Glu Mobile Inc. Form 8-K: Current report
Filings on SEC EDGAR, newest first; amendments sit with their base form. Values are as filed.
- 2011-12-12: Form 8-K; Period of report 2011-12-08; Description 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; Details 5.02.
- 2011-11-03: Form 8-K; Period of report 2011-11-03; Description 2.02 Results of Operations and Financial Condition; Details 2.02.
- 2011-10-21: Form 8-K; Period of report 2011-10-20; Description 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; Details 5.02.
- 2011-10-13: Form 8-K/A; Period of report 2011-07-28; Description 9.01 Financial Statements and Exhibits; Details 9.01.
| Filed | Form | Period of report | Description | Details | Document |
|---|---|---|---|---|---|
| 2011-12-12 | 8-K | 2011-12-08 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 On December 8, 2011, the Compensation Committee (the “Committee”) of the Board of Directors of Glu Mobile Inc. (the “Company”) approved the Glu Mobile Inc. 2012 Executive Bonus Plan (the “Bonus Plan”), in which each of the Company’s executive officers is eligible to participate. | d268156d8k.htm |
| 2011-11-03 | 8-K | 2011-11-03 | 2.02 Results of Operations and Financial Condition | 2.02 On November 3, 2011, Glu Mobile Inc. (the “Company”) issued a press release announcing its financial results for the third quarter ended September 30, 2011. | a50055354.htm |
| 2011-10-21 | 8-K | 2011-10-20 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 In connection with its annual executive compensation review, on October 20, 2011, the Board of Directors (the “Board”) of Glu Mobile Inc. (the “Company”) approved the target and maximum bonus amounts set forth below for the Company’s executive officers under the Company’s 2012 Executive Bonus Plan; the terms of the 2012 Executive Bonus Plan will be established and approved by the Compensation Committee of the Board at a future meeting. | c23552e8vk.htm |
| 2011-10-13 | 8-K/A | 2011-07-28 | 9.01 Financial Statements and Exhibits | 9.01 (a) Financial Statements of Business Acquired. | c23175e8vkza.htm |
| 2011-10-12 | 8-K | 2011-10-06 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 On October 6, 2011, the Compensation Committee of the Board of Directors (the "Committee") of Glu Mobile Inc. ("Glu") approved a "double trigger" change of control severance arrangement with Adam Flanders, Glu’s Senior Vice President, Sales and Marketing. | htm_43180.htm |
| 2011-08-15 | 8-K | 2011-08-15 | 1.01 Entry into a Material Definitive Agreement | 1.01 Entry into a Material Definitive Agreement. | htm_42692.htm |
| 2011-08-05 | 8-K | 2011-08-01 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 In connection with Glu Mobile Inc.’s ("Glu") recently completed acquisitions of Blammo Games Inc. ("Blammo") and Griptonite, Inc. ("Griptonite"), on August 1, 2011, the Compensation Committee of Glu’s Board of Directors amended Glu’s 2008 Equity Inducement Plan (the "Inducement Plan") to increase the number of shares available for grant thereunder by 1,050,000 shares. | htm_42596.htm |
| 2011-08-02 | 8-K | 2011-07-28 | 1.01 Entry into a Material Definitive Agreement; 2.01 Completion of Acquisition or Disposition of Assets; 2.02 Results of Operations and Financial Condition; 3.02 Unregistered Sales of Equity Securities; 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 1.01 of this Current Report on Form 8-K contains a more detailed description of the issuance of shares pursuant to the Merger Agreement and the Share Purchase Agreement, respectively, and is incorporated into this Item 3.02 by reference. 2.01 The information set forth in Item 1.01 of this Current Report on Form 8-K contains the required information for this Item 2.01 with respect to the completed acquisitions of Griptonite and Blammo, and such informatino is incorporated into this Item 2.01 by reference. 2.02 On August 2, 2011, Glu issued a press release announcing its financial results for the second quarter ended June 30, 2011. 3.02 The issuance of the shares of Glu’s common stock pursuant to Parent pursuant to the Merger Agreement is exempt from registration under Section 4(2) of the Securities Act of 1933, as amended (the “Securities Act”), or Regulation D thereunder, as a transaction by an issuer not involving a public offering. 5.02 On July 28, 2011, Glu and Giancarlo Mori, Glu’s Chief Creative Officer, agreed that his employment with Glu would be terminated, effective as of August 2, 2011. | f59707e8vk.htm |
