NYSE:HTGC | Insider Transactions | Hercules Capital, Inc.

HTGC Insider Transactions

249 retained open-market purchase and sale rows from SEC Forms 3, 4 and 5, newest first. This page shows rows 1–100; provenance stays internal.

HTGC insiders transaction timeline

PurchaseSale
2006-09-11: 1 purchase — BADAVAS ROBERT P2006-09-13: 1 purchase — BADAVAS ROBERT P2006-10-31: 2 purchases — BADAVAS ROBERT P2006-11-21: 1 purchase — BADAVAS ROBERT P2007-02-12: 1 purchase — CHOW JOSEPH W2007-02-13: 1 purchase — BADAVAS ROBERT P2007-02-16: 1 purchase — Stettenbenz Shane2007-03-05: 4 purchases — CHOW JOSEPH W, BADAVAS ROBERT P, Stettenbenz Shane and 1 more2007-03-14: 1 purchase — BADAVAS ROBERT P2007-06-07: 2 purchases — BADAVAS ROBERT P2007-06-08: 1 purchase — BADAVAS ROBERT P2007-06-14: 2 purchases — Stettenbenz Shane2007-06-15: 1 purchase — Stettenbenz Shane2007-08-08: 2 purchases — BADAVAS ROBERT P2007-08-13: 2 purchases — CHOW JOSEPH W2007-08-16: 2 purchases — Stettenbenz Shane, Henriquez Manuel A2007-08-17: 2 purchases — BADAVAS ROBERT P2007-08-31: 1 purchase — Henriquez Manuel A2007-09-04: 1 purchase — Henriquez Manuel A2007-09-11: 1 purchase — Henriquez Manuel A2007-11-19: 2 purchases — BADAVAS ROBERT P, Henriquez Manuel A2007-11-20: 1 purchase — Henriquez Manuel A2008-03-13: 1 purchase — BADAVAS ROBERT P2008-05-13: 3 purchases — Henriquez Manuel A2008-05-14: 2 purchases — WOODWARD ALLYN C JR, Henriquez Manuel A2008-05-15: 1 purchase — BADAVAS ROBERT P2008-05-16: 2 purchases — Bhaumik Sam, BADAVAS ROBERT P2008-05-20: 1 purchase — Henriquez Manuel A2008-06-09: 1 purchase — Bhaumik Sam2008-06-10: 2 purchases — BADAVAS ROBERT P, Henriquez Manuel A2008-06-11: 1 purchase — Henriquez Manuel A2008-06-12: 1 purchase — Shah Parag2008-06-13: 1 purchase — WOODWARD ALLYN C JR2008-08-19: 1 purchase — CHOW JOSEPH W2008-09-09: 1 purchase — CHOW JOSEPH W2008-09-15: 2 purchases — CHOW JOSEPH W, WOODWARD ALLYN C JR2008-11-11: 1 purchase — Henriquez Manuel A2008-11-17: 1 purchase — Henriquez Manuel A2008-11-18: 1 purchase — WOODWARD ALLYN C JR2008-11-21: 1 purchase — Henriquez Manuel A2008-12-31: 5 purchases — BADAVAS ROBERT P, CHOW JOSEPH W, WOODWARD ALLYN C JR and 2 more2009-02-18: 4 purchases — WOODWARD ALLYN C JR, Henriquez Manuel A, CHOW JOSEPH W2009-02-19: 2 purchases — Lund David Michael2009-02-25: 1 purchase — Henriquez Manuel A2009-02-26: 2 purchases — Shah Parag2009-02-27: 1 purchase — WOODWARD ALLYN C JR2009-03-03: 2 purchases — Henriquez Manuel A2009-03-12: 5 purchases — Henriquez Manuel A2009-09-01: 1 purchase — WOODWARD ALLYN C JR2009-09-23: 2 sales — Shah Parag2009-11-23: 2 sales — Shah Parag2009-12-23: 1 sale — Bhaumik Sam2010-03-10: 1 sale — Bhaumik