Financial Institutions, Inc. Material Contracts
Every material contract the company filed as Exhibit 10 (executive pay plans, credit agreements, supplier and indemnity agreements), newest first, with the filing's own description.
- 2025-12-11: Form 8-K; Exhibit 10.2; Description Form of Registration Rights Agreement.
- 2025-12-11: Form 8-K; Exhibit 10.1; Description Form of Subordinated Note Purchase Agreement.
- 2025-08-04: Form 10-Q; Exhibit 10.1; Description Financial Institutions, Inc. Second Amended and Restated 2015 Long-Term Incentive Plan.
- 2025-03-10: Form 8-K; Exhibit 10.1; Description Class Action Settlement Agreement and Release dated March 7, 2025.
| Filed | Form | Exhibit | Description |
|---|---|---|---|
| 2025-12-11 | 8-K | 10.2 | Form of Registration Rights Agreement |
| 2025-12-11 | 8-K | 10.1 | Form of Subordinated Note Purchase Agreement |
| 2025-08-04 | 10-Q | 10.1 | Financial Institutions, Inc. Second Amended and Restated 2015 Long-Term Incentive Plan |
| 2025-03-10 | 8-K | 10.1 | Class Action Settlement Agreement and Release dated March 7, 2025 |
| 2024-05-06 | 10-Q | 10.4 | Form of Performance Stock Unit Award Agreement Pursuant to the Financial Institutions, Inc. Amended and Restated 2015 Long-Term Incentive Plan |
| 2024-05-06 | 10-Q | 10.3 | Form of Restricted Stock Unit Award Agreement Pursuant to the Financial Institutions, Inc. Amended and Restated 2015 Long-Term Incentive Plan |
| 2024-05-06 | 10-Q | 10.2 | Financial Institutions, Inc. – Management Incentive Plan, effective January 1, 2024 |
| 2024-05-06 | 10-Q | 10.1 | Financial Institutions, Inc. – Executive Incentive Plan, effective January 1, 2024 |
| 2024-03-13 | 10-K | 10.14 | Severance Agreement and Release of All Claims, by and between Financial Institutions, Inc. and Justin K. Bigham |
| 2023-03-09 | 10-K | 10.13 | Incorporated by reference to Exhibit 10.13 of the Form 10-K for the year ended December 31, 2021, dated March 10, 2022 |
| 2023-03-09 | 10-K | 10.8 | Form of Indemnification Agreement |
| 2023-03-09 | 10-K | 10.7 | Form of Restricted Stock Unit Award Agreement Pursuant to the Financial Institutions, Inc. Amended and Restated 2015 Long-Term Incentive Plan |
| 2023-03-09 | 10-K | 10.6 | Form of Restricted Stock Unit Award Agreement Pursuant to the Financial Institutions, Inc. 2015 Long-Term Incentive Plan |
| 2023-03-09 | 10-K | 10.4 | Form of Director Annual Restricted Stock Award Agreement Pursuant to the Financial Institutions, Inc. 2015 Long-Term Incentive Plan |
| 2022-03-10 | 10-K | 10.13 | Financial Institutions, Inc. Executive Incentive Plan, effective as of January 1, 2021 |
| 2022-03-10 | 10-K | 10.7 | Form of Restricted Stock Unit Award Agreement Pursuant to the Financial Institutions, Inc. Amended and Restated 2015 Long-Term Incentive Plan |
| 2022-03-10 | 10-K | 10.6 | Form of Restricted Stock Unit Award Agreement Pursuant to the Financial Institutions, Inc. 2015 Long-Term Incentive Plan |
| 2022-03-10 | 10-K | 10.4 | Form of Director Annual Restricted Stock Award Agreement Pursuant to the Financial Institutions, Inc. 2015 Long-Term Incentive Plan |
| 2021-08-09 | 10-Q | 10.1 | Financial Institutions, Inc. Amended and Restated 2015 Long-Term Incentive Plan |
| 2021-05-10 | 10-Q | 10.2 | Form of Performance Stock Unit Award Agreement pursuant to the Financial Institutions, Inc. 2015 Long-Term Incentive Plan |
| 2021-05-10 | 10-Q | 10.1 | Separation and Settlement Agreement and Release between Financial Institutions, Inc. and Joseph L. Dugan dated February 12, 2021 |
| 2021-03-15 | 10-K | 10.15 | Form of Executive Agreement |
| 2020-11-06 | 10-Q | 10.2 | Registration Rights Agreement, dated as of October 7, 2020, by and among Financial Institutions, Inc. and the Purchasers |
