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COPsync, Inc. Form 8-K: Current report

COPsync, Inc. Form 8-K: Current report

Filings on SEC EDGAR, newest first; amendments sit with their base form. Values are as filed.

  • 2018-05-04: Form 8-K; Period of report 2018-04-30; Description 8.01 Other Events; Details 8.01.
  • 2018-03-19: Form 8-K; Period of report 2018-03-13; Description 8.01 Other Events; Details 8.01.
  • 2018-03-14: Form 8-K/A; Period of report 2017-11-22; Description 1.01 Entry into a Material Definitive Agreement; 2.01 Completion of Acquisition or Disposition of Assets; Details 1.01.
  • 2018-01-16: Form 8-K; Period of report 2017-11-22; Description 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; Details 5.02.
FiledFormPeriod of reportDescriptionDetailsDocument
2018-05-048-K2018-04-308.01 Other Events8.01 As previously reported, on September 29, 2017, COPsync, Inc. (the “Company” or the “Debtor”) filed a voluntary petition for relief under Chapter 11 of Title 11 of the United States Code (the “Bankruptcy Code”) in the United States Bankruptcy Court for the Eastern District of Louisiana.copsync8k050418.htm
2018-03-198-K2018-03-138.01 Other Events8.01 As previously reported on Form 8-K filed on July 20, 2017, the Company had been notified by the Staff of the Division of Enforcement of the Securities and Exchange Commission that it is undertaking a review of certain issues relating to the Company.copsync8k031918.htm
2018-03-148-K/A2017-11-221.01 Entry into a Material Definitive Agreement; 2.01 Completion of Acquisition or Disposition of Assets1.01 Entry into a Material Definitive Agreement.copsync8ka031318.htm
2018-01-168-K2017-11-225.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers5.02 In conjunction with the sale of the Company’s operating assets on November 22, 2017, Chief Executive Officer Rodney Bienvenu and Chief Operating Officer Michael Angle ceased functioning in their capacities as executive officers.copsync8k011618.htm
2018-01-058-K2018-01-015.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers5.02 Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.copsync8k010518.htm
2017-11-298-K2017-11-221.01 Entry into a Material Definitive Agreement; 2.01 Completion of Acquisition or Disposition of Assets1.01 Entry into a Material Definitive Agreement.copsync8k112817.htm
2017-11-228-K/A2017-04-211.01 Entry into a Material Definitive Agreement; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant; 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers1.01 Entry into a Definitive Material Agreement Item 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant.
5.02 (a) On July 31, 2017, the Board appointed Cesar Donofrio (age 43) as a member of the Board, effective as of that date.
copsync8ka112017.htm
2017-11-208-K2017-11-155.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers5.02 On November 15, 2017, Cesar Donofrio resigned as a director of COPsync, Inc. by letter to the Board of Directors dated that date.copsync8k111717.htm
2017-10-258-K2017-10-198.01 Other Events8.01 As previously reported, on September 29, 2017, COPsync, Inc. (the "Company") filed a voluntary petition for relief under Chapter 11 of Title 11 of the United States Code (the "Bankruptcy Code") in the United States Bankruptcy Court for the Eastern District of Louisiana.copsync8k102517.htm
2017-10-118-K/A2017-04-214.01 Changes in Registrant's Certifying Accountant4.01 On October 3, 2017, the Company advised Friedman LLP of the content of the Company’s report under Item 4.01 of Form 8-K regarding the withdrawal of Friedman as the Company’s independent registered public accounting firm and requested Friedman to furnish the Company with a letter addressed to the Securities and Exchange Commission stating whether Friedman agrees with the statements made by Company in the report, and, if not, stating the respects in which Friedman does not agree.copsync8ka101117.htm
2017-10-048-K2017-09-291.03 Bankruptcy or Receivership; 7.01 Regulation FD Disclosure1.03 On September 29, 2017, the Company filed in the U.S. Bankruptcy Court for the Eastern District of Louisiana a voluntary petition seeking relief under Chapter 11 of the U.S. Bankruptcy Code.
