COF Insider Transactions — Page 5
13,419 retained open-market purchase and sale rows from SEC Forms 3, 4 and 5, newest first. This page shows rows 401–500; provenance stays internal.
| Insider profile | Role | Date | Transaction | Shares | Price |
|---|---|---|---|---|---|
| WARNER BRADFORD H | Director | 2018-04-02 | Sale | 800.0 | $95.49 |
| WARNER BRADFORD H | Director | 2018-04-02 | Sale | 2,200.0 | $94.89 |
| Santos Kleber | Pres., Retail & Direct Banking | 2018-03-22 | Sale | 1,711.0 | $97.0 |
| Blackley Richard Scott | Chief Financial Officer | 2018-03-16 | Sale | 2,194.0 | $98.19 |
| Blackley Richard Scott | Chief Financial Officer | 2018-03-01 | Sale | 10,000.0 | $98.12 |
| Santos Kleber | Pres., Retail & Direct Banking | 2018-02-22 | Sale | 5,607.0 | $97.74 |
| FINNERAN JOHN G JR | Gen. Counsel & Corp. Secretary | 2018-01-29 | Sale | 3,600.0 | $105.55 |
| FINNERAN JOHN G JR | Gen. Counsel & Corp. Secretary | 2018-01-29 | Sale | 48,528.0 | $104.95 |
| FINNERAN JOHN G JR | Gen. Counsel & Corp. Secretary | 2018-01-29 | Sale | 15,764.0 | $105.17 |
| FAIRBANK RICHARD D | Chair, CEO and President | 2018-01-25 | Sale | 200.0 | $105.83 |
| FAIRBANK RICHARD D | Chair, CEO and President | 2018-01-25 | Sale | 73,129.0 | $105.2 |
| FAIRBANK RICHARD D | Chair, CEO and President | 2018-01-25 | Sale | 111,873.0 | $104.22 |
| FAIRBANK RICHARD D | Chair, CEO and President | 2018-01-24 | Sale | 3,023.0 | $106.09 |
| FAIRBANK RICHARD D | Chair, CEO and President | 2018-01-24 | Sale | 272,942.0 | $105.44 |
| FAIRBANK RICHARD D | Chair, CEO and President | 2018-01-24 | Sale | 24,035.0 | $104.71 |
| Slocum Michael | President, Commercial Banking | 2018-01-12 | Sale | 27,818.0 | $105.0 |
| Sanjiv Yajnik | President, Financial Services | 2018-01-12 | Sale | 10,086.0 | $105.0 |
| HACKETT ANN F | Director | 2018-01-04 | Sale | 6,361.0 | $102.0 |
| WARNER BRADFORD H | Director | 2018-01-02 | Sale | 200.0 | $100.08 |
| WARNER BRADFORD H | Director | 2018-01-02 | Sale | 2,800.0 | $99.42 |
| FINNERAN JOHN G JR | Gen. Counsel & Corp. Secretary | 2018-01-02 | Sale | 2,029.0 | $100.02 |
| FINNERAN JOHN G JR | Gen. Counsel & Corp. Secretary | 2018-01-02 | Sale | 45,700.0 | $99.19 |
| Slocum Michael | President, Commercial Banking | 2017-12-22 | Sale | 26,405.0 | $100.0 |
| Sanjiv Yajnik | President, Financial Services | 2017-12-22 | Sale | 156,278.0 | $100.0 |
| HACKETT ANN F | Director | 2017-12-18 | Sale | 7,000.0 | $98.0 |
| Alexander Robert M. | Chief Information Officer | 2017-12-15 | Sale | 6,716.0 | $96.74 |
| LaPrade,III Frank G. | Chief Enterprise Srvcs Officer | 2017-12-14 | Sale | 83,046.0 | $95.0 |
| Berson Jory A | Chief Human Resources Officer | 2017-12-04 | Sale | 16,347.0 | $95.04 |
| Berson Jory A | Chief Human Resources Officer | 2017-12-04 | Sale | 18,721.0 | $94.97 |
| Berson Jory A | Chief Human Resources Officer | 2017-12-04 | Sale | 31,422.0 | $95.04 |
| HACKETT ANN F | Director | 2017-12-04 | Sale | 7,000.0 | $95.0 |
