DUK Insider Transactions — Page 5
522 retained open-market purchase and sale rows from SEC Forms 3, 4 and 5, newest first. This page shows rows 401–500; provenance stays internal.
| Insider profile | Role | Date | Transaction | Shares | Price |
|---|---|---|---|---|---|
| MANLY MARC E | Group Executive & CLO | 2009-08-07 | Sale | 6,000.0 | $15.5 |
| MANLY MARC E | Group Executive & CLO | 2009-08-06 | Sale | 6,379.0 | $15.42 |
| De May Stephen G | Sr. VP, Treasurer & Chief Risk | 2009-06-11 | Sale | 3,877.0 | $14.5 |
| De May Stephen G | Sr. VP, Treasurer & Chief Risk | 2009-06-11 | Sale | 12,800.0 | $14.5 |
| HANCE JAMES H JR | Director | 2009-05-19 | Purchase | 30,000.0 | $13.58 |
| HAUSER DAVID L | Grp Exec & CFO | 2009-01-30 | Sale | 9,251.0 | $15.15 |
| ROGERS JAMES E | Chairman, President & CEO | 2009-01-30 | Sale | 11,701.0 | $15.15 |
| GOOD LYNN J | Grp Exec & Pres Comm Bus | 2009-01-30 | Sale | 998.0 | $15.15 |
| YOUNG STEVEN K | Sr. VP & Controller | 2009-01-30 | Sale | 1,811.0 | $15.15 |
| HAUSER DAVID L | Grp Exec & CFO | 2008-09-19 | Sale | 3,000.0 | $19.09 |
| HAUSER DAVID L | Grp Exec & CFO | 2008-09-18 | Sale | 3,000.0 | $18.5 |
| Jamil Dhiaa M. | Grp Exec & Chief Nuclear Offic | 2008-09-18 | Sale | 3,500.0 | $18.5 |
| SHARP PHILIP R | Director | 2008-08-28 | Sale | 8,276.0 | $17.79 |
| SCHAPIRO MARY L | Director | 2008-08-27 | Sale | 3,600.0 | $17.73 |
| SCHAPIRO MARY L | Director | 2008-08-27 | Sale | 15,900.0 | $17.72 |
| Rolfe Christopher C | Grp Exec & Chief Admin Officer | 2008-08-22 | Sale | 5,100.0 | $17.66 |
| Rolfe Christopher C | Grp Exec & Chief Admin Officer | 2008-08-22 | Sale | 3,842.0 | $17.71 |
| Rolfe Christopher C | Grp Exec & Chief Admin Officer | 2008-08-22 | Sale | 8,058.0 | $17.69 |
| MANLY MARC E | Group Executive & CLO | 2008-08-15 | Sale | 8,288.0 | $17.76 |
| Jamil Dhiaa M. | Grp Exec & Chief Nuclear Offic | 2008-08-14 | Sale | 11,531.0 | $17.56 |
| YOUNG STEVEN K | Sr. VP & Controller | 2008-05-16 | Sale | 8,200.0 | $18.47 |
| YOUNG STEVEN K | Sr. VP & Controller | 2008-05-16 | Sale | 3,200.0 | $18.48 |
| YOUNG STEVEN K | Sr. VP & Controller | 2008-03-03 | Sale | 100.58 | $17.52 |
| YOUNG STEVEN K | Sr. VP & Controller | 2008-03-03 | Sale | 3,239.0 | $17.51 |
| De May Stephen G | Vice President & Treasurer | 2008-02-15 | Sale | 2,700.0 | $18.16 |
| BARRON HENRY B JR | Grp Exec;Chief Nuclear Officer | 2008-02-12 | Sale | 10,600.0 | $18.77 |
| RHODES JAMES T | Director | 2008-01-17 | Purchase | 945.0 | $19.9 |
| HANCE JAMES H JR | Director | 2008-01-17 | Purchase | 618.0 | $19.9 |
| MANLY MARC E | Group Executive & CLO | 2007-11-09 | Sale | 2,155.0 | $19.5 |
| OConnor Thomas C | GrpExec&Pres, Commercial Bus | 2007-11-07 | Sale | 10,600.0 | $19.28 |