7.01 On October 4, 2017, the Company issued a press release announcing the filing of the bankruptcy petition and describing some of the Company’s objectives in commencing the bankruptcy case.
copsync8k100317.htm
2017-10-038-K2017-04-211.01 Entry into a Material Definitive Agreement; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant; 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing; 4.01 Changes in Registrant's Certifying Accountant; 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; 8.01 Other Events1.01 Entry into a Definitive Material Agreement Item 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant.
3.01 As previously reported, on April 4, 2017, The NASDAQ Stock Market LLC (“Nasdaq”) notified the Company that the Nasdaq Hearings Panel had determined to delist the Company’s common stock, $0.0001 par value per share, from Nasdaq for inability to comply with the minimum $2,500,000 stockholders’ equity requirement for continued listing.
4.01 By letter dated August 31, 2017, Friedman LLP advised the Company of its resignation as the Company’s independent registered public accounting firm, effective immediately.
5.02 (a) On July 21, 2017, the Board appointed Cesar Donofrio (age 43) as a member of the Board, effective as of that date.
8.01 (a) As of September 1, 2017, the Company resolved the previously disclosed investigation by the United States Department of Labor involving delayed and missed payrolls and wage and hour issues.
copsync8k100217.htm
2017-07-208-K2017-07-192.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant; 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement; 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing; 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; 8.01 Other Events2.03 Due to cash flow limitations, the Company has been unable to compensate its employees during certain recent pay periods.
2.04 The Company acknowledges that it is in default under several, if not all, of its outstanding debt obligations and, as a result, amounts owed thereunder have been accelerated.
3.01 On April 4, 2017, the Company was notified by The NASDAQ Stock Market LLC (“Nasdaq”) that the Nasdaq Hearings Panel had determined to delist the Company’s common stock, $0.0001 par value per share (“Common Stock”), from Nasdaq, effective at the open of business on April 6, 2017, due to the Company’s inability to comply with the minimum $2,500,000 stockholders’ equity requirement for continued listing.
5.02 On June 13, 2017, Ronald A. Woessner notified the Company of his resignation from the Board, effective immediately.
8.01 On May 25, 2017, The Brewer Group, Inc. filed a complaint against the Company in the Circuit Court of the 17th Judicial Circuit in Broward County Florida alleging breach of contract and fraud relating to four promissory notes previously issued by the Company.
copsync8k070717.htm
2017-06-058-K2017-06-055.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers5.02 On June 2, 2017, Brad Powers and Larry Schafran each notified COPsync, Inc. (the “Company”) of his resignation from the Company’s Board of Directors (the “Board”), effective immediately.copsync8k060517.htm
2017-04-178-K2017-04-125.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers5.02 On April 12, 2017, the Board of Directors (the “Board”) of COPsync, Inc. (the “Company”) appointed Joseph R. Alosa, Sr. as the Company’s interim Chief Executive Officer.copsync8k041617.htm
2017-04-108-K2017-04-061.01 Entry into a Material Definitive Agreement; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant; 3.02 Unregistered Sales of Equity Securities1.01 Entry into a Material Definitive Agreement.
2.03 The information set forth under Item 1.01 above with respect to the Note, the Warrant, the Purchase Agreement and the related agreements is incorporated herein by reference.
