GSCE Insider Transactions — Page 7
1,421 retained open-market purchase and sale rows from SEC Forms 3, 4 and 5, newest first. This page shows rows 601–700; provenance stays internal.
| Insider profile | Role | Date | Transaction | Shares | Price |
|---|---|---|---|---|---|
| VINIAR DAVID A | Director | 2014-10-29 | Sale | 135,312.0 | $186.17 |
| COHEN ALAN M | EVP, Global Head of Compliance | 2014-10-29 | Sale | 32,000.0 | $186.08 |
| SMITH SARAH G | Principal Accounting Officer | 2014-10-22 | Sale | 100.0 | $180.6 |
| SMITH SARAH G | Principal Accounting Officer | 2014-10-22 | Sale | 3,200.0 | $179.18 |
| SMITH SARAH G | Principal Accounting Officer | 2014-10-22 | Sale | 2,600.0 | $178.2 |
| SMITH SARAH G | Principal Accounting Officer | 2014-10-22 | Sale | 2,442.0 | $177.33 |
| SMITH SARAH G | Principal Accounting Officer | 2014-10-21 | Sale | 906.0 | $180.0 |
| JOHNSON JAMES A /DC/ | Director | 2014-10-21 | Sale | 6,000.0 | $179.88 |
| SMITH SARAH G | Principal Accounting Officer | 2014-10-20 | Sale | 4,622.0 | $177.64 |
| SMITH SARAH G | Principal Accounting Officer | 2014-10-20 | Sale | 3,600.0 | $177.14 |
| SMITH SARAH G | Principal Accounting Officer | 2014-10-17 | Sale | 2,718.0 | $176.23 |
| SMITH SARAH G | Principal Accounting Officer | 2014-10-17 | Sale | 12,041.0 | $177.11 |
| SMITH SARAH G | Principal Accounting Officer | 2014-10-17 | Sale | 12,359.0 | $176.57 |
| COOPER EDITH W | EVP, Global Head of HCM | 2014-08-28 | Sale | 4,225.0 | $177.48 |
| COOPER EDITH W | EVP, Global Head of HCM | 2014-08-28 | Sale | 2,846.0 | $176.56 |
| ROGERS JOHN F.W. | EVP-Chief of Staff & Secretary | 2014-08-19 | Sale | 86,692.0 | $175.0 |
| SHERWOOD MICHAEL S | Vice Chairman | 2014-07-28 | Sale | 4,545.0 | $176.02 |
| SHERWOOD MICHAEL S | Vice Chairman | 2014-07-28 | Sale | 13,770.0 | $175.53 |
| JOHNSON JAMES A /DC/ | Director | 2014-07-24 | Sale | 5,800.0 | $177.02 |
| SCHWARTZ HARVEY M | Executive Vice President - CFO | 2014-07-23 | Sale | 7,876.0 | $176.9 |
| SCHWARTZ HARVEY M | Executive Vice President - CFO | 2014-07-23 | Sale | 11,800.0 | $176.48 |
| SCHWARTZ HARVEY M | Executive Vice President - CFO | 2014-07-23 | Sale | 2,500.0 | $175.13 |
| SCHWARTZ HARVEY M | Executive Vice President - CFO | 2014-07-22 | Sale | 9,936.0 | $175.0 |
| Spar Debora L | Director | 2014-07-21 | Sale | 300.0 | $170.67 |
| COOPER EDITH W | EVP, Global Head of HCM | 2014-02-28 | Sale | 4,000.0 | $167.19 |
| COOPER EDITH W | EVP, Global Head of HCM | 2014-02-28 | Sale | 7,397.0 | $166.21 |
| COOPER EDITH W | EVP, Global Head of HCM | 2014-02-28 | Sale | 1,900.0 | $165.37 |
| DAHLBACK CLAES | Director | 2014-02-05 | Sale | 5,000.0 | $160.5 |
| GEORGE WILLIAM W | Director | 2014-02-03 | Sale | 4,770.0 | $161.65 |
| SMITH SARAH G | Principal Accounting Officer | 2014-01-27 | Sale | 8,839.0 | $166.82 |
| SMITH SARAH G | Principal Accounting Officer | 2014-01-21 | Sale | 1,914.0 | $175.0 |
