GSCE Insider Transactions — Page 5
1,421 retained open-market purchase and sale rows from SEC Forms 3, 4 and 5, newest first. This page shows rows 401–500; provenance stays internal.
| Insider profile | Role | Date | Transaction | Shares | Price |
|---|---|---|---|---|---|
| VINIAR DAVID A | Director | 2020-02-04 | Sale | 14,599.0 | $242.51 |
| VINIAR DAVID A | Director | 2020-02-03 | Sale | 7,301.0 | $242.13 |
| VINIAR DAVID A | Director | 2020-01-31 | Sale | 2,800.0 | $242.14 |
| STEIN LAURENCE | Chief Administrative Officer | 2020-01-31 | Sale | 9,533.0 | $239.26 |
| HOLMES DANE E | EVP, Global Head of HCM | 2019-07-18 | Sale | 759.0 | $212.25 |
| HOLMES DANE E | EVP, Global Head of HCM | 2019-07-18 | Sale | 16.0 | $212.85 |
| HOLMES DANE E | EVP, Global Head of HCM | 2019-07-18 | Sale | 2,390.0 | $212.11 |
| HOLMES DANE E | EVP, Global Head of HCM | 2019-02-20 | Sale | 1,489.0 | $198.31 |
| PALM GREGORY K | Executive VP - General Counsel | 2018-12-27 | Sale | 8,306.0 | $159.68 |
| PALM GREGORY K | Executive VP - General Counsel | 2018-12-26 | Sale | 8,145.0 | $157.12 |
| SOLOMON DAVID M | President and COO | 2018-08-01 | Sale | 8,488.0 | $237.92 |
| SOLOMON DAVID M | President and COO | 2018-07-18 | Sale | 8,382.0 | $232.08 |
| SOLOMON DAVID M | President and COO | 2018-05-15 | Sale | 405.0 | $242.3 |
| SOLOMON DAVID M | President and COO | 2018-05-14 | Sale | 3,092.0 | $244.67 |
| ROGERS JOHN F.W. | EVP-Chief of Staff & Secretary | 2018-02-23 | Sale | 4,400.0 | $265.37 |
| LEE BRIAN J | Principal Accounting Officer | 2018-02-21 | Sale | 6,738.0 | $263.92 |
| CHAVEZ R. MARTIN | Executive Vice President - CFO | 2018-02-07 | Sale | 500.0 | $260.43 |
| CHAVEZ R. MARTIN | Executive Vice President - CFO | 2018-02-07 | Sale | 500.0 | $259.26 |
| CHAVEZ R. MARTIN | Executive Vice President - CFO | 2018-02-07 | Sale | 540.0 | $257.39 |
| CHAVEZ R. MARTIN | Executive Vice President - CFO | 2018-02-07 | Sale | 300.0 | $261.27 |
| CHAVEZ R. MARTIN | Executive Vice President - CFO | 2018-02-07 | Sale | 2,656.0 | $260.44 |
| CHAVEZ R. MARTIN | Executive Vice President - CFO | 2018-02-07 | Sale | 3,958.0 | $259.44 |
| CHAVEZ R. MARTIN | Executive Vice President - CFO | 2018-02-07 | Sale | 1,800.0 | $258.38 |
| CHAVEZ R. MARTIN | Executive Vice President - CFO | 2018-02-07 | Sale | 1,575.0 | $257.46 |
| SALAME PABLO J | Vice Chairman | 2018-02-01 | Sale | 10,000.0 | $270.42 |
| CHAVEZ R. MARTIN | Executive Vice President - CFO | 2018-01-31 | Sale | 800.0 | $269.53 |
| CHAVEZ R. MARTIN | Executive Vice President - CFO | 2018-01-31 | Sale | 540.0 | $268.45 |
| CHAVEZ R. MARTIN | Executive Vice President - CFO | 2018-01-31 | Sale | 200.0 | $266.96 |
| CHAVEZ R. MARTIN | Executive Vice President - CFO | 2018-01-31 | Sale | 3,164.0 | $269.72 |
| CHAVEZ R. MARTIN | Executive Vice President - CFO | 2018-01-31 | Sale | 3,474.0 | $268.92 |
| CHAVEZ R. MARTIN | Executive Vice President - CFO | 2018-01-31 | Sale | 2,108.0 | $268.14 |