| FINNERAN JOHN G JR | Gen. Counsel & Corp. Secretary | 2017-12-04 | Sale | 6,490.0 | $95.0 |
| Slocum Michael | President, Commercial Banking | 2017-12-04 | Sale | 8,039.0 | $95.0 |
| WARNER BRADFORD H | Director | 2017-12-04 | Sale | 7,000.0 | $94.94 |
| Sanjiv Yajnik | President, Financial Services | 2017-12-04 | Sale | 30,652.0 | $95.0 |
| Alexander Robert M. | Chief Information Officer | 2017-12-04 | Sale | 6,257.0 | $94.7 |
| Alexander Robert M. | Chief Information Officer | 2017-12-04 | Sale | 6,357.0 | $96.0 |
| Alexander Robert M. | Chief Information Officer | 2017-12-04 | Sale | 63,740.0 | $94.74 |
| Alexander Robert M. | Chief Information Officer | 2017-12-01 | Sale | 5,000.0 | $92.18 |
| Slocum Michael | President, Commercial Banking | 2017-11-03 | Sale | 8,292.0 | $91.99 |
| SHATTUCK MAYO A III | Director | 2017-10-27 | Sale | 24,167.0 | $92.71 |
| HACKETT ANN F | Director | 2017-10-25 | Sale | 11,055.0 | $91.18 |
| FAIRBANK RICHARD D | Chair, CEO and President | 2017-07-26 | Sale | 6,882.0 | $86.87 |
| FAIRBANK RICHARD D | Chair, CEO and President | 2017-07-26 | Sale | 60,537.0 | $86.2 |
| FAIRBANK RICHARD D | Chair, CEO and President | 2017-07-25 | Sale | 18,288.0 | $87.8 |
| FAIRBANK RICHARD D | Chair, CEO and President | 2017-07-25 | Sale | 281,712.0 | $87.15 |
| Slocum Michael | President, Commercial Banking | 2017-05-05 | Sale | 6,276.0 | $82.16 |
| Wassmer Michael J | President, U.S. Card | 2017-04-03 | Sale | 734.0 | $86.88 |
| Newkirk Christopher T | Pres., Intl. and Sm. Bus. Card | 2017-03-16 | Sale | 5,238.0 | $90.46 |
| Berson Jory A | Chief Human Resources Officer | 2017-03-13 | Sale | 14,599.0 | $92.07 |
| Berson Jory A | Chief Human Resources Officer | 2017-03-13 | Sale | 48,963.0 | $92.08 |
| FINNERAN JOHN G JR | Gen. Counsel & Corp. Secretary | 2017-03-06 | Sale | 9,429.0 | $93.49 |
| Wassmer Michael J | President, U.S. Card | 2017-03-02 | Sale | 815.0 | $96.21 |
| Wassmer Michael J | President, U.S. Card | 2017-03-02 | Sale | 20,360.0 | $95.32 |
| Alexander Robert M. | Chief Information Officer | 2017-03-02 | Sale | 1,346.0 | $96.03 |
| Alexander Robert M. | Chief Information Officer | 2017-03-02 | Sale | 13,100.0 | $95.27 |
| Sanjiv Yajnik | President, Financial Services | 2017-03-01 | Sale | 10,000.0 | $95.02 |
| Blackley Richard Scott | Chief Financial Officer | 2017-03-01 | Sale | 3,507.0 | $95.0 |
| Eder Noelle K | Chief Card Cust. Exp. Officer | 2017-02-14 | Sale | 15,497.0 | $90.15 |
| Eder Noelle K | Chief Card Cust. Exp. Officer | 2017-02-14 | Sale | 15,496.0 | $89.25 |
| GROSS PATRICK W | Director | 2017-02-10 | Sale | 41,060.0 | $88.5 |
| SHATTUCK MAYO A III | Director | 2017-02-07 | Sale | 3,415.0 | $87.25 |
| Wassmer Michael J | President, U.S. Card | 2017-02-01 | Sale | 8,750.0 | $88.1 |
| Borgmann Kevin S. | Chief Risk Officer | 2017-02-01 | Sale | 2,800.0 | $88.8 |
| Borgmann Kevin S. | Chief Risk Officer | 2017-02-01 | Sale | 36,497.0 | $88.15 |
| LEROY PIERRE E | Director | 2017-01-30 | Sale | 8,998.0 | $88.09 |
| FAIRBANK RICHARD D | Chair, CEO and President | 2017-01-30 | Sale | 40,125.0 | $88.61 |