| 2020-11-06 | 10-Q | 10.1 | Subordinated Note Purchase Agreement, dated as of October 7, 2020, by and among Financial Institutions, Inc. and the Purchasers* |
| 2020-10-07 | 8-K | 10.2 | Form of Registration Rights Agreement, dated as of October 7, 2020, by and among Financial Institutions, Inc. and the Purchasers |
| 2020-10-07 | 8-K | 10.1 | Form of Subordinated Note Purchase Agreement, dated as of October 7, 2020, by and among Financial Institutions, Inc. and the Purchasers* |
| 2020-08-05 | 10-Q | 10.1 | Severance and Settlement Agreement and Release with William L. Kreienberg |
| 2019-03-08 | 10-K | 10.20 | Severance and Settlement Agreement and Release with Michael D. Burneal |
| 2018-08-08 | 10-Q | 10.1 | Supplemental Executive Retirement Agreement between Financial Institutions, Inc. and Kevin B. Klotzbach dated June 26, 2018 |
| 2017-05-30 | 8-K | 10.1 | Sales Agency Agreement, dated May 30, 2017, by and between the Company and Sandler O’Neill + Partners, L.P. |
| 2017-05-04 | 8-K | 10.5 | Executive Agreement, dated May 3, 2017, by and between the Company and William L. Kreienberg. |
| 2017-05-04 | 8-K | 10.4 | Executive Agreement, dated May 3, 2017, by and between the Company and Jeffrey P. Kenefick. |
| 2017-05-04 | 8-K | 10.3 | Executive Agreement, dated May 3, 2017, by and between the Company and Michael D. Burneal |
| 2017-05-04 | 8-K | 10.2 | Amended and Restated Executive Agreement, dated May 3, 2017, by and between the Company and Kevin B. Klotzbach. |
| 2017-05-04 | 8-K | 10.1 | Amended and Restated Executive Agreement, dated May 3, 2017, by and between the Company and Martin K. Birmingham. |
| 2016-12-30 | 8-K | 10.1 | Form of Director’s and Officer’s Indemnification Agreement |
| 2016-05-06 | 10-Q | 10.2 | Form of Performance Stock Unit Award Agreement Pursuant to the Financial Institutions, Inc. 2015 Long-Term Incentive Plan |
| 2016-05-06 | 10-Q | 10.1 | Form of Restricted Stock Unit Award Agreement Pursuant to the Financial Institutions, Inc. 2015 Long-Term Incentive Plan |
| 2016-04-01 | 8-K | 10.1 | Consulting Agreement, dated April 1, 2016, by and between the Company and Richard J. Harrison. |
| 2015-08-05 | 10-Q | 10.7 | Form of Performance Stock Unit Award Agreement Pursuant to the Financial Institutions, Inc. 2015 Long-Term Incentive Plan |
| 2015-08-05 | 10-Q | 10.6 | Form of Restricted Stock Unit Award Agreement Pursuant to the Financial Institutions, Inc. 2015 Long-Term Incentive Plan |
| 2015-08-05 | 10-Q | 10.5 | Form of Performance Stock Award Agreement Pursuant to the Financial Institutions, Inc. 2015 Long-Term Incentive Plan |
| 2015-08-05 | 10-Q | 10.4 | Form of Restricted Stock Award Agreement Pursuant to the Financial Institutions, Inc. 2015 Long-Term Incentive Plan |
| 2015-08-05 | 10-Q | 10.3 | Form of Director “In Lieu of Cash Fees” Stock Award Agreement Pursuant to the Financial Institutions, Inc. 2015 Long-Term Incentive Plan |
| 2015-08-05 | 10-Q | 10.2 | Form of Director Annual Restricted Stock Award Agreement Pursuant to the Financial Institutions, Inc. 2015 Long-Term Incentive Plan |
| 2015-08-05 | 10-Q | 10.1 | Financial Institutions, Inc. 2015 Long-Term Incentive Plan |
| 2014-11-04 | 10-Q | 10.1 | Separation and release agreement between Financial Institutions, Inc. and Kenneth V. Winn |
| 2014-08-05 | 10-Q | 10.1 | Supplemental Executive Retirement Agreement between Financial Institutions, Inc. and Richard J. Harrison |
| 2013-11-05 | 10-Q | 10.1 | Separation and release agreement between Financial Institutions, Inc. and Karl F. Krebs |
| 2013-05-23 | 8-K | 10.3 | Executive Agreement between Financial Institutions, Inc. and Richard J. Harrison |