| 2011-07-13 | 8-K | 2011-07-07 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 In connection with its regular executive compensation review, on July 7, 2011, the Compensation Committee of the Board of Directors (the "Committee") of Glu Mobile Inc. ("Glu") approved (i) amendments to the existing change of control severance arrangements with Niccolo M. de Masi, Glu’s President and Chief Executive Officer, and Eric R. Ludwig, Glu’s Senior Vice President, Chief Financial Officer and Chief Administrative Officer, and (ii) new change of control severance arrangements with Kal Iyer, Glu’s Senior Vice President of Research and Development, and Giancarlo Mori, Glu’s Chief Creative Officer. | htm_42292.htm |
| 2011-06-07 | 8-K | 2011-06-01 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; 5.07 Submission of Matters to a Vote of Security Holders | 5.02 On June 2, 2011, at the 2011 Annual Meeting of Stockholders (the “Annual Meeting”) of Glu Mobile Inc. (“Glu”), Glu’s stockholders approved an amendment to Glu’s 2007 Equity Incentive Plan (the “2007 Plan”). 5.07 At the Annual Meeting, held on June 2, 2011, Glu’s stockholders approved the five proposals listed below. | c18428e8vk.htm |
| 2011-05-26 | 8-K | 2011-05-26 | 7.01 Regulation FD Disclosure | 7.01 On May 26, 2011, Glu Mobile Inc. (the “Company”) issued a press release that contained updated financial guidance for the second quarter ending June 30, 2011. | c18040e8vk.htm |
| 2011-05-10 | 8-K | 2011-05-09 | 8.01 Other Events | 8.01 On May 9, 2011, Niccolo M. de Masi, the President and Chief Executive Officer of Glu Mobile Inc. ("Glu"), adopted a pre-arranged trading plan in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended (the "Rule 10b5-1 Plan"), pursuant to which he will sell up to 200,000 shares of Glu’s common stock, in installments of up to 100,000 shares per quarter, and for certain limit prices. | htm_41690.htm |
| 2011-05-03 | 8-K | 2011-05-03 | 2.02 Results of Operations and Financial Condition | 2.02 On May 3, 2011, Glu Mobile Inc. (the “Company”) issued a press release announcing its financial results for the first quarter ended March 31, 2011. | a6706981.htm |
| 2011-04-25 | 8-K/A | 2010-11-02 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 On November 2, 2010, Glu Mobile Inc. ("Glu") filed a Current Report on Form 8-K to disclose the fact that Glu’s Board of Directors (the "Board") increased the size of the Board from seven directors to eight directors and elected Ben T. Smith, IV to the Board as a Class I director. | htm_41426.htm |
| 2011-04-08 | 8-K | 2011-04-04 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 On April 4, 2011, Ellen F. Siminoff, a member of the Board of Directors of Glu Mobile Inc. (the "Company"), informed the Company that she did not intend to stand for re-election as a Class I director at the Company’s 2011 Annual Meeting of Stockholders (the "Annual Meeting"), which is currently scheduled to be held on June 2, 2011. | htm_41301.htm |
| 2011-02-07 | 8-K | 2011-02-01 | 1.01 Entry into a Material Definitive Agreement; 2.02 Results of Operations and Financial Condition; 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 1.01 Entry into a Material Definitive Agreement. 2.02 On February 7, 2011, the Company issued a press release announcing its financial results for the fourth quarter and year ended December 31, 2010. | a6598289.htm |
| 2011-01-20 | 8-K | 2011-01-20 | 8.01 Other Events | 8.01 On January 11, 2011, Glu Mobile Inc. (“Glu”) entered into an underwriting agreement with Roth Capital Partners, LLC, as representative of the underwriters named in Schedule IV thereto (the “Underwriters”), which Glu filed as Exhibit 1.01 to its current report on Form 8-K filed on January 11, 2011 (the “Underwriting Agreement”). | f58000e8vk.htm |
| 2011-01-11 | 8-K | 2011-01-11 | 1.01 Entry into a Material Definitive Agreement; 8.01 Other Events | 1.01 Entry into a Material Definitive Agreement. 8.01 In connection with the Offering, Glu is filing a legal opinion and consent as Exhibit 5.01 and Exhibit 23.01 to this report, which are incorporated by reference into the Registration Statement. | f57896e8vk.htm |