| FAIRBANK RICHARD D | Chair, CEO and President | 2017-01-30 | Sale | 105,849.0 | $88.06 |
| FAIRBANK RICHARD D | Chair, CEO and President | 2017-01-27 | Sale | 3,200.0 | $89.96 |
| FAIRBANK RICHARD D | Chair, CEO and President | 2017-01-27 | Sale | 296,800.0 | $89.31 |
| FAIRBANK RICHARD D | Chair, CEO and President | 2017-01-26 | Sale | 153,771.0 | $89.26 |
| FAIRBANK RICHARD D | Chair, CEO and President | 2017-01-26 | Sale | 146,229.0 | $88.55 |
| LaPrade,III Frank G. | Chief Enterprise Srvcs Officer | 2017-01-03 | Sale | 64,347.0 | $88.49 |
| LaPrade,III Frank G. | Chief Enterprise Srvcs Officer | 2017-01-03 | Sale | 49,200.0 | $89.15 |
| LaPrade,III Frank G. | Chief Enterprise Srvcs Officer | 2016-12-14 | Sale | 19,600.0 | $88.83 |
| LaPrade,III Frank G. | Chief Enterprise Srvcs Officer | 2016-12-14 | Sale | 400.0 | $89.33 |
| HAY LEWIS III | Director | 2016-12-12 | Sale | 10,515.0 | $90.35 |
| HAY LEWIS III | Director | 2016-12-12 | Sale | 2,000.0 | $90.84 |
| Sanjiv Yajnik | President, Financial Services | 2016-12-12 | Sale | 13,860.0 | $90.15 |
| Sanjiv Yajnik | President, Financial Services | 2016-12-12 | Sale | 9,700.0 | $90.69 |
| Alexander Robert M. | Chief Information Officer | 2016-12-12 | Sale | 18,307.0 | $90.11 |
| Alexander Robert M. | Chief Information Officer | 2016-12-12 | Sale | 16,800.0 | $90.67 |
| Berson Jory A | Chief Human Resources Officer | 2016-11-23 | Sale | 115,650.0 | $84.0 |
| Berson Jory A | Chief Human Resources Officer | 2016-11-11 | Sale | 7,086.0 | $80.0 |
| FINNERAN JOHN G JR | Gen. Counsel & Corp. Secretary | 2016-11-11 | Sale | 88,510.0 | $80.85 |
| FAIRBANK RICHARD D | Chair, CEO and President | 2016-11-11 | Sale | 132,942.0 | $80.1 |
| FAIRBANK RICHARD D | Chair, CEO and President | 2016-11-10 | Sale | 256,297.0 | $78.47 |
| FAIRBANK RICHARD D | Chair, CEO and President | 2016-11-10 | Sale | 77,025.0 | $77.46 |
| FAIRBANK RICHARD D | Chair, CEO and President | 2016-11-10 | Sale | 44,778.0 | $79.2 |
| FAIRBANK RICHARD D | Chair, CEO and President | 2016-11-09 | Sale | 216,751.0 | $76.57 |
| FAIRBANK RICHARD D | Chair, CEO and President | 2016-11-09 | Sale | 145,231.0 | $75.09 |
| FAIRBANK RICHARD D | Chair, CEO and President | 2016-10-31 | Sale | 4,300.0 | $75.12 |
| FAIRBANK RICHARD D | Chair, CEO and President | 2016-10-28 | Sale | 6,800.0 | $75.03 |
| FAIRBANK RICHARD D | Chair, CEO and President | 2016-10-27 | Sale | 259,114.0 | $75.16 |
| Blackley Richard Scott | Principal Accounting Officer | 2016-03-01 | Sale | 5,239.0 | $66.61 |
| Slocum Michael | President, Commercial Banking | 2015-11-03 | Sale | 2,930.0 | $80.86 |
| Borgmann Kevin S. | Chief Risk Officer | 2015-07-21 | Sale | 1,811.0 | $91.42 |
| Alexander Robert M. | Chief Information Officer | 2015-07-20 | Sale | 8,537.0 | $91.74 |
| Alexander Robert M. | Chief Information Officer | 2015-07-20 | Sale | 5,675.0 | $91.74 |
| FINNERAN JOHN G JR | Gen. Counsel & Corp. Secretary | 2015-07-15 | Sale | 56,510.0 | $90.0 |