3.02 The information set forth under Item 1.01 above with respect to the issuance of the Note and the Warrant is incorporated herein by reference.
copsync8k040717.htm
2017-04-048-K2017-03-315.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers5.02 On March 31, 2017, Luisa Ingargiola notified COPsync, Inc. (the “Company”) of her resignation from the Board of Directors (the “Board”), effective as of that date.copsync8k040417.htm
2017-03-278-K2017-03-245.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers5.02 On March 24, 2017, the Board of Directors (the "Board") of COPsync, Inc. dismissed Ronald A. Woessner as Chief Executive Officer and terminated his employment.copsync8k032617.htm
2017-03-248-K2017-03-205.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers5.02 On March 20, 2017, Ward E. Leber notified COPsync, Inc. (the “Company”) of his resignation from the Board of Directors (the “Board”), effective as of that date.copsync8k032417.htm
2017-03-218-K2017-03-154.01 Changes in Registrant's Certifying Accountant4.01 On March 15, 2017, COPsync, Inc. (the “Company”) dismissed PMB Helin Donovan (“PMB”) as the Company’s independent registered public accounting firm.copsync8k032117.htm
2017-02-158-K2017-02-141.01 Entry into a Material Definitive Agreement; 3.02 Unregistered Sales of Equity Securities; 8.01 Other Events1.01 Entry into a Material Definitive Agreement.
3.02 The information contained in Item 1.01 of this Current Report on Form 8-K in relation to the Purchase Warrants and the Warrant Shares is incorporated herein by reference.
8.01 On February 15, 2017, the Company issued a press release announcing the Registered Direct Offering and the concurrent Private Placement.
copsync8k021517.htm
2017-01-208-K2017-01-165.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers5.02 On January 16, 2017, board member, Joel Hochberg, notified the Company of his resignation from the Board of Directors (the “Board”) of COPsync, Inc. (the “Company”), effective on the same date.copsync8k012017.htm
2017-01-198-K2017-01-188.01 Other Events8.01 On January 18, 2017, COPsync, Inc. (the “Company”) was notified by The NASDAQ Stock Market LLC (“Nasdaq”) that the Nasdaq Hearings Panel (the “Panel”) had determined to grant the Company’s request for continued listing on Nasdaq pursuant to an extension through May 17, 2017 to evidence compliance with all applicable criteria for continued listing on The Nasdaq Capital Market.copsync8k011917.htm
2017-01-118-K/A2017-01-069.01 Financial Statements and Exhibits9.01 Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.copsync8ka011117.htm
2017-01-108-K2017-01-061.01 Entry into a Material Definitive Agreement; 3.02 Unregistered Sales of Equity Securities; 8.01 Other Events1.01 Entry into a Material Definitive Agreement.
3.02 The information contained in Item 1.01 of this Current Report on Form 8-K in relation to the Purchase Warrants and the Warrant Shares is incorporated herein by reference.
8.01 On January 6, 2017, the Company issued a press release announcing the Registered Direct Offering and the concurrent Private Placement.
copsync8k011017.htm
2017-01-068-K2017-01-025.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers5.02 On January 2, 2017, the Board of Directors (the “Board”) of COPsync, Inc. (the “Company”) appointed Philip J. Anderson as Chief Financial Officer of the Company, effective January 2, 2017.copsync8k010617.htm
2016-12-198-K/A2016-10-055.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers5.02 On October 5, 2016, the Board of Directors (the “Board”) of COPsync, Inc. (the “Company”) appointed Brad Powers and Ward E. Leber as directors of the Company.copsync8ka121616.htm
2016-11-258-K2016-11-183.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing3.01 On November 18, 2016, COPsync, Inc. (the "Company") received notice from the Listing Qualifications Staff (the "Staff") of The NASDAQ Stock Market LLC ("NASDAQ") indicating that, unless the Company timely requests a hearing before the NASDAQ Hearings Panel (the "Panel"), the Company's securities were subject to suspension and subsequent delisting from NASDAQ based upon the Company's non-compliance with the applicable $2.5 million stockholders' equity requirement set forth in NASDAQ Listing Rule 5550(b).copsync8k112316.htm
