KALA Insider Transactions — Page 2
178 retained open-market purchase and sale rows from SEC Forms 3, 4 and 5, newest first. This page shows rows 101–178; provenance stays internal.
| Insider profile | Role | Date | Transaction | Shares | Price |
|---|---|---|---|---|---|
| Trachtenberg Eric | SEE REMARKS | 2021-10-26 | Sale | 9,449.0 | $1.8 |
| Reumuth Mary | CHIEF FINANCIAL OFFICER | 2021-10-26 | Sale | 9,449.0 | $1.8 |
| Bazemore Todd | CHIEF OPERATING OFFICER | 2021-10-26 | Sale | 12,544.0 | $1.8 |
| Brazzell Romulus K | CHIEF MEDICAL OFFICER | 2021-10-26 | Sale | 12,757.0 | $1.8 |
| Iwicki Mark T | CHIEF EXECUTIVE OFFICER | 2021-10-26 | Sale | 27,598.0 | $1.8 |
| Chen Hongming | CHIEF SCIENTIFIC OFFICER | 2021-06-29 | Sale | 5,548.0 | $5.56 |
| Chen Hongming | CHIEF SCIENTIFIC OFFICER | 2021-06-28 | Sale | 2,452.0 | $5.77 |
| Trachtenberg Eric | SEE REMARKS | 2021-06-28 | Sale | 2,452.0 | $5.77 |
| Reumuth Mary | CHIEF FINANCIAL OFFICER | 2021-06-28 | Sale | 2,452.0 | $5.77 |
| Brazzell Romulus K | CHIEF MEDICAL OFFICER | 2021-06-28 | Sale | 3,034.0 | $5.77 |
| Bazemore Todd | CHIEF OPERATING OFFICER | 2021-06-28 | Sale | 2,911.0 | $5.77 |
| Iwicki Mark T | CHIEF EXECUTIVE OFFICER | 2021-06-28 | Sale | 7,586.0 | $5.77 |
| Bazemore Todd | Chief Operating Officer | 2020-10-22 | Purchase | 40.0 | $7.6 |
| Bazemore Todd | Chief Operating Officer | 2020-06-05 | Purchase | 2.0 | $13.39 |
| Bazemore Todd | Chief Operating Officer | 2020-03-16 | Purchase | 10,000.0 | $5.75 |
| Grunberg Gregory | Director | 2020-03-13 | Purchase | 2,534,854.0 | $7.89 |
| Shah Rajeev M. | Director,TenPercentOwner | 2020-03-13 | Purchase | 6,337,135.0 | $7.89 |
| RA Capital Healthcare Fund LP | Director,TenPercentOwner | 2020-03-13 | Purchase | 6,337,135.0 | $7.89 |
| RA CAPITAL MANAGEMENT, L.P. | Director,TenPercentOwner | 2020-03-13 | Purchase | 6,337,135.0 | $7.89 |
| Kolchinsky Peter | Director,TenPercentOwner | 2020-03-13 | Purchase | 6,337,135.0 | $7.89 |
| Rosen Howard B | Director | 2019-05-30 | Purchase | 5,000.0 | $5.42 |
| Grunberg Gregory | Director | 2018-10-05 | Purchase | 606,060.0 | $8.25 |
| Shah Rajeev M. | Director,TenPercentOwner | 2018-10-03 | Purchase | 2,424,242.0 | $8.25 |
| RA Capital Healthcare Fund LP | Director,TenPercentOwner | 2018-10-03 | Purchase | 2,424,242.0 | $8.25 |
| RA CAPITAL MANAGEMENT, LLC | Director,TenPercentOwner | 2018-10-03 | Purchase | 2,424,242.0 | $8.25 |
| Kolchinsky Peter | Director,TenPercentOwner | 2018-10-03 | Purchase | 2,424,242.0 | $8.25 |
| ORBIMED ADVISORS LLC | TenPercentOwner | 2018-02-08 | Purchase | 25,000.0 | $12.93 |
| OrbiMed Capital GP VI LLC | TenPercentOwner | 2018-02-08 | Purchase | 25,000.0 | $12.93 |
| ORBIMED ADVISORS LLC | TenPercentOwner | 2018-02-02 | Purchase | 37,840.0 | $14.73 |
| OrbiMed Capital GP VI LLC | TenPercentOwner | 2018-02-02 | Purchase | 37,840.0 | $14.73 |
| ORBIMED ADVISORS LLC | TenPercentOwner | 2018-02-01 | Purchase | 22,840.0 | $14.99 |
| OrbiMed Capital GP VI LLC | TenPercentOwner | 2018-02-01 | Purchase | 22,840.0 | $14.99 |
| ORBIMED ADVISORS LLC | TenPercentOwner | 2018-01-31 | Purchase | 339,400.0 | $15.0 |
| OrbiMed Capital GP VI LLC | TenPercentOwner | 2018-01-31 | Purchase | 339,400.0 | $15.0 |
| ORBIMED ADVISORS LLC | TenPercentOwner | 2018-01-29 | Purchase | 50,000.0 | $14.99 |
| OrbiMed Capital GP VI LLC | TenPercentOwner | 2018-01-29 | Purchase | 50,000.0 | $14.99 |
| ORBIMED ADVISORS LLC | TenPercentOwner | 2018-01-26 | Purchase | 22,760.0 | $14.93 |