Sam2010-03-19: 2 purchases — WOODWARD ALLYN C JR2010-03-31: 1 purchase — WOODWARD ALLYN C JR2010-05-26: 2 purchases — Henriquez Manuel A2010-05-27: 1 purchase — Bhaumik Sam2010-06-01: 1 purchase — Henriquez Manuel A2010-06-23: 1 purchase — CHOW JOSEPH W2010-06-29: 1 purchase — BADAVAS ROBERT P2010-06-30: 2 purchases — WOODWARD ALLYN C JR2010-09-01: 1 sale — Shah Parag2010-09-30: 1 sale — Denomme Mark2010-11-16: 1 purchase — Gable Scott2010-11-22: 1 purchase — BADAVAS ROBERT P2010-11-23: 1 purchase — CHOW JOSEPH W2010-11-30: 2 purchases — WOODWARD ALLYN C JR2010-12-22: 1 sale — Denomme Mark2010-12-28: 1 purchase — WOODWARD ALLYN C JR2011-05-10: 1 purchase — WOODWARD ALLYN C JR2011-05-11: 1 purchase — CHOW JOSEPH W2011-05-31: 1 sale — Bhaumik Sam2011-06-02: 1 purchase — Bluestein Scott2011-06-08: 1 sale — Harvey H Scott2011-06-15: 1 purchase — BADAVAS ROBERT P2011-06-16: 1 purchase — BADAVAS ROBERT P2011-08-09: 1 purchase — Henriquez Manuel A2011-08-10: 2 purchases — BADAVAS ROBERT P, Bluestein Scott2011-09-06: 1 purchase — CHOW JOSEPH W2011-09-26: 2 purchases — Henriquez Manuel A2011-10-04: 1 purchase — Henriquez Manuel A2011-11-09: 2 purchases — Henriquez Manuel A2011-11-10: 1 purchase — Henriquez Manuel A2011-12-12: 1 purchase — Henriquez Manuel A2012-03-05: 1 purchase — WOODWARD ALLYN C JR2012-03-06: 1 purchase — CHOW JOSEPH W2012-03-06: 1 sale — Harvey H Scott2012-03-15: 1 sale — Shah Parag2012-03-16: 1 sale — Shah Parag2012-05-22: 1 sale — Jaquez-Fissori Todd2012-06-01: 1 purchase — BADAVAS ROBERT P2012-08-08: 1 sale — Jaquez-Fissori Todd2012-09-17: 1 sale — Jaquez-Fissori Todd2013-03-12: 1 sale — Jaquez-Fissori Todd2013-08-06: 1 purchase — BADAVAS ROBERT P2013-08-08: 1 purchase — WOODWARD ALLYN C JR2013-09-10: 1 purchase — Henriquez Manuel A2013-12-24: 3 sales — Baron Jessica T2014-05-07: 1 sale — Bluestein Scott2014-05-16: 1 sale — Baron Jessica T2014-06-05: 1 sale — Henriquez Manuel A2014-06-12: 1 sale — Shah Parag2014-06-16: 1 sale — Bluestein Scott2014-06-23: 1 sale — Baron Jessica T2014-07-01: 2 sales — Shah Parag, Bluestein Scott2014-07-23: 1 sale — Baron Jessica T2014-08-01: 1 sale — Bluestein Scott2014-08-20: 1 sale — Shah Parag2014-08-25: 1 sale — Baron Jessica T2014-08-28: 1 sale — Henriquez Manuel A2014-08-29: 1 sale — Henriquez Manuel A2014-09-02: 2 sales — Shah Parag, Bluestein Scott2014-09-11: 1 sale — Henriquez Manuel A2014-09-12: 1 sale — Henriquez Manuel A2014-09-23: 1 sale — Baron Jessica T2014-10-01: 2 sales — Shah Parag, Bluestein Scott2014-10-23: 1 sale — Baron Jessica T2014-11-03: 1 sale — Bluestein Scott2014-11-19: 1 sale — Shah Parag2014-11-24: 1 sale — Baron Jessica T2014-12-01: 1 sale — Shah Parag2014-12-10: 