| SMITH SARAH G | Principal Accounting Officer | 2014-01-17 | Sale | 14,873.0 | $174.76 |
| COOPER EDITH W | EVP, Global Head of HCM | 2013-11-29 | Sale | 11,587.0 | $169.74 |
| EVANS J. MICHAEL | Vice Chairman | 2013-11-27 | Sale | 4,865.0 | $168.4 |
| EVANS J. MICHAEL | Vice Chairman | 2013-11-27 | Sale | 62,681.0 | $168.05 |
| JOHNSON JAMES A /DC/ | Director | 2013-11-15 | Sale | 10,000.0 | $164.44 |
| GEORGE WILLIAM W | Director | 2013-10-30 | Sale | 4,500.0 | $162.29 |
| DAHLBACK CLAES | Director | 2013-10-29 | Sale | 4,500.0 | $161.86 |
| SHERWOOD MICHAEL S | Vice Chairman | 2013-07-17 | Sale | 1,400.0 | $161.82 |
| SHERWOOD MICHAEL S | Vice Chairman | 2013-07-17 | Sale | 14,297.0 | $161.28 |
| SHERWOOD MICHAEL S | Vice Chairman | 2013-07-17 | Sale | 3,641.0 | $160.05 |
| JOHNSON JAMES A /DC/ | Director | 2013-07-17 | Sale | 9,000.0 | $160.25 |
| Spar Debora L | Director | 2013-07-17 | Sale | 200.0 | $160.0 |
| SHERWOOD MICHAEL S | Vice Chairman | 2013-02-12 | Sale | 10,544.0 | $152.03 |
| SHERWOOD MICHAEL S | Vice Chairman | 2013-02-12 | Sale | 39,456.0 | $152.03 |
| COHEN ALAN M | EVP, Global Head of Compliance | 2013-02-07 | Sale | 7,000.0 | $150.0 |
| VINIAR DAVID A | Executive Vice President - CFO | 2012-11-29 | Sale | 100,000.0 | $118.77 |
| BLANKFEIN LLOYD C | Chairman of the Board and CEO | 2012-11-28 | Sale | 5,106.0 | $119.01 |
| BLANKFEIN LLOYD C | Chairman of the Board and CEO | 2012-11-28 | Sale | 7,494.0 | $118.12 |
| BLANKFEIN LLOYD C | Chairman of the Board and CEO | 2012-11-28 | Sale | 10,344.0 | $117.12 |
| SHERWOOD MICHAEL S | Vice Chairman | 2012-11-28 | Sale | 950.0 | $119.01 |
| SHERWOOD MICHAEL S | Vice Chairman | 2012-11-28 | Sale | 1,394.0 | $118.12 |
| SHERWOOD MICHAEL S | Vice Chairman | 2012-11-28 | Sale | 1,923.0 | $117.12 |
| COHN GARY D | President and COO | 2012-11-28 | Sale | 6,676.0 | $119.01 |
| COHN GARY D | President and COO | 2012-11-28 | Sale | 9,799.0 | $118.12 |
| COHN GARY D | President and COO | 2012-11-28 | Sale | 13,525.0 | $117.12 |
| PALM GREGORY K | Executive VP - General Counsel | 2012-11-28 | Sale | 2,045.0 | $119.01 |
| PALM GREGORY K | Executive VP - General Counsel | 2012-11-28 | Sale | 3,002.0 | $118.12 |
| PALM GREGORY K | Executive VP - General Counsel | 2012-11-28 | Sale | 4,144.0 | $117.12 |
| BLANKFEIN LLOYD C | Chairman of the Board and CEO | 2012-11-27 | Sale | 10,522.0 | $120.77 |
| BLANKFEIN LLOYD C | Chairman of the Board and CEO | 2012-11-27 | Sale | 7,807.0 | $119.95 |
| BLANKFEIN LLOYD C | Chairman of the Board and CEO | 2012-11-27 | Sale | 4,616.0 | $119.01 |
| SHERWOOD MICHAEL S | Vice Chairman | 2012-11-27 | Sale | 1,957.0 | $120.77 |
| SHERWOOD MICHAEL S | Vice Chairman | 2012-11-27 | Sale | 1,451.0 | $119.95 |
| SHERWOOD MICHAEL S | Vice Chairman | 2012-11-27 | Sale | 858.0 | $119.01 |
