HTGC Insider Transactions — Page 2
249 retained open-market purchase and sale rows from SEC Forms 3, 4 and 5, newest first. This page shows rows 101–200; provenance stays internal.
| Insider profile | Role | Date | Transaction | Shares | Price |
|---|---|---|---|---|---|
| Baron Jessica T | CFO | 2014-07-23 | Sale | 2,000.0 | $16.61 |
| Shah Parag | Senior Managing Director | 2014-07-01 | Sale | 33,000.0 | $16.21 |
| Bluestein Scott | Chief Investment Officer | 2014-07-01 | Sale | 6,000.0 | $16.21 |
| Baron Jessica T | CFO | 2014-06-23 | Sale | 2,000.0 | $15.44 |
| Bluestein Scott | Chief Investment Officer | 2014-06-16 | Sale | 6,000.0 | $15.5 |
| Shah Parag | Senior Managing Director | 2014-06-12 | Sale | 33,000.0 | $15.37 |
| Henriquez Manuel A | President & CEO | 2014-06-05 | Sale | 100,000.0 | $15.6 |
| Baron Jessica T | CFO | 2014-05-16 | Sale | 10,000.0 | $13.88 |
| Bluestein Scott | Chief Investment Officer | 2014-05-07 | Sale | 17,733.0 | $14.24 |
| Baron Jessica T | CFO | 2013-12-24 | Sale | 200.0 | $16.85 |
| Baron Jessica T | CFO | 2013-12-24 | Sale | 1,524.0 | $16.8 |
| Baron Jessica T | CFO | 2013-12-24 | Sale | 3,276.0 | $16.81 |
| Henriquez Manuel A | President & CEO | 2013-09-10 | Purchase | 5,000.0 | $14.32 |
| WOODWARD ALLYN C JR | Director | 2013-08-08 | Purchase | 1,500.0 | $14.75 |
| BADAVAS ROBERT P | Director | 2013-08-06 | Purchase | 5,000.0 | $14.63 |
| Jaquez-Fissori Todd | Senior Managing Director | 2013-03-12 | Sale | 22,229.0 | $15.36 |
| Jaquez-Fissori Todd | Senior Managing Director | 2012-09-17 | Sale | 500.0 | $11.5 |
| Jaquez-Fissori Todd | Senior Managing Director | 2012-08-08 | Sale | 500.0 | $11.13 |
| BADAVAS ROBERT P | Director | 2012-06-01 | Purchase | 10,000.0 | $10.4 |
| Jaquez-Fissori Todd | Tech & Clean Tech Group Head | 2012-05-22 | Sale | 2,500.0 | $10.3 |
| Shah Parag | Senior Managing Director | 2012-03-16 | Sale | 113,630.0 | $10.59 |
| Shah Parag | Senior Managing Director | 2012-03-15 | Sale | 46,108.0 | $10.67 |
| CHOW JOSEPH W | Director | 2012-03-06 | Purchase | 5,000.0 | $10.44 |
| Harvey H Scott | Chief Legal Officer & Sec | 2012-03-06 | Sale | 5,500.0 | $10.58 |
| WOODWARD ALLYN C JR | Director | 2012-03-05 | Purchase | 22,500.0 | $10.48 |
| Henriquez Manuel A | President & CEO | 2011-12-12 | Purchase | 5,000.0 | $9.12 |
| Henriquez Manuel A | President & CEO | 2011-11-10 | Purchase | 2,000.0 | $9.05 |
| Henriquez Manuel A | President & CEO | 2011-11-09 | Purchase | 2,500.0 | $9.1 |
| Henriquez Manuel A | President & CEO | 2011-11-09 | Purchase | 2,500.0 | $9.24 |
| Henriquez Manuel A | President & CEO | 2011-10-04 | Purchase | 7,000.0 | $8.4 |
| Henriquez Manuel A | President & CEO | 2011-09-26 | Purchase | 2,500.0 | $8.65 |