| OrbiMed Capital GP VI LLC | TenPercentOwner | 2018-01-26 | Purchase | 22,760.0 | $14.93 |
| ORBIMED ADVISORS LLC | TenPercentOwner | 2018-01-24 | Purchase | 64,637.0 | $14.91 |
| OrbiMed Capital GP VI LLC | TenPercentOwner | 2018-01-24 | Purchase | 64,637.0 | $14.91 |
| ORBIMED ADVISORS LLC | TenPercentOwner | 2018-01-23 | Purchase | 4,363.0 | $14.99 |
| OrbiMed Capital GP VI LLC | TenPercentOwner | 2018-01-23 | Purchase | 4,363.0 | $14.99 |
| ORBIMED ADVISORS LLC | TenPercentOwner | 2018-01-22 | Purchase | 75,000.0 | $14.98 |
| OrbiMed Capital GP VI LLC | TenPercentOwner | 2018-01-22 | Purchase | 75,000.0 | $14.98 |
| ORBIMED ADVISORS LLC | TenPercentOwner | 2018-01-19 | Purchase | 74,931.0 | $14.95 |
| OrbiMed Capital GP VI LLC | TenPercentOwner | 2018-01-19 | Purchase | 74,931.0 | $14.95 |
| ORBIMED ADVISORS LLC | TenPercentOwner | 2018-01-12 | Purchase | 38,354.0 | $14.5 |
| OrbiMed Capital GP VI LLC | TenPercentOwner | 2018-01-12 | Purchase | 38,354.0 | $14.5 |
| ISALY SAMUEL D | TenPercentOwner | 2018-01-12 | Purchase | 28,446.0 | $15.4 |
| ORBIMED ADVISORS LLC | TenPercentOwner | 2018-01-12 | Purchase | 28,446.0 | $15.4 |
| OrbiMed Capital GP VI LLC | TenPercentOwner | 2018-01-12 | Purchase | 28,446.0 | $15.4 |
| ISALY SAMUEL D | TenPercentOwner | 2018-01-11 | Purchase | 41,700.0 | $13.65 |
| ORBIMED ADVISORS LLC | TenPercentOwner | 2018-01-11 | Purchase | 41,700.0 | $13.65 |
| OrbiMed Capital GP VI LLC | TenPercentOwner | 2018-01-11 | Purchase | 41,700.0 | $13.65 |
| ISALY SAMUEL D | TenPercentOwner | 2018-01-10 | Purchase | 170,338.0 | $12.83 |
| ORBIMED ADVISORS LLC | TenPercentOwner | 2018-01-10 | Purchase | 170,338.0 | $12.83 |
| OrbiMed Capital GP VI LLC | TenPercentOwner | 2018-01-10 | Purchase | 170,338.0 | $12.83 |
| ENRIGHT PATRICK G | TenPercentOwner | 2017-07-25 | Purchase | 215,000.0 | $15.0 |
| Tammenoms Bakker Juliet | TenPercentOwner | 2017-07-25 | Purchase | 215,000.0 | $15.0 |
| Longitude Venture Partners II, L.P. | TenPercentOwner | 2017-07-25 | Purchase | 215,000.0 | $15.0 |
| Longitude Capital Partners II, LLC | TenPercentOwner | 2017-07-25 | Purchase | 215,000.0 | $15.0 |
| ISALY SAMUEL D | TenPercentOwnerOther | 2017-07-25 | Purchase | 319,333.0 | $15.0 |
| ORBIMED ADVISORS LLC | TenPercentOwnerOther | 2017-07-25 | Purchase | 319,333.0 | $15.0 |
| OrbiMed Capital GP VI LLC | TenPercentOwnerOther | 2017-07-25 | Purchase | 319,333.0 | $15.0 |
| Grunberg Gregory | Director | 2017-07-25 | Purchase | 215,000.0 | $15.0 |
| Shah Rajeev M. | Director | 2017-07-25 | Purchase | 533,333.0 | $15.0 |
| RA Capital Healthcare Fund LP | Other | 2017-07-25 | Purchase | 533,333.0 | $15.0 |
| RA CAPITAL MANAGEMENT, LLC | Director | 2017-07-25 | Purchase | 533,333.0 | $15.0 |
| Kolchinsky Peter | Other | 2017-07-25 | Purchase | 533,333.0 | $15.0 |
| Kovner Bruce | TenPercentOwner | 2017-07-20 | Purchase | 215,000.0 | $15.0 |
| CAXTON CORP | TenPercentOwner | 2017-07-20 | Purchase | 215,000.0 | $15.0 |
| CDK ASSOCIATES, L.L.C. | TenPercentOwner | 2017-07-20 | Purchase | 215,000.0 | $15.0 |
| Kovner Bruce | TenPercentOwner | 2017-07-20 | Purchase | 215,000.0 | $15.0 |
| CAXTON CORP | TenPercentOwner | 2017-07-20 | Purchase | 215,000.0 | $15.0 |
| CDK ASSOCIATES, L.L.C. | TenPercentOwner | 2017-07-20 | Purchase | 215,000.0 | $15.0 |
| Kovner Bruce | TenPercentOwner | 2017-07-20 | Purchase | 215,000.0 | $15.0 |
| CAXTON CORP | TenPercentOwner | 2017-07-20 | Purchase | 215,000.0 | $15.0 |
| CDK ASSOCIATES, L.L.C. | TenPercentOwner | 2017-07-20 | Purchase | 215,000.0 | $15.0 |