CREG Insider Transactions — Page 2
171 retained open-market purchase and sale rows from SEC Forms 3, 4 and 5, newest first. This page shows rows 101–171; provenance stays internal.
| Insider profile | Role | Date | Transaction | Shares | Price |
|---|---|---|---|---|---|
| Carlyle Group L.P. | TenPercentOwner | 2014-08-29 | Sale | 1,410.0 | $1.52 |
| Carlyle Group Management L.L.C. | TenPercentOwner | 2014-08-29 | Sale | 1,410.0 | $1.52 |
| Carlyle Holdings II GP L.L.C. | TenPercentOwner | 2014-08-29 | Sale | 1,410.0 | $1.52 |
| Carlyle Holdings II L.P. | TenPercentOwner | 2014-08-29 | Sale | 1,410.0 | $1.52 |
| TC Group Cayman Investment Holdings Sub L.P. | TenPercentOwner | 2014-08-29 | Sale | 1,410.0 | $1.52 |
| CARLYLE ASIA GROWTH PARTNERS III, L.P. | TenPercentOwner | 2014-08-28 | Sale | 780,000.0 | $1.54 |
| CAGP GENERAL PARTNER, L.P. | TenPercentOwner | 2014-08-28 | Sale | 780,000.0 | $1.54 |
| CAGP, LTD. | TenPercentOwner | 2014-08-28 | Sale | 780,000.0 | $1.54 |
| CAGP III CO-INVESTMENT, L.P. | TenPercentOwner | 2014-08-28 | Sale | 780,000.0 | $1.54 |
| TC Group Cayman Investment Holdings, L.P. | TenPercentOwner | 2014-08-28 | Sale | 780,000.0 | $1.54 |
| Carlyle Group L.P. | TenPercentOwner | 2014-08-28 | Sale | 780,000.0 | $1.54 |
| Carlyle Group Management L.L.C. | TenPercentOwner | 2014-08-28 | Sale | 780,000.0 | $1.54 |
| Carlyle Holdings II GP L.L.C. | TenPercentOwner | 2014-08-28 | Sale | 780,000.0 | $1.54 |
| Carlyle Holdings II L.P. | TenPercentOwner | 2014-08-28 | Sale | 780,000.0 | $1.54 |
| TC Group Cayman Investment Holdings Sub L.P. | TenPercentOwner | 2014-08-28 | Sale | 780,000.0 | $1.54 |
| CARLYLE ASIA GROWTH PARTNERS III, L.P. | TenPercentOwner | 2014-07-29 | Sale | 62,396.0 | $1.73 |
| CAGP GENERAL PARTNER, L.P. | TenPercentOwner | 2014-07-29 | Sale | 62,396.0 | $1.73 |
| CAGP, LTD. | TenPercentOwner | 2014-07-29 | Sale | 62,396.0 | $1.73 |
| CAGP III CO-INVESTMENT, L.P. | TenPercentOwner | 2014-07-29 | Sale | 62,396.0 | $1.73 |
| TC Group Cayman Investment Holdings, L.P. | TenPercentOwner | 2014-07-29 | Sale | 62,396.0 | $1.73 |
| Carlyle Group L.P. | TenPercentOwner | 2014-07-29 | Sale | 62,396.0 | $1.73 |
| Carlyle Group Management L.L.C. | TenPercentOwner | 2014-07-29 | Sale | 62,396.0 | $1.73 |
| Carlyle Holdings II GP L.L.C. | TenPercentOwner | 2014-07-29 | Sale | 62,396.0 | $1.73 |
| Carlyle Holdings II L.P. | TenPercentOwner | 2014-07-29 | Sale | 62,396.0 | $1.73 |
| TC Group Cayman Investment Holdings Sub L.P. | TenPercentOwner | 2014-07-29 | Sale | 62,396.0 | $1.73 |
| CARLYLE ASIA GROWTH PARTNERS III, L.P. | TenPercentOwner | 2014-07-28 | Sale | 116,493.0 | $1.74 |
| CAGP GENERAL PARTNER, L.P. | TenPercentOwner | 2014-07-28 | Sale | 116,493.0 | $1.74 |
| CAGP, LTD. | TenPercentOwner | 2014-07-28 | Sale | 116,493.0 | $1.74 |
| CAGP III CO-INVESTMENT, L.P. | TenPercentOwner | 2014-07-28 | Sale | 116,493.0 | $1.74 |
| TC Group Cayman Investment Holdings, L.P. | TenPercentOwner | 2014-07-28 | Sale | 116,493.0 | $1.74 |
| Carlyle Group L.P. | TenPercentOwner | 2014-07-28 | Sale | 116,493.0 | $1.74 |
| Carlyle Group Management L.L.C. | TenPercentOwner | 2014-07-28 | Sale | 116,493.0 | $1.74 |
| Carlyle Holdings II GP L.L.C. | TenPercentOwner | 2014-07-28 | Sale | 116,493.0 | $1.74 |
| Carlyle Holdings II L.P. | TenPercentOwner | 2014-07-28 | Sale | 116,493.0 | $1.74 |