| Henriquez Manuel A | President & CEO | 2011-09-26 | Purchase | 5,000.0 | $8.75 |
| CHOW JOSEPH W | Director | 2011-09-06 | Purchase | 5,000.0 | $8.68 |
| BADAVAS ROBERT P | Director | 2011-08-10 | Purchase | 5,000.0 | $8.7 |
| Bluestein Scott | Chief Credit Officer | 2011-08-10 | Purchase | 2,750.0 | $8.73 |
| Henriquez Manuel A | President & CEO | 2011-08-09 | Purchase | 7,000.0 | $8.78 |
| BADAVAS ROBERT P | Director | 2011-06-16 | Purchase | 3,000.0 | $10.48 |
| BADAVAS ROBERT P | Director | 2011-06-15 | Purchase | 2,000.0 | $10.5 |
| Harvey H Scott | Chief Legal Officer & Sec | 2011-06-08 | Sale | 11,500.0 | $10.4 |
| Bluestein Scott | Chief Credit Officer | 2011-06-02 | Purchase | 10,000.0 | $10.58 |
| Bhaumik Sam | Senior Managing Director | 2011-05-31 | Sale | 20,000.0 | $10.77 |
| CHOW JOSEPH W | Director | 2011-05-11 | Purchase | 5,000.0 | $10.36 |
| WOODWARD ALLYN C JR | Director | 2011-05-10 | Purchase | 10,000.0 | $10.5 |
| WOODWARD ALLYN C JR | Director | 2010-12-28 | Purchase | 3,500.0 | $10.47 |
| Denomme Mark | Senior Managing Director | 2010-12-22 | Sale | 6,948.0 | $10.66 |
| WOODWARD ALLYN C JR | Director | 2010-11-30 | Purchase | 4,000.0 | $9.96 |
| WOODWARD ALLYN C JR | Director | 2010-11-30 | Purchase | 2,000.0 | $9.97 |
| CHOW JOSEPH W | Director | 2010-11-23 | Purchase | 5,000.0 | $9.96 |
| BADAVAS ROBERT P | Director | 2010-11-22 | Purchase | 2,000.0 | $10.0 |
| Gable Scott | Chief Operating Officer | 2010-11-16 | Purchase | 10,090.0 | $9.88 |
| Denomme Mark | Senior Managing Director | 2010-09-30 | Sale | 10,557.0 | $10.01 |
| Shah Parag | Senior Managing Director | 2010-09-01 | Sale | 100,554.0 | $9.32 |
| WOODWARD ALLYN C JR | Director | 2010-06-30 | Purchase | 2,500.0 | $9.18 |
| WOODWARD ALLYN C JR | Director | 2010-06-30 | Purchase | 5,000.0 | $9.04 |
| BADAVAS ROBERT P | Director | 2010-06-29 | Purchase | 5,000.0 | $9.07 |
| CHOW JOSEPH W | Director | 2010-06-23 | Purchase | 5,000.0 | $9.12 |
| Henriquez Manuel A | President & CEO | 2010-06-01 | Purchase | 559.0 | $8.64 |
| Bhaumik Sam | Senior Managing Director | 2010-05-27 | Purchase | 500.0 | $8.97 |
| Henriquez Manuel A | President & CEO | 2010-05-26 | Purchase | 18.0 | $8.63 |
| Henriquez Manuel A | President & CEO | 2010-05-26 | Purchase | 1,923.0 | $8.64 |
| WOODWARD ALLYN C JR | Director | 2010-03-31 | Purchase | 5,000.0 | $10.72 |
| WOODWARD ALLYN C JR | Director | 2010-03-19 | Purchase | 5,000.0 | $10.36 |
| WOODWARD ALLYN C JR | Director | 2010-03-19 | Purchase | 5,000.0 | $10.31 |
| Bhaumik Sam | Senior Managing Director | 2010-03-10 | Sale | 3,500.0 | $10.25 |
| Bhaumik Sam | Senior Managing Director | 2009-12-23 | Sale | 5,000.0 | $10.41 |
| Shah Parag | Senior Managing Director | 2009-11-23 | Sale | 2,470.0 | $10.0 |
