ICMB Insider Transactions — Page 3
749 retained open-market purchase and sale rows from SEC Forms 3, 4 and 5, newest first. This page shows rows 201–300; provenance stays internal.
| Insider profile | Role | Date | Transaction | Shares | Price |
|---|---|---|---|---|---|
| MAUER MICHAEL | Chief Executive Officer | 2020-03-09 | Purchase | 13,969.0 | $6.65 |
| Investcorp S.A. | TenPercentOwner | 2020-03-09 | Purchase | 1,900.0 | $6.66 |
| SIPCO HOLDINGS LTD | TenPercentOwner | 2020-03-09 | Purchase | 1,900.0 | $6.66 |
| Investcorp Credit Management US LLC | TenPercentOwner | 2020-03-09 | Purchase | 1,900.0 | $6.66 |
| Investcorp BDC Holdings Ltd | TenPercentOwner | 2020-03-09 | Purchase | 1,900.0 | $6.66 |
| Investcorp S.A. | TenPercentOwner | 2020-03-06 | Purchase | 2,048.0 | $6.72 |
| SIPCO HOLDINGS LTD | TenPercentOwner | 2020-03-06 | Purchase | 2,048.0 | $6.72 |
| Investcorp Credit Management US LLC | TenPercentOwner | 2020-03-06 | Purchase | 2,048.0 | $6.72 |
| Investcorp BDC Holdings Ltd | TenPercentOwner | 2020-03-06 | Purchase | 2,048.0 | $6.72 |
| MAUER MICHAEL | Chief Executive Officer | 2020-03-06 | Sale | 1,679.0 | $6.69 |
| Investcorp S.A. | TenPercentOwner | 2020-03-05 | Purchase | 2,048.0 | $7.07 |
| SIPCO HOLDINGS LTD | TenPercentOwner | 2020-03-05 | Purchase | 2,048.0 | $7.07 |
| Investcorp Credit Management US LLC | TenPercentOwner | 2020-03-05 | Purchase | 2,048.0 | $7.07 |
| Investcorp BDC Holdings Ltd | TenPercentOwner | 2020-03-05 | Purchase | 2,048.0 | $7.07 |
| MAUER MICHAEL | Chief Executive Officer | 2020-03-05 | Sale | 6,590.0 | $7.03 |
| MAUER MICHAEL | Chief Executive Officer | 2020-03-04 | Sale | 5,500.0 | $6.97 |
| MAUER MICHAEL | Chief Executive Officer | 2020-03-04 | Sale | 200.0 | $7.02 |
| Investcorp S.A. | TenPercentOwner | 2020-03-04 | Purchase | 500.0 | $7.0 |
| SIPCO HOLDINGS LTD | TenPercentOwner | 2020-03-04 | Purchase | 500.0 | $7.0 |
| Investcorp Credit Management US LLC | TenPercentOwner | 2020-03-04 | Purchase | 500.0 | $7.0 |
| Investcorp BDC Holdings Ltd | TenPercentOwner | 2020-03-04 | Purchase | 500.0 | $7.0 |
| Investcorp S.A. | TenPercentOwner | 2020-03-03 | Purchase | 2,048.0 | $6.87 |
| SIPCO HOLDINGS LTD | TenPercentOwner | 2020-03-03 | Purchase | 2,048.0 | $6.87 |
| Investcorp Credit Management US LLC | TenPercentOwner | 2020-03-03 | Purchase | 2,048.0 | $6.87 |
| Investcorp BDC Holdings Ltd | TenPercentOwner | 2020-03-03 | Purchase | 2,048.0 | $6.87 |
| Investcorp S.A. | TenPercentOwner | 2020-03-02 | Purchase | 113,500.0 | $10.15 |
| SIPCO HOLDINGS LTD | TenPercentOwner | 2020-03-02 | Purchase | 113,500.0 | $10.15 |
| Investcorp Credit Management US LLC | TenPercentOwner | 2020-03-02 | Purchase | 113,500.0 | $10.15 |
| Investcorp BDC Holdings Ltd | TenPercentOwner | 2020-03-02 | Purchase | 113,500.0 | $10.15 |
| Investcorp S.A. | TenPercentOwner | 2020-03-02 | Purchase | 1,954.0 | $6.84 |
| SIPCO HOLDINGS LTD | TenPercentOwner | 2020-03-02 | Purchase | 1,954.0 | $6.84 |
| Investcorp Credit Management US LLC | TenPercentOwner | 2020-03-02 | Purchase | 1,954.0 | $6.84 |