2 sales — Baron Jessica T2014-12-18: 1 sale — Henriquez Manuel A2014-12-19: 2 sales — Henriquez Manuel A, Bluestein Scott2014-12-23: 1 sale — Baron Jessica T2015-01-20: 1 sale — Bluestein Scott2015-01-23: 1 sale — Baron Jessica T2015-02-19: 1 sale — Bluestein Scott2015-02-23: 1 sale — Baron Jessica T2015-03-19: 1 sale — Bluestein Scott2015-03-23: 1 sale — Baron Jessica T2015-04-20: 1 sale — Bluestein Scott2015-04-23: 1 sale — Baron Jessica T2015-05-19: 1 sale — Bluestein Scott2015-06-19: 2 purchases — Henriquez Manuel A2015-11-23: 1 purchase — Fallon Thomas J2015-12-14: 1 purchase — Henriquez Manuel A2019-10-07: 1 sale — Foster Carol L2020-11-18: 1 purchase — Foster Carol L2021-03-15: 1 sale — Fallon Thomas J2021-03-18: 1 sale — Bluestein Scott2021-05-03: 1 purchase — CROWELL GAYLE A2021-05-04: 2 sales — BADAVAS ROBERT P2021-11-15: 1 sale — Bluestein Scott2022-03-24: 1 purchase — Loo Wade2022-05-12: 1 purchase — Fallon Thomas J2022-05-26: 1 purchase — Follmann Christian2022-05-26: 1 sale — Follmann Christian2022-08-18: 1 purchase — Loo Wade2022-08-19: 1 purchase — Loo Wade2022-11-21: 1 sale — Bluestein Scott2023-03-17: 1 purchase — Loo Wade2023-05-08: 1 purchase — CROWELL GAYLE A2023-05-24: 1 purchase — Follmann Christian2023-05-24: 1 sale — Follmann Christian2024-06-18: 2 sales — BADAVAS ROBERT P2024-06-20: 2 sales — BADAVAS ROBERT P2024-06-25: 1 purchase — CROWELL GAYLE A2024-08-06: 6 purchases — Theodosopoulos Nikos, Randhawa Paramjeet K, Loo Wade and 3 more2024-09-26: 1 sale — Bluestein Scott2025-05-08: 6 purchases — Theodosopoulos Nikos, Loo Wade, CROWELL GAYLE A and 3 more2025-06-05: 1 purchase — Follmann Christian2025-06-05: 1 sale — Follmann Christian2025-11-03: 1 purchase — CROWELL GAYLE A2026-02-17: 2 purchases — Theodosopoulos Nikos, Fallon Thomas J2026-02-23: 1 purchase — CROWELL GAYLE A2026-02-24: 3 purchases — Fallon Thomas J, BADAVAS ROBERT P, Bluestein Scott2026-02-25: 1 purchase — Loo Wade2026-02-27: 7 purchases — Meyer Seth H, Botelho Kiersten Zaza, Theodosopoulos Nikos and 3 more2026-03-04: 3 purchases — Follmann Christian, Randhawa Paramjeet K2026-03-26: 7 purchases — Aguirre DeAnne, Loo Wade, Theodosopoulos Nikos and 4 more2006-09-112026-03-26
Insider profileRoleDateTransactionSharesPrice
Aguirre DeAnneDirector2026-03-26Purchase7,317.0$14.35
Loo WadeDirector2026-03-26Purchase7,317.0$14.35
Theodosopoulos NikosDirector2026-03-26Purchase7,317.0$14.35
Fallon Thomas JDirector2026-03-26Purchase7,300.0$14.3
Randhawa Paramjeet KDirector2026-03-26Purchase2,926.0$14.35
CROWELL GAYLE ADirector2026-03-26Purchase7,317.0$14.35
BADAVAS ROBERT PDirector2026-03-26Purchase3,658.0$14.35
Follmann ChristianChief Operating Officer2026-03-04Purchase5,000.0$14.68
