 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant; 3.02 Unregistered Sales of Equity Securities; Details 2.03.
- 2009-11-24: Form 8-K; Period of report 2009-11-24; Description 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; Details 5.02.
- 2009-11-09: Form 8-K; Period of report 2009-11-09; Description 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant; 3.02 Unregistered Sales of Equity Securities; Details 2.03.
- 2009-10-13: Form 8-K; Period of report 2009-10-12; Description 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant; 3.02 Unregistered Sales of Equity Securities; Details 2.03.
| Filed | Form | Period of report | Description | Details | Document |
|---|---|---|---|---|---|
| 2009-12-30 | 8-K | 2009-12-23 | 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant; 3.02 Unregistered Sales of Equity Securities | 2.03 On December 23, 2009, Smart Online, Inc. (the “Company”) sold an additional convertible secured subordinated note due November 14, 2010 in the principal amount of $750,000.00 (the “New Note”) to a current noteholder upon substantially the same terms and conditions as the previously issued notes sold on November 14, 2007, August 12, 2008, November 21, 2008, January 6, 2009, February 24, 2009, April 3, 2009, June 2, 2009, July 16, 2009, August 26, 2009, September 8, 2009, October 5, 2009, October 9, 2009 and November 6, 2009 (collectively with the New Note, the “Notes”). 3.02 The information contained in Item 2.03 is hereby incorporated by reference. | v170108_8k.htm |
| 2009-11-24 | 8-K | 2009-11-24 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 On November 24, 2009, C. James Meese, Jr. resigned from his position as Interim President and Chief Executive Officer of Smart Online, Inc. (the “Company”) in order to attend to his family business. | v167642_8-k.htm |
| 2009-11-09 | 8-K | 2009-11-09 | 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant; 3.02 Unregistered Sales of Equity Securities | 2.03 On November 6, 2009, Smart Online, Inc. (the “Company”) sold an additional convertible secured subordinated note due November 14, 2010 in the principal amount of $500,000.00 (the “New Note”) to a current note-holder upon substantially the same terms and conditions as the previously issued notes sold on November 14, 2007, August 12, 2008, November 21, 2008, January 6, 2009, February 24, 2009, April 3, 2009, June 2, 2009, July 16, 2009, August 26, 2009, September 8, 2009, October 5, 2009 and October 9, 2009 (collectively with the New Note, the “Notes”). 3.02 The information contained in Item 2.03 is hereby incorporated by reference. | v165423_8k.htm |
| 2009-10-13 | 8-K | 2009-10-12 | 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant; 3.02 Unregistered Sales of Equity Securities | 2.03 On each of October 5 and October 9, 2009, Smart Online, Inc. (the “Company”) sold an additional convertible secured subordinated note due November 14, 2010 in the principal amount of $250,000.00 (together, the “New Notes”) to current note-holders upon substantially the same terms and conditions as the previously issued notes sold on November 14, 2007, August 12, 2008, November 21, 2008, January 6, 2009, February 24, 2009, April 3, 2009, June 2, 2009, July 16, 2009, August 26, 2009 and September 8, 2009 (collectively with the New Notes, the “Notes”). 3.02 The information contained in Item 2.03 is hereby incorporated by reference. | v162761_8k.htm |
| 2009-09-30 | 8-K | 2009-09-24 | 8.01 Other Events | 8.01 On September 24, 2009, Dennis Michael Nouri, a former officer of Smart Online, Inc. (the "Company"), and Reza Eric Nouri, a former employee of the Company, who, on July 2, 2009, were convicted of nine counts of criminal activity in a federal criminal action brought against them in the United States District Court for the Southern District of New York and are presently awaiting sentence, filed a Motion for Rule to Show Cause and the Appointment of a Receiver in the Court of Chancery of the State of Delaware against the Company (the "Motion"). | v161695_8k.htm |
| 2009-09-11 | 8-K | 2009-09-04 | 2.01 Completion of Acquisition or Disposition of Assets; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant; 3.02 Unregistered Sales of Equity Securities | 2.01 On September 4, 2009, Smart Online, Inc. (the “Company”) entered into a sale transaction whereby it sold its computer equipment, furniture, fixtures and certain personal property located at its principal executive offices in Durham, North Carolina (collectively, the “Equipment”) on an “as-is, where is” basis to the holders (“Noteholders”) of the Company’s Convertible Secured Subordinated Notes (the “Notes”), on a ratable basis in proportion to their respective holdings of Notes, for $200,000 (“Purchase Price”), pursuant to the Bill of Sale annexed hereto as Exhibit 99.2. 2.03 On September 8, 2009, Smart Online, Inc. (the “Company”) sold an additional convertible secured subordinated note due November 14, 2010 in the principal amount of $250,000 (the “New Note”) to a current Noteholder upon substantially the same terms and conditions as the previously issued notes sold on November 14, 2007, August 12, 2008, November 21, 2008, January 6, 2009, February 24, 2009, April 3, 2009, June 2, 2009, July 16, 2009 and August 26, 2009 (collectively with the New Note, the “Notes”). 3.02 The information contained in Item 2.03 is hereby incorporated by reference. | v160153_8k.htm |
| 2009-08-26 | 8-K | 2009-08-26 | 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant; 3.02 Unregistered Sales of Equity Securities | 2.03 On August 26, 2009, Smart Online, Inc. (the “Company”) sold an additional convertible secured subordinated note due November 14, 2010 in the principal amount of $250,000.00 (the “New Note”) to a current note-holder upon substantially the same terms and conditions as the previously issued notes sold on November 14, 2007, August 12, 2008, November 21, 2008, January 6, 2009, February 24, 2009, April 3, 2009, June 2, 2009 and July 16, 2009 (collectively with the New Note, the “Notes”). 3.02 The information contained in Item 2.03 is hereby incorporated by reference. | v159157_8k.htm |