| BARRON HENRY B JR | Grp Exec;Chief Nuclear Officer | 2007-11-06 | Sale | 7,205.0 | $19.41 |
| TURNER JAMES L | Group Exec & President-FE&G | 2007-11-06 | Sale | 3,588.0 | $19.04 |
| RHODES JAMES T | Director | 2007-10-18 | Purchase | 785.0 | $18.85 |
| HANCE JAMES H JR | Director | 2007-10-18 | Purchase | 653.0 | $18.85 |
| MANLY MARC E | Group Executive & CLO | 2007-08-17 | Sale | 8,918.0 | $18.35 |
| MANLY MARC E | Group Executive & CLO | 2007-08-17 | Sale | 8,918.0 | $18.35 |
| MANLY MARC E | Group Executive & CLO | 2007-08-14 | Sale | 400.0 | $18.75 |
| Trent Keith | Grp Ex;Chf Strtgy,Pol&Reg Off | 2007-08-13 | Sale | 400.0 | $18.91 |
| Trent Keith | Grp Ex;Chf Strtgy,Pol&Reg Off | 2007-08-13 | Sale | 4,600.0 | $18.92 |
| Trent Keith | Grp Ex;Chf Strtgy,Pol&Reg Off | 2007-08-13 | Sale | 7,100.0 | $18.93 |
| Trent Keith | Grp Ex;Chf Strtgy,Pol&Reg Off | 2007-08-13 | Sale | 1,100.0 | $18.94 |
| HANCE JAMES H JR | Director | 2007-07-19 | Purchase | 681.0 | $18.07 |
| RHODES JAMES T | Director | 2007-07-19 | Purchase | 889.0 | $18.07 |
| Rolfe Christopher C | Grp Exec & Chief Admin Officer | 2007-05-23 | Sale | 3,200.0 | $20.29 |
| YOUNG STEVEN K | Sr. VP & Controller | 2007-05-22 | Sale | 1,800.0 | $20.41 |
| YOUNG STEVEN K | Sr. VP & Controller | 2007-05-22 | Sale | 5,300.0 | $20.4 |
| YOUNG STEVEN K | Sr. VP & Controller | 2007-05-22 | Sale | 5,700.0 | $20.39 |
| BARRON HENRY B JR | Grp Exec;Chief Nuclear Officer | 2007-05-22 | Sale | 10,912.0 | $20.34 |
| BARRON HENRY B JR | Grp Exec;Chief Nuclear Officer | 2007-05-22 | Sale | 4,500.0 | $20.33 |
| MANLY MARC E | Group Executive & CLO | 2007-05-17 | Sale | 32,448.0 | $20.52 |
| MANLY MARC E | Group Executive & CLO | 2007-05-17 | Sale | 16,400.0 | $20.51 |
| MANLY MARC E | Group Executive & CLO | 2007-05-17 | Sale | 3,732.0 | $20.5 |
| MANLY MARC E | Group Executive & CLO | 2007-05-17 | Sale | 12,316.0 | $20.47 |
| MANLY MARC E | Group Executive & CLO | 2007-05-17 | Sale | 16,426.0 | $20.4 |
| BARNET WILLIAM III | Director | 2007-05-16 | Purchase | 5,000.0 | $20.43 |
| HAUSER DAVID L | Grp Exec & CFO | 2007-05-10 | Sale | 1,000.0 | $20.38 |
| HAUSER DAVID L | Grp Exec & CFO | 2007-05-10 | Sale | 700.0 | $20.37 |
| HAUSER DAVID L | Grp Exec & CFO | 2007-05-10 | Sale | 800.0 | $20.36 |
| HAUSER DAVID L | Grp Exec & CFO | 2007-05-10 | Sale | 7,100.0 | $20.35 |
| HAUSER DAVID L | Grp Exec & CFO | 2007-05-10 | Sale | 2,700.0 | $20.34 |
| HAUSER DAVID L | Grp Exec & CFO | 2007-05-10 | Sale | 2,100.0 | $20.33 |
| HAUSER DAVID L | Grp Exec & CFO | 2007-05-10 | Sale | 3,200.0 | $20.32 |
| HAUSER DAVID L | Grp Exec & CFO | 2007-05-10 | Sale | 9,807.0 | $20.31 |
| HAUSER DAVID L | Grp Exec & CFO | 2007-05-10 | Sale | 76,193.0 | $20.3 |
| RHODES JAMES T | Director | 2007-04-19 | Purchase | 667.0 | $0.0 |