| COHN GARY D | President and COO | 2012-11-27 | Sale | 13,758.0 | $120.77 |
| COHN GARY D | President and COO | 2012-11-27 | Sale | 10,207.0 | $119.95 |
| COHN GARY D | President and COO | 2012-11-27 | Sale | 6,035.0 | $119.01 |
| PALM GREGORY K | Executive VP - General Counsel | 2012-11-27 | Sale | 4,215.0 | $120.77 |
| PALM GREGORY K | Executive VP - General Counsel | 2012-11-27 | Sale | 3,127.0 | $119.95 |
| PALM GREGORY K | Executive VP - General Counsel | 2012-11-27 | Sale | 1,849.0 | $119.01 |
| BLANKFEIN LLOYD C | Chairman of the Board and CEO | 2012-11-26 | Sale | 1,857.0 | $120.68 |
| BLANKFEIN LLOYD C | Chairman of the Board and CEO | 2012-11-26 | Sale | 9,803.0 | $120.31 |
| BLANKFEIN LLOYD C | Chairman of the Board and CEO | 2012-11-26 | Sale | 11,285.0 | $119.18 |
| SHERWOOD MICHAEL S | Vice Chairman | 2012-11-26 | Sale | 345.0 | $120.68 |
| SHERWOOD MICHAEL S | Vice Chairman | 2012-11-26 | Sale | 1,823.0 | $120.31 |
| SHERWOOD MICHAEL S | Vice Chairman | 2012-11-26 | Sale | 2,098.0 | $119.18 |
| COHN GARY D | President and COO | 2012-11-26 | Sale | 2,429.0 | $120.68 |
| COHN GARY D | President and COO | 2012-11-26 | Sale | 12,817.0 | $120.31 |
| COHN GARY D | President and COO | 2012-11-26 | Sale | 14,754.0 | $119.18 |
| PALM GREGORY K | Executive VP - General Counsel | 2012-11-26 | Sale | 744.0 | $120.68 |
| PALM GREGORY K | Executive VP - General Counsel | 2012-11-26 | Sale | 3,927.0 | $120.31 |
| PALM GREGORY K | Executive VP - General Counsel | 2012-11-26 | Sale | 4,520.0 | $119.18 |
| EVANS J. MICHAEL | Vice Chairman | 2012-11-23 | Sale | 42,371.0 | $119.83 |
| EVANS J. MICHAEL | Vice Chairman | 2012-11-23 | Sale | 47,629.0 | $119.32 |
| EVANS J. MICHAEL | Vice Chairman | 2012-11-23 | Sale | 24,900.0 | $119.85 |
| EVANS J. MICHAEL | Vice Chairman | 2012-11-23 | Sale | 35,508.0 | $119.38 |
| COHN GARY D | President and COO | 2012-10-18 | Sale | 20,425.0 | $126.17 |
| BLANKFEIN LLOYD C | Chairman of the Board and CEO | 2012-10-18 | Sale | 33,927.0 | $125.04 |
| WEINBERG JOHN S | Vice Chairman | 2012-10-18 | Sale | 13,502.0 | $125.04 |
| VINIAR DAVID A | Executive Vice President - CFO | 2012-10-18 | Sale | 50,751.0 | $123.76 |
| SHERWOOD MICHAEL S | Vice Chairman | 2012-10-18 | Sale | 18,928.0 | $125.04 |
| COHN GARY D | President and COO | 2012-10-17 | Sale | 20,000.0 | $124.0 |
| BLANKFEIN LLOYD C | Chairman of the Board and CEO | 2012-10-17 | Sale | 491.0 | $125.0 |
| BLANKFEIN LLOYD C | Chairman of the Board and CEO | 2012-10-17 | Sale | 7,797.0 | $124.64 |
| BLANKFEIN LLOYD C | Chairman of the Board and CEO | 2012-10-17 | Sale | 26,621.0 | $123.92 |
| WEINBERG JOHN S | Vice Chairman | 2012-10-17 | Sale | 196.0 | $125.0 |
| WEINBERG JOHN S | Vice Chairman | 2012-10-17 | Sale | 6,206.0 | $124.64 |
| WEINBERG JOHN S | Vice Chairman | 2012-10-17 | Sale | 21,190.0 | $123.92 |
| SHERWOOD MICHAEL S | Vice Chairman | 2012-10-17 | Sale | 274.0 | $125.0 |