| 2009-08-18 | 8-K | 2009-08-12 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 On August 12, 2009, the Company’s Board of Directors unanimously approved the promotion of Thaddeus J. Shalek as the Company’s Interim Chief Financial Officer. | v158486_8k.htm |
| 2009-07-21 | 8-K | 2009-07-21 | 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant; 3.02 Unregistered Sales of Equity Securities | 2.03 On July 16, 2009, Smart Online, Inc. (the “Company”) sold an additional convertible secured subordinated note due November 14, 2010 in the principal amount of $250,000.00 (the “New Note”) to a current note-holder upon substantially the same terms and conditions as the previously issued notes sold on November 14, 2007, August 12, 2008, November 21, 2008, January 6, 2009, February 24, 2009, April 3, 2009, June 2, 2009 (collectively with the New Note, the “Notes”). 3.02 The information contained in Item 2.03 is hereby incorporated by reference. | v155240_8k.htm |
| 2009-07-14 | 8-K | 2009-07-14 | 8.01 Other Events | 8.01 On July 14, 2009, Smart Online, Inc. issued a press release announcing the release of OneBiz 1.1, a suite of web-based business management software designed for small business owners to operate and grow their businesses, which press release is attached as Exhibit 99.1. | v154786_8-k.htm |
| 2009-06-19 | 8-K | 2009-06-15 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 (e) Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers. | v152870_8k.htm |
| 2009-06-12 | 8-K | 2009-06-12 | 8.01 Other Events | 8.01 Adjournment of Annual Meeting of Stockholders. | v152263_8k.htm |
| 2009-06-05 | 8-K | 2009-06-02 | 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant; 3.02 Unregistered Sales of Equity Securities | 2.03 On June 2, 2009, Smart Online, Inc. (the “Company”) sold an additional convertible secured subordinated note due November 14, 2010 in the principal amount of $500,000.00 (the “New Note”) to a current noteholder upon substantially the same terms and conditions as the previously issued notes sold on November 14, 2007, August 12, 2008, November 21, 2008, January 6, 2009, February 24, 2009 and April 3, 2009 (collectively with the New Note, the “Notes”). 3.02 The information contained in Item 2.03 is hereby incorporated by reference. | c86547e8vk.htm |
| 2009-06-04 | 8-K | 2009-05-29 | 8.01 Other Events | 8.01 On May 29, 2009, Dennis Michael Nouri, a former officer of Smart Online Inc. (the “Company”), and Reza Eric Nouri, a former employee of the Company, filed a complaint to bring a summary proceeding under Section 145 of the Delaware General Corporation Law against the Company in the Court of Chancery of the State of Delaware, attached as Exhibit 99.1 hereto (the “Nouri Complaint”). | v151561_8k.htm |
| 2009-05-22 | 8-K | 2009-05-19 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 On May 19, 2009, Doron Roethler resigned from his positions as a director, Chairman of the Board, and Interim President and Chief Executive Officer of Smart Online, Inc. (the "Company"), for personal, family-related reasons. | htm_32902.htm |
| 2009-04-20 | 8-K | 2009-04-17 | 4.01 Changes in Registrant's Certifying Accountant | 4.01 On April 17, 2009, Smart Online, Inc. (the "Company") dismissed Sherb & Co., LLP ("Sherb") as the Company’s independent registered public accounting firm and appointed Cherry, Bekaert & Holland, L.L.P. ("CB&H") as its independent registered public accounting firm for the fiscal year ending December 31, 2009. | htm_32345.htm |
| 2009-04-06 | 8-K | 2009-04-03 | 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant; 3.02 Unregistered Sales of Equity Securities | 2.03 On April 3, 2009, Smart Online, Inc. (the "Company") sold $500,000 aggregate principal amount of additional convertible secured subordinated notes due November 14, 2010 (the "New Note") to a current noteholder with substantially the same terms and conditions as the previously issued notes sold on November 14, 2007, August 12, 2008, November 21, 2008, January 6, 2009, and February 24, 2009 (collectively with the New Note, the "Notes"). 3.02 The information contained in Item 2.03 is hereby incorporated by reference. | htm_32157.htm |
| 2009-03-16 | 8-K | 2009-03-10 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 On March 10, 2009, the Board of Directors (the "Board") of Smart Online, Inc. (the "Company") appointed Roberta B. Hardy as a member of the Board, effective March 17, 2009. | htm_31834.htm |
| 2009-02-25 | 8-K | 2009-02-19 | 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant; 3.02 Unregistered Sales of Equity Securities | 2.03 On February 19, 2009, Smart Online, Inc. (the "Company") renewed its revolving credit arrangement with Paragon Commercial Bank ("Paragon"). 3.02 The information contained in Item 2.03 is hereby incorporated by reference. | htm_31527.htm |
| 2009-01-12 | 8-K | 2009-01-06 | 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant; 3.02 Unregistered Sales of Equity Securities | 2.03 On January 6, 2009, Smart Online, Inc. (the "Company") sold $500,000 aggregate principal amount of additional secured subordinated notes due November 14, 2010 (the "New Note") to a current noteholder with substantially the same terms and conditions as the currently outstanding notes sold on November 14, 2007, August 12, 2008, and November 21, 2008 (collectively with the New Note, the "Notes"). 3.02 The information contained in Item 2.03 is hereby incorporated by reference. | htm_30786.htm |