2016-11-148-K2016-11-142.02 Results of Operations and Financial Condition2.02 On November 14, 2016, COPsync, Inc. (the “Registrant”) issued a press release and will hold a conference call regarding its financial results for the quarter ended September 30, 2016.copsync8k111416.htm
2016-10-268-K2016-10-203.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing3.01 On October 20, 2016, COPsync, Inc. (the “Company”) received a letter (the “Letter”) from the NASDAQ Capital Market (“NASDAQ”) that, for the previous 30 consecutive business days, the closing bid price for the Company’s common stock was below the $1.00 per share minimum bid price requirement pursuant to Nasdaq Listing Rule 5550(a)(2) (the “Bid Price Rule”).copsync8k102616.htm
2016-10-128-K2016-10-055.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers5.02 On October 5, 2016, the Board of Directors (the “Board”) of COPsync, Inc. (the “Company”) appointed Brad Powers and Ward E. Leber as directors of the Company.copsync8k101216.htm
2016-10-038-K2016-09-273.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing3.01 On September 27, 2016, COPsync, Inc. (the “Company”) received a letter (the “Letter”) from the NASDAQ Capital Market (“NASDAQ”) that the grant of certain restricted stock awards to consultants during the six months ended June 30, 2016, as disclosed in the Company’s quarterly report on Form 10-Q filed on August 15, 2016, apparently were not made in compliance with NASDAQ Listing Rule 5635(c) (the “Rule”).copsync8k100316.htm
2016-08-308-K2016-08-245.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers5.02 On August 24, 2016, management director J. Shane Rapp informed COPsync, Inc. (the "Company") of his resignation from the Company's Board of Directors (the "Board"), effective immediately.copsync8k082916.htm
2016-08-188-K2016-08-152.02 Results of Operations and Financial Condition; 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers2.02 On August 15, 2016, COPsync, Inc. (the “Registrant”) issued a press release announcing its financial results for the fiscal quarter ended June 30, 2016.
5.02 On August 15 and August 16, 2016, respectively, board members Brian K. Tuskan and Robert Harris informed the Company of their resignations from the Company’s Board of Directors, to be effective on each of such dates.
copsync8k081816.htm
2016-08-038-K2016-07-285.07 Submission of Matters to a Vote of Security Holders5.07 At the annual meeting of stockholders of COPsync, Inc. (the “Company”), held on July 28, 2016, the Company’s stockholders voted on the matters described below.copsync8k080316.htm
2016-07-218-K2016-07-197.01 Regulation FD Disclosure7.01 On July 19, 2016, COPsync, Inc. (the “Company”) received a notice (the “Notice”) from The Nasdaq Listing Qualifications Staff (the “Staff”) granting the Company’s request for an extension through November 16, 2016, to evidence compliance with the $2.5 million stockholders’ equity requirement for continued listing on The Nasdaq Capital Market.copsync8k072116.htm
2016-05-268-K2016-05-203.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing3.01 On May 20, 2016, COPsync, Inc. (the “Company”) received a notice (the “Notice”) from The NASDAQ Capital Market (“NASDAQ”) indicating that the Company no longer meets the continued listing requirement as set forth in NASDAQ Rule 5550(b), based on the information presented in the Company’s Quarterly Report on Form 10-Q for the period ended March 31, 2016.copsync8k052616.htm
2016-05-168-K2016-05-162.02 Results of Operations and Financial Condition2.02 On May 16, 2016, COPsync, Inc. (the “Registrant”) issued a press release announcing its financial results for the three-month period ended March 31, 2016.copsync8k051616.htm
2016-05-138-K2016-05-122.02 Results of Operations and Financial Condition2.02 On May 12, 2016, COPsync, Inc. (the “Registrant”) announced that it will release its first quarter financial results for the period ended March 31, 2016, on May 16, 2016.copsync8k051316.htm
2016-04-298-K2016-04-298.01 Other Events8.01 The Annual Meeting of Shareholders of COPsync, Inc. (the “Company”) will be held on Thursday, July 28, 2016 at 10:00 a.m.copsync8k042916.htm
2016-03-318-K2016-03-282.02 Results of Operations and Financial Condition; 3.03 Material Modification to Rights of Security Holders; 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year2.02 On March 28, 2016, COPsync, Inc. (the “Registrant”) issued a press release announcing its financial results for the fiscal year ended December 31, 2015.