| Investcorp BDC Holdings Ltd | TenPercentOwner | 2020-03-02 | Purchase | 1,954.0 | $6.84 |
| Investcorp S.A. | TenPercentOwner | 2020-02-28 | Purchase | 2,023.0 | $7.1 |
| SIPCO HOLDINGS LTD | TenPercentOwner | 2020-02-28 | Purchase | 2,023.0 | $7.1 |
| Investcorp Credit Management US LLC | TenPercentOwner | 2020-02-28 | Purchase | 2,023.0 | $7.1 |
| Investcorp BDC Holdings Ltd | TenPercentOwner | 2020-02-28 | Purchase | 2,023.0 | $7.1 |
| Investcorp S.A. | TenPercentOwner | 2020-02-27 | Purchase | 1,500.0 | $7.32 |
| SIPCO HOLDINGS LTD | TenPercentOwner | 2020-02-27 | Purchase | 1,500.0 | $7.32 |
| Investcorp Credit Management US LLC | TenPercentOwner | 2020-02-27 | Purchase | 1,500.0 | $7.32 |
| Investcorp BDC Holdings Ltd | TenPercentOwner | 2020-02-27 | Purchase | 1,500.0 | $7.32 |
| Investcorp S.A. | TenPercentOwner | 2020-02-26 | Purchase | 1,200.0 | $7.47 |
| SIPCO HOLDINGS LTD | TenPercentOwner | 2020-02-26 | Purchase | 1,200.0 | $7.47 |
| Investcorp Credit Management US LLC | TenPercentOwner | 2020-02-26 | Purchase | 1,200.0 | $7.47 |
| Investcorp BDC Holdings Ltd | TenPercentOwner | 2020-02-26 | Purchase | 1,200.0 | $7.47 |
| Investcorp S.A. | TenPercentOwner | 2020-02-25 | Purchase | 1,900.0 | $7.51 |
| SIPCO HOLDINGS LTD | TenPercentOwner | 2020-02-25 | Purchase | 1,900.0 | $7.51 |
| Investcorp Credit Management US LLC | TenPercentOwner | 2020-02-25 | Purchase | 1,900.0 | $7.51 |
| Investcorp BDC Holdings Ltd | TenPercentOwner | 2020-02-25 | Purchase | 1,900.0 | $7.51 |
| Investcorp S.A. | TenPercentOwner | 2020-02-24 | Purchase | 1,815.0 | $7.55 |
| SIPCO HOLDINGS LTD | TenPercentOwner | 2020-02-24 | Purchase | 1,815.0 | $7.55 |
| Investcorp Credit Management US LLC | TenPercentOwner | 2020-02-24 | Purchase | 1,815.0 | $7.55 |
| Investcorp BDC Holdings Ltd | TenPercentOwner | 2020-02-24 | Purchase | 1,815.0 | $7.55 |
| Investcorp S.A. | TenPercentOwner | 2020-02-21 | Purchase | 2,048.0 | $7.62 |
| SIPCO HOLDINGS LTD | TenPercentOwner | 2020-02-21 | Purchase | 2,048.0 | $7.62 |
| Investcorp Credit Management US LLC | TenPercentOwner | 2020-02-21 | Purchase | 2,048.0 | $7.62 |
| Investcorp BDC Holdings Ltd | TenPercentOwner | 2020-02-21 | Purchase | 2,048.0 | $7.62 |
| Investcorp S.A. | TenPercentOwner | 2020-02-20 | Purchase | 1,300.0 | $7.62 |
| SIPCO HOLDINGS LTD | TenPercentOwner | 2020-02-20 | Purchase | 1,300.0 | $7.62 |
| Investcorp Credit Management US LLC | TenPercentOwner | 2020-02-20 | Purchase | 1,300.0 | $7.62 |
| Investcorp BDC Holdings Ltd | TenPercentOwner | 2020-02-20 | Purchase | 1,300.0 | $7.62 |
| Investcorp S.A. | TenPercentOwner | 2020-02-19 | Purchase | 2,048.0 | $7.52 |
| SIPCO HOLDINGS LTD | TenPercentOwner | 2020-02-19 | Purchase | 2,048.0 | $7.52 |
| Investcorp Credit Management US LLC | TenPercentOwner | 2020-02-19 | Purchase | 2,048.0 | $7.52 |
| Investcorp BDC Holdings Ltd | TenPercentOwner | 2020-02-19 | Purchase | 2,048.0 | $7.52 |
| Investcorp S.A. | TenPercentOwner | 2020-02-18 | Purchase | 1,294.0 | $7.38 |