Follmann ChristianChief Operating Officer2026-03-04Purchase5,000.0$14.68
Randhawa Paramjeet KDirector2026-03-04Purchase3,050.0$14.78
Meyer Seth HChief Financial Officer2026-02-27Purchase14,000.0$14.33
Botelho Kiersten ZazaChief Legal Officer & CCO2026-02-27Purchase1,300.0$14.21
Meyer Seth HChief Financial Officer2026-02-27Purchase7,000.0$14.33
Theodosopoulos NikosDirector2026-02-27Purchase2,600.0$14.21
Bluestein ScottChief Executive Officer2026-02-27Purchase7,000.0$14.35
Fallon Thomas JDirector2026-02-27Purchase20,000.0$14.2
BADAVAS ROBERT PDirector2026-02-27Purchase5,000.0$14.27
Loo WadeDirector2026-02-25Purchase3,300.0$14.98
Fallon Thomas JDirector2026-02-24Purchase10,000.0$14.98
BADAVAS ROBERT PDirector2026-02-24Purchase5,000.0$15.01
Bluestein ScottChief Executive Officer2026-02-24Purchase30,000.0$15.08
CROWELL GAYLE ADirector2026-02-23Purchase6,600.0$15.2
Theodosopoulos NikosDirector2026-02-17Purchase6,165.0$15.93
Fallon Thomas JDirector2026-02-17Purchase20,000.0$15.88
CROWELL GAYLE ADirector2025-11-03Purchase6,000.0$17.77
Follmann ChristianChief Operating Officer2025-06-05Purchase395.0$17.83
Follmann ChristianChief Operating Officer2025-06-05Sale395.0$17.83
Theodosopoulos NikosDirector2025-05-08Purchase5,999.0$17.49
Loo WadeDirector2025-05-08Purchase5,999.0$17.49
CROWELL GAYLE ADirector2025-05-08Purchase5,999.0$17.49
BADAVAS ROBERT PDirector2025-05-08Purchase1,799.0$17.49
Aguirre DeAnneDirector2025-05-08Purchase5,999.0$17.49
Fallon Thomas JDirector2025-05-08Purchase5,976.0$17.53
Bluestein ScottChief Executive Officer2024-09-26Sale100,000.0$19.59
Theodosopoulos NikosDirector2024-08-06Purchase1,608.0$18.03
Randhawa Paramjeet KDirector2024-08-06Purchase2,898.0$18.07
Loo WadeDirector2024-08-06Purchase5,645.0$18.54
CROWELL GAYLE ADirector2024-08-06Purchase5,790.0$18.06
Aguirre DeAnneDirector2024-08-06Purchase5,660.0$18.49
Fallon Thomas JDirector2024-08-06Purchase5,723.0$18.33
CROWELL GAYLE ADirector2024-06-25Purchase701.6$20.05
BADAVAS ROBERT PDirector2024-06-20Sale13,300.0$19.69
BADAVAS ROBERT PDirector2024-06-20Sale13,300.0$19.69
BADAVAS ROBERT PDirector2024-06-18Sale1,700.0$19.6
BADAVAS ROBERT PDirector2024-06-18Sale1,700.0$19.6
Follmann ChristianChief Operating Officer2023-05-24Sale455.0$13.72
Follmann ChristianChief Operating Officer2023-05-24Purchase455.0$13.73
CROWELL GAYLE ADirector2023-05-08Purchase7,200.0$13.66
Loo WadeDirector2023-03-17Purchase4,000.0$11.95
Bluestein ScottChief Executive Officer2022-11-21Sale100,000.0$14.16
Loo WadeDirector2022-08-19Purchase24.0$15.63
Loo WadeDirector2022-08-18Purchase57.0$15.63
Follmann ChristianChief Operating Officer2022-05-26Purchase420.0$14.24