3.03 On March 29, 2016, the Registrant filed a Certificate of Correction (the “Correction”) to the Certificate of Amendment (the “Amendment”) previously filed by the Registrant.
copsync8k033116.htm
2016-02-248-K2016-02-225.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers5.02 On February 22, 2016, the Board of Directors (the “Board”) of COPsync, Inc. (the “Company”) appointed Luisa Ingargiola as a director.copsync8k022416.htm
2016-02-178-K2016-02-168.01 Other Events8.01 On February 16, 2016 COPsync, Inc. (the “Company”) issued a press release announcing new subscriber metrics for the three-month period ending December 31, 2015.copsync8k021716.htm
2015-11-248-K2015-11-232.02 Results of Operations and Financial Condition2.02 On November 23, 2015, COPsync, Inc. (the “Registrant”) issued a press release announcing its financial results for the three-month period ended September 30, 2015.copsync8k112415.htm
2015-11-188-K2015-11-121.01 Entry into a Material Definitive Agreement; 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing; 3.02 Unregistered Sales of Equity Securities; 8.01 Other Events1.01 On November 12, 2015, COPsync, Inc. (the “Company”), in connection with a public offering (the “Offering”) of common stock of the Company, $0.0001 par value per share (“Common Stock”), together with warrants to purchase shares of common stock of the Company, entered into an underwriting agreement (the “Underwriting Agreement”) with Maxim Group LLC and Aegis Capital Corp. as underwriters, pursuant to which the Company agreed to sell 3,028,572 shares of Common Stock and warrants to purchase 3,028,572 shares of Common Stock (the “Warrants”) at a public offering price of $3.49 per share of Common Stock and $0.01 per Warrant, on a firm commitment basis, for gross proceeds to the Company of approximately $10,600,000.
3.01 On October 27, 2015, the Company received approval from the Listing Qualification Department of The NASDAQ Capital Market (“Nasdaq”) to transfer the listing of the Company’s Common Stock from the OTCQB to the Nasdaq.
3.02 On October 2, 2015, October 5, 2015, October 9, 2015, October 14, 2015, October 15, 2015, October 21, 2015, November 3, 2015, November 9, 2015, November 10, 2015 and November 13, 2015, we issued an aggregate of 268,235 shares of our common stock to 33 persons upon the conversion of $1,131,825.27 of notes payable and $143,765 trade payables.
8.01 On November 13, 2015, the Company issued a press release announcing that the Common Stock to be sold in the Offering would be sold at a public offering price of $3.49 per share plus $0.01 per Warrant.
copsync8k111815.htm
2015-11-058-K2015-11-033.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing; 8.01 Other Events3.01 On November 3, 2015, trading in the common stock of COPsync, Inc. (the “Company”) on the OTCQB marketplace was halted due to an administrative error that caused the Company’s common stock to prematurely be listed on The NASDAQ Capital Market.
8.01 The Company issued a press release on November 3, 2015 describing the trading halt.
copsync8k110415.htm
2015-10-168-K2015-10-133.03 Material Modification to Rights of Security Holders; 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year; 8.01 Other Events3.03 As previously announced, the Board of Directors of the Company and its stockholders authorized a 1-for-50 reverse stock split (the “Reverse Stock Split”) of the Company’s issued and outstanding shares of common stock, par value $0.0001 per share (the “Common Stock”).