| HANCE JAMES H JR | Director | 2007-04-19 | Purchase | 606.0 | $0.0 |
| RHODES JAMES T | Director | 2007-01-18 | Purchase | 927.0 | $0.0 |
| HANCE JAMES H JR | Director | 2007-01-18 | Purchase | 766.0 | $0.0 |
| OConnor Thomas C | GrpExec&Pres, Commercial Bus | 2006-11-30 | Sale | 24,300.0 | $31.5 |
| OConnor Thomas C | GrpExec&Pres, Commercial Bus | 2006-11-30 | Sale | 300.0 | $31.52 |
| OConnor Thomas C | GrpExec&Pres, Commercial Bus | 2006-11-30 | Sale | 600.0 | $31.51 |
| OConnor Thomas C | GrpExec&Pres, Commercial Bus | 2006-11-30 | Sale | 5,800.0 | $31.53 |
| BARRON HENRY B JR | Grp Exec;Chief Nuclear Officer | 2006-11-30 | Sale | 500.0 | $31.61 |
| RHODES JAMES T | Director | 2006-10-19 | Purchase | 471.0 | $0.0 |
| HANCE JAMES H JR | Director | 2006-10-19 | Purchase | 328.0 | $0.0 |
| Agnelli Roger | Director | 2006-10-19 | Purchase | 118.0 | $0.0 |
| SHAW RUTH G | GrpExec-PubPol&Pres, Duke Nuc | 2006-08-30 | Sale | 7,100.0 | $29.54 |
| SHAW RUTH G | GrpExec-PubPol&Pres, Duke Nuc | 2006-08-30 | Sale | 2,900.0 | $29.55 |
| GOOD LYNN J | Vice President and Treasurer | 2006-08-18 | Sale | 3,572.0 | $29.99 |
| GOOD LYNN J | Vice President and Treasurer | 2006-08-18 | Sale | 20,200.0 | $29.97 |
| HENDRIX DENNIS R | Director | 2006-08-18 | Sale | 7,500.0 | $30.0 |
| HENDRIX DENNIS R | Director | 2006-08-18 | Sale | 7,500.0 | $30.0 |
| HENDRIX DENNIS R | Director | 2006-08-16 | Sale | 5,000.0 | $30.0 |
| HENDRIX DENNIS R | Director | 2006-08-16 | Sale | 5,000.0 | $30.0 |
| TURNER JAMES L | Group Executive & CCO-FE&G | 2006-08-11 | Sale | 7,036.0 | $29.62 |
| TURNER JAMES L | Group Executive & CCO-FE&G | 2006-08-11 | Sale | 1,980.0 | $29.68 |
| TURNER JAMES L | Group Executive & CCO-FE&G | 2006-08-11 | Sale | 200.0 | $29.67 |
| TURNER JAMES L | Group Executive & CCO-FE&G | 2006-08-11 | Sale | 4,100.0 | $29.65 |
| TURNER JAMES L | Group Executive & CCO-FE&G | 2006-08-11 | Sale | 8,600.0 | $29.63 |
| TURNER JAMES L | Group Executive & CCO-FE&G | 2006-08-11 | Sale | 17,900.0 | $29.61 |
| TURNER JAMES L | Group Executive & CCO-FE&G | 2006-08-11 | Sale | 32,624.0 | $29.6 |
| TURNER JAMES L | Group Executive & CCO-FE&G | 2006-08-11 | Sale | 6,000.0 | $29.59 |
| TURNER JAMES L | Group Executive & CCO-FE&G | 2006-08-11 | Sale | 2,100.0 | $29.58 |
| RHODES JAMES T | Director | 2006-07-21 | Purchase | 661.0 | $0.0 |
| HANCE JAMES H JR | Director | 2006-07-21 | Purchase | 544.0 | $0.0 |
| Agnelli Roger | Director | 2006-07-21 | Purchase | 204.0 | $0.0 |
| COX PHILLIP R | Director | 2006-06-01 | Sale | 14,510.0 | $28.03 |
| BROWNING MICHAEL G | Director | 2006-06-01 | Sale | 19,907.0 | $28.03 |
| BROWNING MICHAEL G | Director | 2006-05-31 | Sale | 16,354.0 | $28.2 |
| FOWLER FRED J | GrpExec&Pres - Duke Energy Gas | 2006-05-31 | Sale | 20,888.0 | $28.27 |