| Shah Parag | Senior Managing Director | 2009-11-23 | Sale | 10,308.0 | $10.2 |
| Shah Parag | Senior Managing Director | 2009-09-23 | Sale | 4,078.0 | $10.11 |
| Shah Parag | Senior Managing Director | 2009-09-23 | Sale | 8,700.0 | $10.14 |
| WOODWARD ALLYN C JR | Director | 2009-09-01 | Purchase | 4,300.0 | $9.19 |
| Henriquez Manuel A | President & CEO | 2009-03-12 | Purchase | 800.0 | $3.7 |
| Henriquez Manuel A | President & CEO | 2009-03-12 | Purchase | 700.0 | $3.69 |
| Henriquez Manuel A | President & CEO | 2009-03-12 | Purchase | 1,800.0 | $3.77 |
| Henriquez Manuel A | President & CEO | 2009-03-12 | Purchase | 100.0 | $3.74 |
| Henriquez Manuel A | President & CEO | 2009-03-12 | Purchase | 100.0 | $3.71 |
| Henriquez Manuel A | President & CEO | 2009-03-03 | Purchase | 2,000.0 | $3.98 |
| Henriquez Manuel A | President & CEO | 2009-03-03 | Purchase | 2,000.0 | $3.75 |
| WOODWARD ALLYN C JR | Director | 2009-02-27 | Purchase | 1,000.0 | $4.46 |
| Shah Parag | Senior Managing Director | 2009-02-26 | Purchase | 1,000.0 | $4.55 |
| Shah Parag | Senior Managing Director | 2009-02-26 | Purchase | 2,000.0 | $4.55 |
| Henriquez Manuel A | President & CEO | 2009-02-25 | Purchase | 2,000.0 | $4.27 |
| Lund David Michael | VP of Fin & Corporate Controll | 2009-02-19 | Purchase | 2,000.0 | $4.26 |
| Lund David Michael | VP of Fin & Corporate Controll | 2009-02-19 | Purchase | 2,000.0 | $4.26 |
| WOODWARD ALLYN C JR | Director | 2009-02-18 | Purchase | 1,000.0 | $4.45 |
| Henriquez Manuel A | President & CEO | 2009-02-18 | Purchase | 5,000.0 | $4.45 |
| Henriquez Manuel A | President & CEO | 2009-02-18 | Purchase | 5,000.0 | $4.35 |
| CHOW JOSEPH W | Director | 2009-02-18 | Purchase | 10,000.0 | $4.49 |
| BADAVAS ROBERT P | Director | 2008-12-31 | Purchase | 1,667.0 | — |
| CHOW JOSEPH W | Director | 2008-12-31 | Purchase | 285.0 | — |
| WOODWARD ALLYN C JR | Director | 2008-12-31 | Purchase | 2,955.0 | — |
| Shah Parag | Senior Managing Director | 2008-12-31 | Purchase | 3,061.0 | — |
| Lund David Michael | VP of Fin & Corporate Controll | 2008-12-31 | Purchase | 1,111.0 | — |
| Henriquez Manuel A | President & CEO | 2008-11-21 | Purchase | 500.0 | $4.99 |
| WOODWARD ALLYN C JR | Director | 2008-11-18 | Purchase | 1,000.0 | $5.95 |
| Henriquez Manuel A | President & CEO | 2008-11-17 | Purchase | 1,000.0 | $5.96 |
| Henriquez Manuel A | President & CEO | 2008-11-11 | Purchase | 3,500.0 | $6.85 |
| CHOW JOSEPH W | Director | 2008-09-15 | Purchase | 2,000.0 | $9.8 |
| WOODWARD ALLYN C JR | Director | 2008-09-15 | Purchase | 2,000.0 | $9.68 |
| CHOW JOSEPH W | Director | 2008-09-09 | Purchase | 2,000.0 | $9.86 |
| CHOW JOSEPH W | Director | 2008-08-19 | Purchase | 1,000.0 | $10.22 |