8.01 On October 13, 2015, the Company issued a press release announcing the Reverse Stock Split.
copsync8k101615.htm
2015-09-158-K2015-09-093.03 Material Modification to Rights of Security Holders; 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year; 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics; 8.01 Other Events3.03 On September 9, 2015, the Board of Directors of COPsync, Inc. (the “Company”) unanimously approved a 1-for-50 reverse stock split (the “Reverse Stock Split”) of the Company’s authorized, issued and outstanding shares of common stock, par value $0.0001 per share.
5.03 On September 9, 2015, the Company’s Board of Directors approved and adopted the Amended and Restated Bylaws of the Company (the “Amended and Restated Bylaws”), which amend and restate the provisions of the Company’s existing bylaws, as amended, in their entirety.
5.05 On September 9, 2015, the Company approved and adopted the “Code of Business Conduct and Ethics for COPsync, Inc.” (the “Code of Ethics”).
8.01 On September 9, 2015, the Company’s Board of Directors established a separate audit committee, compensation committee and nominating and corporate governance committee.
copsync8k091515.htm
2015-08-198-K2015-08-132.02 Results of Operations and Financial Condition2.02 On August 13, 2015, COPsync, Inc. (the “Registrant”) issued a press release announcing its financial results for the three-month period ended June 30, 2015.copsync8k081815.htm
2015-07-108-K2015-07-065.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year; 5.07 Submission of Matters to a Vote of Security Holders5.03 On July, 6, 2015, the Board of Directors of COPsync, Inc. (the “Company”) approved several amendments to the Bylaws (the “Bylaw Amendments”) to (1) revise the voting standard for written consents taken in lieu of a meeting of stockholders to permit such actions to be taken by majority consent in certain circumstances and (2) to provide for the office of chief executive officer and such powers and duties as are commonly incident to said office.
5.07 On July 7, 2015, the stockholders of record of approximately 50.8% of the Company’s outstanding voting stock (the “Consenting Stockholders”) executed and delivered to the Company a written consent in lieu of a stockholders’ meeting.
copsync8k071015.htm
2015-06-098-K2015-06-025.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers5.02 On June 2, 2015, the Board of Directors (the “Board”) of COPsync, Inc. (the “Company”) appointed Brian Tuskan as a new Director of the Board.copsync8k060915.htm
2015-05-198-K2015-05-152.02 Results of Operations and Financial Condition2.02 On May 15, 2015, COPsync, Inc. (the “Registrant”) issued a press release announcing its financial results for the three-month period ended March 31, 2015.copsync8k051915.htm
2015-04-018-K2015-04-012.02 Results of Operations and Financial Condition2.02 On April 1, 2015, COPsync, Inc. (the “Registrant”) issued a press release announcing its financial results for the year ended December 31, 2014.copsync8k040115.htm
2014-11-218-K2014-11-208.01 Other Events8.01 On November 20, 2014 COPsync, Inc. (the “Registrant”) issued a press release, which is attached hereto and incorporated by reference as Exhibit 99.1 to this Current Report on Form 8-K, announcing that the New Hampshire State Police had become the first U.S. State highway patrol to adopt the COPsync system.copsync8k112114.htm
2014-11-208-K2014-11-197.01 Regulation FD Disclosure7.01 On November 19, 2014 COPsync, Inc. (the “Registrant”) issued a press release announcing its financial results for the quarter and nine month period ending September 30, 2014.copsync8k112014.htm
2014-10-148-K2014-10-098.01 Other Events8.01 On October 9, 2014 COPsync, Inc. (the “Registrant”) issued a press release, which is attached hereto and incorporated by reference as Exhibit 99.1 to this Current Report on Form 8-K, announcing the engagement of New York City-based Maxim Group LLC as its exclusive investment banker and corporate financial advisor.copsync8k101414.htm