| 2013-05-23 | 8-K | 10.2 | Executive Agreement between Financial Institutions, Inc. and Kevin B. Klotzbach |
| 2013-05-23 | 8-K | 10.1 | Amended and Restated Executive Agreement between Financial Institutions, Inc. and Martin K. Birmingham |
| 2013-05-07 | 10-Q | 10.1 | 2013 Performance Program Master Agreement |
| 2013-03-18 | 10-K | 10.17 | Form of 2013 Performance Program Award Certificate |
| 2013-03-18 | 10-K | 10.16 | Form of 2013 Performance Program Master Agreement |
| 2013-03-18 | 10-K | 10.10 | Form of Restricted Stock Award Agreement Pursuant to the 2009 Directors’ Stock Incentive Plan |
| 2012-11-06 | 10-Q | 10.3 | Supplemental Executive Retirement Agreement between Financial Institutions, Inc. and Peter G. Humphrey |
| 2012-11-06 | 10-Q | 10.2 | Separation and release agreement between Financial Institutions, Inc. and Peter G. Humphrey |
| 2012-11-06 | 10-Q | 10.1 | Amendment No. 1 to Assignment, Purchase and Assumption Agreement, effective as of August 16, 2012, by and between Five Star Bank and First Niagara Bank, National Association |
| 2012-07-05 | 8-K | 10.6 | Separation and release agreement between Five Star Bank and George D. Hagi |
| 2012-07-05 | 8-K | 10.5 | Executive Agreement between Financial Institutions, Inc. and Kenneth V. Winn |
| 2012-07-05 | 8-K | 10.4 | Executive Agreement between Financial Institutions, Inc. and Ronald Mitchell McLaughlin |
| 2012-07-05 | 8-K | 10.3 | Executive Agreement between Financial Institutions, Inc. and Karl F. Krebs |
| 2012-07-05 | 8-K | 10.2 | Amended and Restated Executive Agreement between Financial Institutions, Inc. and Martin K. Birmingham |
| 2012-07-05 | 8-K | 10.1 | Amended and Restated Executive Agreement between Financial Institutions, Inc. and Peter G. Humphrey |
| 2012-06-28 | 8-K | 10.1 | Amendment No. 1 to Purchase and Assumption Agreement, effective as of June 21, 2012, by and between Five Star Bank and First Niagara Bank, National Association. |
| 2012-03-09 | 10-K | 10.25 | Purchase and Assumption Agreement dated January 19, 2012 between First Niagara Bank, National Association and Five Star Bank |
| 2012-03-09 | 10-K | 10.24 | Assignment, Purchase and Assumption Agreement dated January 19, 2012 between First Niagara Bank, National Association and Five Star Bank |
| 2012-03-09 | 10-K | 10.14 | Form of 2012 Performance Program Award Certificate |
| 2012-03-09 | 10-K | 10.13 | Form of 2012 Performance Program Master Agreement |
| 2012-03-09 | 10-K | 10.12 | Form of “Service Based” Restricted Stock Award Agreement Pursuant to the FII 2009 Management Stock Incentive Plan |
| 2010-10-28 | 8-K | 10.13 | Amended Stock Ownership Requirements, dated October 27, 2010 |
| 2010-03-03 | 8-K | 10.1 | Amendment to Voluntary Retirement Agreement dated March 2, 2010 between Five Star Bank and Ronald A. Miller |
| 2010-03-01 | 8-K | 10.2 | Form of Restricted Stock Award Agreement Pursuant to the Financial Institutions, Inc. 2009 Management Stock Incentive Plan. (Special, one-time award) |
| 2010-03-01 | 8-K | 10.1 | Form of Restricted Stock Award Agreement Pursuant to the Financial Institutions, Inc. 2009 Management Stock Incentive Plan. (LTIP award) |
| 2010-01-19 | 8-K | 10.1 | Form of Restricted Stock Award Agreement (under the 2009 Management Stock Incentive Plan) |
| 2009-09-02 | 8-K | 10.1 | Employment Offer Letter between FII\FSB and K. Krebs |
| 2009-08-05 | 10-Q | 10.9 | Exhibit 10.9 |
| 2009-08-05 | 10-Q | 10.8 | Exhibit 10.8 |
| 2009-07-01 | 8-K | 10.1 | Amendment to Voluntary Retirement Agreement dated June 30, 2009 between Five Star Bank and James T. Rudgers |
| 2009-03-12 | 10-K | 10.7 | Exhibit 10.7 |