Follmann ChristianChief Operating Officer2022-05-26Sale420.0$14.23
Fallon Thomas JDirector2022-05-12Purchase10,000.0$14.88
Loo WadeDirector2022-03-24Purchase75.0$17.89
Bluestein ScottChief Executive Officer2021-11-15Sale80,000.0$17.11
BADAVAS ROBERT PDirector2021-05-04Sale10,000.0$17.49
BADAVAS ROBERT PDirector2021-05-04Sale10,000.0$17.51
CROWELL GAYLE ADirector2021-05-03Purchase377.0$17.5
Bluestein ScottChief Executive Officer2021-03-18Sale80,000.0$15.8
Fallon Thomas JDirector2021-03-15Sale15,000.0$16.56
Foster Carol LDirector2020-11-18Purchase3,850.0$12.99
Foster Carol LDirector2019-10-07Sale1,328.0$13.27
Henriquez Manuel APresident & CEO2015-12-14Purchase1,000.0$10.99
Fallon Thomas JDirector2015-11-23Purchase10,000.0$11.16
Henriquez Manuel APresident & CEO2015-06-19Purchase2,000.0$11.75
Henriquez Manuel APresident & CEO2015-06-19Purchase2,500.0$11.8
Bluestein ScottChief Investment Officer2015-05-19Sale6,000.0$12.65
Baron Jessica TCFO2015-04-23Sale2,000.0$14.06
Bluestein ScottChief Investment Officer2015-04-20Sale6,000.0$13.9
Baron Jessica TCFO2015-03-23Sale2,000.0$13.99
Bluestein ScottChief Investment Officer2015-03-19Sale6,000.0$13.48
Baron Jessica TCFO2015-02-23Sale2,000.0$15.44
Bluestein ScottChief Investment Officer2015-02-19Sale6,000.0$15.36
Baron Jessica TCFO2015-01-23Sale2,000.0$15.0
Bluestein ScottChief Investment Officer2015-01-20Sale6,000.0$13.96
Baron Jessica TCFO2014-12-23Sale2,000.0$14.74
Henriquez Manuel APresident & CEO2014-12-19Sale43,132.0$14.8
Bluestein ScottChief Investment Officer2014-12-19Sale6,000.0$14.81
Henriquez Manuel APresident & CEO2014-12-18Sale50,000.0$14.69
Baron Jessica TCFO2014-12-10Sale10,000.0$15.02
Baron Jessica TCFO2014-12-10Sale2,000.0$15.02
Shah ParagSenior Managing Director2014-12-01Sale22,500.0$15.33
Baron Jessica TCFO2014-11-24Sale2,000.0$15.63
Shah ParagSenior Managing Director2014-11-19Sale22,500.0$15.63
Bluestein ScottChief Investment Officer2014-11-03Sale6,000.0$15.84
Baron Jessica TCFO2014-10-23Sale2,000.0$15.14
Shah ParagSenior Managing Director2014-10-01Sale22,500.0$14.33
Bluestein ScottChief Investment Officer2014-10-01Sale6,000.0$14.33
Baron Jessica TCFO2014-09-23Sale2,000.0$14.51
Henriquez Manuel APresident & CEO2014-09-12Sale41,962.0$15.4
Henriquez Manuel APresident & CEO2014-09-11Sale8,038.0$15.39
Shah ParagSenior Managing Director2014-09-02Sale33,000.0$15.25
Bluestein ScottChief Investment Officer2014-09-02Sale6,000.0$15.25
Henriquez Manuel APresident & CEO2014-08-29Sale12,422.0$15.24
Henriquez Manuel APresident & CEO2014-08-28Sale37,578.0$15.15
Baron Jessica TCFO2014-08-25Sale2,000.0$15.22
Shah ParagSenior Managing Director2014-08-20Sale33,000.0$15.75
Bluestein ScottChief Investment Officer2014-08-01Sale6,000.0$16.55