2014-09-308-K2014-09-298.01 Other Events8.01 On September 29, 2014, COPsync, Inc. (the “Registrant”) issued a press release, which is attached hereto and incorporated by reference as Exhibit 99.1 to this Current Report on Form 8-K, announcing New Hampshire’s launch of a statewide school safety initiative with the Registrant’s COPsync911 threat alert system.copsync8k093014.htm
2014-09-118-K2014-09-103.02 Unregistered Sales of Equity Securities3.02 As of September 10, 2014, COPsync, Inc. (the “Company”) had accepted subscriptions for approximately $2.1 million from individual investors, or entities affiliated with such individuals (the “Investors”), in a private placement of its equity securities, of which approximately $2.0 million has been received.copsync8k091014.htm
2014-08-208-K2014-08-207.01 Regulation FD Disclosure7.01 On August 18, 2014, COPsync, Inc. (the “Company”) issued a press release announcing its financial results for the quarter and six month period ending June 30, 2014.copsync8k081914.htm
2013-12-048-K2013-11-197.01 Regulation FD Disclosure7.01 On November 19, 2013, COPsync, Inc. (the “Company”) issued a press release announcing its financial results for the quarter and nine month period ending September 30, 2013.copsync8k120413.htm
2013-08-228-K2013-08-207.01 Regulation FD Disclosure7.01 On August 20, 2013, COPsync, Inc. (the “Company”) issued a press release announcing the national availability of its COPsync911 threat alert service.copsync8k082113.htm
2013-08-218-K2013-08-167.01 Regulation FD Disclosure7.01 On August 16, 2013, COPsync, Inc. (the “Company”) issued a press release announcing its financial results for the six month period ending June 30, 2013.copsync8k082013.htm
2013-07-028-K2013-05-237.01 Regulation FD Disclosure7.01 On May 23, 2013, COPsync, Inc. (the “Company”) issued a press release announcing its financial results for the first quarter ending March 31, 2013.copsync8k070213.htm
2012-11-158-K2012-11-095.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers5.02 The Board of Directors (“Board”) of COPsync, Inc., a Delaware corporation (the “Registrant”), appointed Mr. Robert Harris to the Registrant's Board of Directors, effective November 9, 2012.copsync8k111512.htm
2012-04-208-K2012-04-162.02 Results of Operations and Financial Condition2.02 On April 16, 2012, COPsync, Inc. (the “Company”) issued a press release announcing its financial results for the fiscal quarter and year ended December 31, 2011.copsync8k042012.htm
2012-01-268-K2012-01-204.01 Changes in Registrant's Certifying Accountant4.01 On January 20, 2012, COPsync, Inc., a Delaware corporation (the “Company”), dismissed Morrill & Associates, LLC (“Morrill”) as its principal independent registered public accounting firm.copsync8k012612.htm
2011-11-218-K2011-11-153.02 Unregistered Sales of Equity Securities3.02 On November 15, 2011, COPsync, Inc. (the “Company”) completed a private placement in which the Company received $1,125,000 in gross proceeds and commitments from five individual investors (the “Investors”).copsync8k112111.htm
2011-06-278-K2011-06-275.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers5.02 The Board of Directors (“Board”) of COPsync, Inc., a Delaware corporation (the “Registrant”) appointed Joseph R. Alosa, Sr. and Ronald A. Woessner, the Company’s chief executive officer, to the Registrant's Board of Directors, effective June 21, 2011.csi_8k062711.htm
2011-04-068-K2011-03-313.02 Unregistered Sales of Equity Securities3.02 COPsync, Inc. (the “Company”) has completed a private placement transaction of its equity securities in which the Company received approximately $1,220,000 in gross proceeds and commitments from individual investors, or entities affiliated with such individuals (the “Investors”).csi-8k040611.htm
2011-03-098-K2011-03-094.01 Changes in Registrant's Certifying Accountant4.01 On March 8, 2011 COPsync, Inc. (the "Company") engaged Morrill & Associates, LLC, Certified Public Accountants, as our independent registered public accounting firm.csi8k_030911.htm
2011-02-228-K2011-02-224.01 Changes in Registrant's Certifying Accountant4.01 On February 21, 2011, COPsync, Inc. (the “Company”) dismissed Chisholm, Bierwolf, Nilson & Morrill, LLC (“Chisholm”) as our independent registered public accounting firm.csi8k_022111.htm