| CHAVEZ R. MARTIN | Executive Vice President - CFO | 2018-01-31 | Sale | 1,543.0 | $267.01 |
| SOLOMON DAVID M | President and Co-COO | 2018-01-29 | Sale | 21,252.0 | $271.65 |
| VINIAR DAVID A | Director | 2018-01-18 | Sale | 17,500.0 | $251.19 |
| SOLOMON DAVID M | President and Co-COO | 2017-11-24 | Sale | 12,707.0 | $237.94 |
| PALM GREGORY K | Executive VP - General Counsel | 2017-11-22 | Sale | 10,625.0 | $238.01 |
| PALM GREGORY K | Executive VP - General Counsel | 2017-11-22 | Sale | 10,334.0 | $237.82 |
| VINIAR DAVID A | Director | 2017-11-21 | Sale | 25,000.0 | $238.02 |
| ROGERS JOHN F.W. | EVP-Chief of Staff & Secretary | 2017-11-21 | Sale | 9,800.0 | $238.01 |
| ROGERS JOHN F.W. | EVP-Chief of Staff & Secretary | 2017-11-21 | Sale | 10,690.0 | $238.01 |
| SOLOMON DAVID M | President and Co-COO | 2017-11-21 | Sale | 3,076.0 | $239.28 |
| PALM GREGORY K | Executive VP - General Counsel | 2017-11-21 | Sale | 2,328.0 | $239.28 |
| GNODDE RICHARD J | Vice Chairman | 2017-11-21 | Sale | 2,881.0 | $239.28 |
| BLANKFEIN LLOYD C | Chairman of the Board and CEO | 2017-11-21 | Sale | 2,635.0 | $239.1 |
| BLANKFEIN LLOYD C | Chairman of the Board and CEO | 2017-11-21 | Sale | 7,843.0 | $238.65 |
| SOLOMON DAVID M | President and Co-COO | 2017-11-20 | Sale | 3,028.0 | $238.68 |
| PALM GREGORY K | Executive VP - General Counsel | 2017-11-20 | Sale | 2,292.0 | $238.68 |
| GNODDE RICHARD J | Vice Chairman | 2017-11-20 | Sale | 2,837.0 | $238.68 |
| BLANKFEIN LLOYD C | Chairman of the Board and CEO | 2017-11-20 | Sale | 3,763.0 | $238.29 |
| BLANKFEIN LLOYD C | Chairman of the Board and CEO | 2017-11-20 | Sale | 6,553.0 | $237.83 |
| SOLOMON DAVID M | President and Co-COO | 2017-11-13 | Sale | 2,400.0 | $238.49 |
| VINIAR DAVID A | Director | 2017-10-20 | Sale | 7,393.0 | $245.18 |
| SCHWARTZ HARVEY M | President and Co-COO | 2017-10-20 | Sale | 25,000.0 | $245.0 |
| GNODDE RICHARD J | Vice Chairman | 2017-10-18 | Sale | 4,951.0 | $239.95 |
| ROGERS JOHN F.W. | EVP-Chief of Staff & Secretary | 2017-08-08 | Sale | 3,336.0 | $235.02 |
| ROGERS JOHN F.W. | EVP-Chief of Staff & Secretary | 2017-08-08 | Sale | 14,349.0 | $235.02 |
| SOLOMON DAVID M | President and Co-COO | 2017-08-07 | Sale | 3,260.0 | $231.59 |
| VINIAR DAVID A | Director | 2017-08-01 | Sale | 4,590.0 | $227.79 |
| SALAME PABLO J | Vice Chairman | 2017-02-21 | Sale | 10,000.0 | $251.8 |
| SOLOMON DAVID M | President and Co-COO | 2017-02-21 | Sale | 7,954.0 | $252.18 |
| COHEN ALAN M | EVP, Global Head of Compliance | 2017-02-16 | Sale | 5,599.0 | $250.16 |
| ROGERS JOHN F.W. | EVP-Chief of Staff & Secretary | 2017-02-15 | Sale | 12,225.0 | $250.06 |
| ROGERS JOHN F.W. | EVP-Chief of Staff & Secretary | 2017-02-15 | Sale | 20,000.0 | $250.06 |
| ROGERS JOHN F.W. | EVP-Chief of Staff & Secretary | 2017-02-14 | Sale | 100.0 | $250.0 |
| VINIAR DAVID A | Director | 2017-02-13 | Sale | 5,954.0 | $246.93 |