| TC Group Cayman Investment Holdings Sub L.P. | TenPercentOwner | 2014-07-28 | Sale | 116,493.0 | $1.74 |
| CARLYLE ASIA GROWTH PARTNERS III, L.P. | TenPercentOwner | 2014-07-14 | Sale | 151,637.0 | $1.83 |
| CAGP GENERAL PARTNER, L.P. | TenPercentOwner | 2014-07-14 | Sale | 151,637.0 | $1.83 |
| CAGP, LTD. | TenPercentOwner | 2014-07-14 | Sale | 151,637.0 | $1.83 |
| CAGP III CO-INVESTMENT, L.P. | TenPercentOwner | 2014-07-14 | Sale | 151,637.0 | $1.83 |
| TC Group Cayman Investment Holdings, L.P. | TenPercentOwner | 2014-07-14 | Sale | 151,637.0 | $1.83 |
| Carlyle Group L.P. | TenPercentOwner | 2014-07-14 | Sale | 151,637.0 | $1.83 |
| Carlyle Group Management L.L.C. | TenPercentOwner | 2014-07-14 | Sale | 151,637.0 | $1.83 |
| Carlyle Holdings II GP L.L.C. | TenPercentOwner | 2014-07-14 | Sale | 151,637.0 | $1.83 |
| Carlyle Holdings II L.P. | TenPercentOwner | 2014-07-14 | Sale | 151,637.0 | $1.83 |
| TC Group Cayman Investment Holdings Sub L.P. | TenPercentOwner | 2014-07-14 | Sale | 151,637.0 | $1.83 |
| CARLYLE ASIA GROWTH PARTNERS III, L.P. | TenPercentOwner | 2014-06-23 | Sale | 200,000.0 | $2.0 |
| CAGP GENERAL PARTNER, L.P. | TenPercentOwner | 2014-06-23 | Sale | 200,000.0 | $2.0 |
| CAGP, LTD. | TenPercentOwner | 2014-06-23 | Sale | 200,000.0 | $2.0 |
| CAGP III CO-INVESTMENT, L.P. | TenPercentOwner | 2014-06-23 | Sale | 200,000.0 | $2.0 |
| TC Group Cayman Investment Holdings, L.P. | TenPercentOwner | 2014-06-23 | Sale | 200,000.0 | $2.0 |
| Carlyle Group L.P. | TenPercentOwner | 2014-06-23 | Sale | 200,000.0 | $2.0 |
| Carlyle Group Management L.L.C. | TenPercentOwner | 2014-06-23 | Sale | 200,000.0 | $2.0 |
| Carlyle Holdings II GP L.L.C. | TenPercentOwner | 2014-06-23 | Sale | 200,000.0 | $2.0 |
| Carlyle Holdings II L.P. | TenPercentOwner | 2014-06-23 | Sale | 200,000.0 | $2.0 |
| TC Group Cayman Investment Holdings Sub L.P. | TenPercentOwner | 2014-06-23 | Sale | 200,000.0 | $2.0 |
| Chong David Shawcheng | Chief Financial Officer | 2011-09-27 | Purchase | 100,000.0 | — |
| Ku Guohua | CEO and Chairman of the Board | 2011-06-21 | Purchase | 2,200.0 | $2.16 |
| Ku Guohua | CEO and Chairman of the Board | 2011-06-20 | Purchase | 4,900.0 | $2.08 |
| Ku Guohua | CEO and Chairman of the Board | 2011-06-17 | Purchase | 5,500.0 | $2.13 |
| Ku Guohua | CEO and Chairman of the Board | 2011-06-16 | Purchase | 8,900.0 | $2.11 |
| Ku Guohua | CEO and Chairman of the Board | 2011-06-14 | Purchase | 7,700.0 | $2.2 |
| Ku Guohua | CEO and Chairman of the Board | 2011-06-13 | Purchase | 19,300.0 | $2.01 |
| Ku Guohua | CEO and Chairman of the Board | 2011-06-10 | Purchase | 1,500.0 | $1.94 |
| Ku Guohua | CEO and Chairman of the Board | 2011-01-19 | Sale | 159,352.0 | $1.0 |
| ZHENG HANQIAO | Pres & Chairman of the Board | 2008-12-24 | Purchase | 18,706,943.0 | $0.4 |
| Ku Guohua | Chief Executive Officer | 2008-12-24 | Purchase | 18,706,943.0 | $0.4 |
| ZHENG HANQIAO | Director,TenPercentOwner | 2007-11-14 | Purchase | 11,146,080.0 | $1.23 |
| Ku Guohua | Pres, Chairman, Chief Tech Off | 2007-08-23 | Sale | 8,160,863.0 | $0.25 |
| Ku Guohua | Pres, Chairman, Chief Tech Off | 2007-08-22 | Sale | 623,410.0 | — |
| ZHENG HANQIAO | Director,TenPercentOwner | 2007-06-21 | Sale | 2,406,365.0 | — |
| Ku Guohua | Pres, Chrmn, Chief Tech Offcr | 2007-06-21 | Sale | 289,427.0 | — |