2010-12-228-K2010-12-228.01 Other Events8.01 COPsync, Inc., a Delaware corporation (“COPsync” or the “Company”), announced on December 9, 2010, that it has signed a second firm, Cardinal Tracking, Inc., to serve as an OEM distributor of the COPsync information sharing service.csi8k122210.htm
2010-11-108-K2010-11-095.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officerscsi8k_110910.htm
2010-10-078-K2010-10-075.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officerscsi8k_100710.htm
2009-12-188-K2009-12-183.02 Unregistered Sales of Equity Securities3.02 On or about December 15, 2009, COPsync, Inc. (the “Company”) completed a private placement of its equity securities.csi8k_121809.htm
2009-10-208-K2009-10-201.01 Entry into a Material Definitive Agreement; 3.02 Unregistered Sales of Equity Securities; 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year; 8.01 Other Events1.01 On October 14, 2009, COPsync, Inc. (the “Company”) completed a private placement of its equity securities in which the Company received approximately $1.5 million in gross proceeds and commitments.
3.02 Reference is made to the disclosure provided in response to Item 1.01 of this Form 8-K with respect to the issuance to the Investors by the Company of 375,000 shares of Series B Stock, which are convertible into 15,000,000 shares of Common Stock, and Warrants to purchase an aggregate of 3,000,000 shares of Common Stock, which disclosure is incorporated herein by this reference.
5.02 On October 14, 2009, the Board of Directors of the Company appointed Joel Hochberg as a director of the Company.
5.03 The Company’s Amended and Restated Certificate of Incorporation, as amended, (the “Certificate of Incorporation”), provides that all or any remaining shares of the Company’s preferred stock may be issued from time to time in one or more series, and vests authority in the Board of Directors of the Company, within the limitations and restrictions stated in Article IV of the Certificate of Incorporation, to fix, in one or more series, for each such series such designations, powers, preferences and rights and such qualifications, limitations or restrictions thereof, as may be stated and expressed in the resolution or resolutions adopted by the Board of Directors providing for the issue of such series within the limitations set forth in the Delaware General Corporation Law.
8.01 The consolidated financial statements of the Company for the fiscal year ended December 31, 2008 were prepared assuming that the Company would continue as a going concern.
csi8k_102009.htm
2009-08-068-K2009-08-067.01 Regulation FD Disclosure7.01 On August 6, 2009, the Registrant issued a press release, which is attached hereto and incorporated by reference as Exhibit 99.1 to this Current Report on Form 8-K, announcing that the Registrant had retained Issuers Capital Advisors, LLC as its investor relations firm.csi8k_080609.htm
2009-07-228-K2009-07-227.01 Regulation FD Disclosure7.01 On July 22, 2009, the Registrant issued a press release, which is attached hereto and incorporated by reference as Exhibit 99.1 to this Current Report on Form 8-K, announcing that Sheriff Joe Arpaio had recommended the Registrant’s information sharing software at the recent Sheriffs' Association of Texas 131st Annual Training Conference in Corpus Christi, TX.csi8k_072209.htm
2008-11-108-K2008-11-104.01 Changes in Registrant's Certifying Accountanteightk.htm
2008-05-018-K2008-04-251.01 Entry into a Material Definitive Agreement; 2.01 Completion of Acquisition or Disposition of Assets; 3.02 Unregistered Sales of Equity Securities; 5.01 Changes in Control of Registrant; 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Yearcopysync8k042908.htm
2008-03-258-K2008-03-241.01 Entry into a Material Definitive Agreementglobal8k032508.htm
2007-11-288-K2007-11-211.01 Entry into a Material Definitive Agreement; 5.01 Changes in Control of Registrant; 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officersglobal8k112707.htm