| SIPCO HOLDINGS LTD | TenPercentOwner | 2020-02-18 | Purchase | 1,294.0 | $7.38 |
| Investcorp Credit Management US LLC | TenPercentOwner | 2020-02-18 | Purchase | 1,294.0 | $7.38 |
| Investcorp BDC Holdings Ltd | TenPercentOwner | 2020-02-18 | Purchase | 1,294.0 | $7.38 |
| Investcorp S.A. | TenPercentOwner | 2020-02-14 | Purchase | 1,838.0 | $7.43 |
| SIPCO HOLDINGS LTD | TenPercentOwner | 2020-02-14 | Purchase | 1,838.0 | $7.43 |
| Investcorp Credit Management US LLC | TenPercentOwner | 2020-02-14 | Purchase | 1,838.0 | $7.43 |
| Investcorp BDC Holdings Ltd | TenPercentOwner | 2020-02-14 | Purchase | 1,838.0 | $7.43 |
| Investcorp S.A. | TenPercentOwner | 2020-02-13 | Purchase | 1,800.0 | $7.38 |
| SIPCO HOLDINGS LTD | TenPercentOwner | 2020-02-13 | Purchase | 1,800.0 | $7.38 |
| Investcorp Credit Management US LLC | TenPercentOwner | 2020-02-13 | Purchase | 1,800.0 | $7.38 |
| Investcorp BDC Holdings Ltd | TenPercentOwner | 2020-02-13 | Purchase | 1,800.0 | $7.38 |
| Investcorp S.A. | TenPercentOwner | 2020-02-12 | Purchase | 1,870.0 | $7.36 |
| SIPCO HOLDINGS LTD | TenPercentOwner | 2020-02-12 | Purchase | 1,870.0 | $7.36 |
| Investcorp Credit Management US LLC | TenPercentOwner | 2020-02-12 | Purchase | 1,870.0 | $7.36 |
| Investcorp BDC Holdings Ltd | TenPercentOwner | 2020-02-12 | Purchase | 1,870.0 | $7.36 |
| Investcorp S.A. | TenPercentOwner | 2020-02-11 | Purchase | 1,821.0 | $7.33 |
| SIPCO HOLDINGS LTD | TenPercentOwner | 2020-02-11 | Purchase | 1,821.0 | $7.33 |
| Investcorp Credit Management US LLC | TenPercentOwner | 2020-02-11 | Purchase | 1,821.0 | $7.33 |
| Investcorp BDC Holdings Ltd | TenPercentOwner | 2020-02-11 | Purchase | 1,821.0 | $7.33 |
| Investcorp S.A. | TenPercentOwner | 2020-02-10 | Purchase | 2,048.0 | $7.33 |
| SIPCO HOLDINGS LTD | TenPercentOwner | 2020-02-10 | Purchase | 2,048.0 | $7.33 |
| Investcorp Credit Management US LLC | TenPercentOwner | 2020-02-10 | Purchase | 2,048.0 | $7.33 |
| Investcorp BDC Holdings Ltd | TenPercentOwner | 2020-02-10 | Purchase | 2,048.0 | $7.33 |
| Investcorp S.A. | TenPercentOwner | 2020-02-07 | Purchase | 1,906.0 | $7.25 |
| SIPCO HOLDINGS LTD | TenPercentOwner | 2020-02-07 | Purchase | 1,906.0 | $7.25 |
| Investcorp Credit Management US LLC | TenPercentOwner | 2020-02-07 | Purchase | 1,906.0 | $7.25 |
| Investcorp BDC Holdings Ltd | TenPercentOwner | 2020-02-07 | Purchase | 1,906.0 | $7.25 |
| Investcorp S.A. | TenPercentOwner | 2020-02-06 | Purchase | 2,048.0 | $7.22 |
| SIPCO HOLDINGS LTD | TenPercentOwner | 2020-02-06 | Purchase | 2,048.0 | $7.22 |
| Investcorp Credit Management US LLC | TenPercentOwner | 2020-02-06 | Purchase | 2,048.0 | $7.22 |
| Investcorp BDC Holdings Ltd | TenPercentOwner | 2020-02-06 | Purchase | 2,048.0 | $7.22 |
| Investcorp S.A. | TenPercentOwner | 2020-02-05 | Purchase | 1,900.0 | $7.12 |
| SIPCO HOLDINGS LTD | TenPercentOwner | 2020-02-05 | Purchase | 1,900.0 | $7.12 |
| Investcorp Credit Management US LLC | TenPercentOwner | 2020-02-05 | Purchase | 1,900.0 | $7.12 |