| SOLOMON DAVID M | President and Co-COO | 2017-02-07 | Sale | 2,085.0 | $240.08 |
| SOLOMON DAVID M | President and Co-COO | 2017-02-07 | Sale | 4,165.0 | $240.08 |
| SALAME PABLO J | Vice Chairman | 2017-02-07 | Sale | 16,185.0 | $240.19 |
| ROGERS JOHN F.W. | EVP-Chief of Staff & Secretary | 2017-02-03 | Sale | 8,338.0 | $240.15 |
| COHEN ALAN M | EVP, Global Head of Compliance | 2017-02-03 | Sale | 2,384.0 | $239.84 |
| SMITH SARAH G | Principal Accounting Officer | 2017-02-03 | Sale | 8,509.0 | $234.93 |
| SMITH SARAH G | Principal Accounting Officer | 2017-02-03 | Sale | 2,182.0 | $234.74 |
| COOPER EDITH W | EVP, Global Head of HCM | 2017-02-01 | Sale | 800.0 | $231.34 |
| COOPER EDITH W | EVP, Global Head of HCM | 2017-02-01 | Sale | 1,536.0 | $230.54 |
| COOPER EDITH W | EVP, Global Head of HCM | 2017-01-27 | Sale | 400.0 | $237.16 |
| COOPER EDITH W | EVP, Global Head of HCM | 2017-01-27 | Sale | 3,786.0 | $236.7 |
| COOPER EDITH W | EVP, Global Head of HCM | 2017-01-25 | Sale | 1,516.0 | $236.9 |
| COOPER EDITH W | EVP, Global Head of HCM | 2017-01-25 | Sale | 4,000.0 | $236.17 |
| COOPER EDITH W | EVP, Global Head of HCM | 2017-01-25 | Sale | 2,900.0 | $235.3 |
| Spar Debora L | Director | 2017-01-19 | Sale | 200.0 | $234.07 |
| JOHNSON JAMES A /DC/ | Director | 2017-01-19 | Sale | 11,600.0 | $233.99 |
| SCHWARTZ HARVEY M | President and Co-COO; CFO | 2017-01-19 | Sale | 25,000.0 | $233.99 |
| SMITH SARAH G | Principal Accounting Officer | 2016-11-18 | Sale | 218.0 | $211.47 |
| BLANKFEIN LLOYD C | Chairman of the Board and CEO | 2016-11-18 | Sale | 2,504.0 | $211.32 |
| SHERWOOD MICHAEL S | Vice Chairman | 2016-11-16 | Sale | 42,317.0 | $206.87 |
| SMITH SARAH G | Principal Accounting Officer | 2016-11-16 | Sale | 8.0 | $207.66 |
| SMITH SARAH G | Principal Accounting Officer | 2016-11-16 | Sale | 127.0 | $206.42 |
| SMITH SARAH G | Principal Accounting Officer | 2016-11-16 | Sale | 79.0 | $205.79 |
| BLANKFEIN LLOYD C | Chairman of the Board and CEO | 2016-11-16 | Sale | 92.0 | $207.66 |
| BLANKFEIN LLOYD C | Chairman of the Board and CEO | 2016-11-16 | Sale | 1,470.0 | $206.42 |
| BLANKFEIN LLOYD C | Chairman of the Board and CEO | 2016-11-16 | Sale | 921.0 | $205.79 |
| SMITH SARAH G | Principal Accounting Officer | 2016-11-15 | Sale | 178.0 | $206.51 |
| VINIAR DAVID A | Director | 2016-11-15 | Sale | 888.0 | $210.99 |
| PALM GREGORY K | Executive VP - General Counsel | 2016-11-15 | Sale | 1,493.0 | $210.76 |
| COHEN ALAN M | EVP, Global Head of Compliance | 2016-11-15 | Sale | 5,000.0 | $209.07 |
| COHEN ALAN M | EVP, Global Head of Compliance | 2016-11-14 | Sale | 322.0 | $205.0 |
| COHN GARY D | President and COO | 2016-11-14 | Sale | 601.0 | $205.05 |
| COHN GARY D | President and COO | 2016-11-14 | Sale | 2,161.0 | $210.04 |
| COHN GARY D | President and COO | 2016-11-14 | Sale | 804.0 | $207.62 |
| VINIAR DAVID A | Director | 2016-11-14 | Sale | 778.0 | $209.33 |