COF Insider Transactions — Page 4
13,419 retained open-market purchase and sale rows from SEC Forms 3, 4 and 5, newest first. This page shows rows 301–400; provenance stays internal.
| Insider profile | Role | Date | Transaction | Shares | Price |
|---|---|---|---|---|---|
| Wassmer Michael J | President, U.S. Card | 2020-12-09 | Sale | 1,965.0 | $95.0 |
| FAIRBANK RICHARD D | Chairman, CEO and President | 2020-11-13 | Sale | 150.0 | $86.8 |
| FAIRBANK RICHARD D | Chairman, CEO and President | 2020-11-13 | Sale | 5,457.0 | $85.46 |
| FAIRBANK RICHARD D | Chairman, CEO and President | 2020-11-13 | Sale | 25,443.0 | $84.96 |
| FAIRBANK RICHARD D | Chairman, CEO and President | 2020-11-12 | Sale | 5,786.0 | $84.07 |
| FAIRBANK RICHARD D | Chairman, CEO and President | 2020-11-12 | Sale | 25,419.0 | $83.32 |
| FAIRBANK RICHARD D | Chairman, CEO and President | 2020-11-11 | Sale | 4,648.0 | $87.01 |
| FAIRBANK RICHARD D | Chairman, CEO and President | 2020-11-11 | Sale | 4,518.0 | $85.55 |
| FAIRBANK RICHARD D | Chairman, CEO and President | 2020-11-11 | Sale | 21,774.0 | $84.46 |
| FAIRBANK RICHARD D | Chairman, CEO and President | 2020-11-10 | Sale | 1,647.0 | $88.46 |
| FAIRBANK RICHARD D | Chairman, CEO and President | 2020-11-10 | Sale | 15,671.0 | $87.94 |
| FAIRBANK RICHARD D | Chairman, CEO and President | 2020-11-10 | Sale | 13,242.0 | $86.97 |
| FAIRBANK RICHARD D | Chairman, CEO and President | 2020-11-09 | Sale | 13,771.0 | $89.25 |
| FAIRBANK RICHARD D | Chairman, CEO and President | 2020-11-09 | Sale | 13,247.0 | $88.51 |
| FAIRBANK RICHARD D | Chairman, CEO and President | 2020-11-09 | Sale | 3,327.0 | $87.66 |
| Alexander Robert M. | Chief Information Officer | 2020-11-09 | Sale | 50,003.0 | $87.75 |
| FAIRBANK RICHARD D | Chairman, CEO and President | 2020-11-06 | Sale | 8,291.0 | $79.45 |
| FAIRBANK RICHARD D | Chairman, CEO and President | 2020-11-06 | Sale | 20,512.0 | $78.67 |
| FAIRBANK RICHARD D | Chairman, CEO and President | 2020-11-06 | Sale | 3,107.0 | $78.03 |
| FAIRBANK RICHARD D | Chairman, CEO and President | 2020-11-05 | Sale | 8,821.0 | $78.58 |
| FAIRBANK RICHARD D | Chairman, CEO and President | 2020-11-05 | Sale | 5,984.0 | $77.7 |
| FAIRBANK RICHARD D | Chairman, CEO and President | 2020-11-05 | Sale | 17,450.0 | $76.83 |
| FAIRBANK RICHARD D | Chairman, CEO and President | 2020-11-04 | Sale | 9,408.0 | $76.81 |
| FAIRBANK RICHARD D | Chairman, CEO and President | 2020-11-04 | Sale | 12,595.0 | $76.07 |
| FAIRBANK RICHARD D | Chairman, CEO and President | 2020-11-04 | Sale | 7,208.0 | $74.83 |
| FAIRBANK RICHARD D | Chairman, CEO and President | 2020-11-04 | Sale | 3,279.0 | $73.97 |
| FAIRBANK RICHARD D | Chairman, CEO and President | 2020-11-03 | Sale | 21,227.0 | $78.38 |
| FAIRBANK RICHARD D | Chairman, CEO and President | 2020-11-03 | Sale | 10,833.0 | $77.5 |
| FAIRBANK RICHARD D | Chairman, CEO and President | 2020-11-02 | Sale | 5,457.0 | $75.27 |
| FAIRBANK RICHARD D | Chairman, CEO and President | 2020-11-02 | Sale | 27,271.0 | $74.74 |
| FAIRBANK RICHARD D | Chairman, CEO and President | 2020-10-30 | Sale | 18,386.0 | $72.7 |
| FAIRBANK RICHARD D | Chairman, CEO and President | 2020-10-30 | Sale | 14,831.0 | $71.82 |
| FAIRBANK RICHARD D | Chairman, CEO and President | 2020-10-29 | Sale | 275.0 | $73.19 |
| FAIRBANK RICHARD D | Chairman, CEO and President | 2020-10-29 | Sale | 24,653.0 | $72.44 |
| FAIRBANK RICHARD D | Chairman, CEO and President | 2020-10-29 | Sale | 8,347.0 | $71.23 |
| FAIRBANK RICHARD D | Chairman, CEO and President | 2020-10-28 | Sale | 400.0 | $73.57 |
| FAIRBANK RICHARD D | Chairman, CEO and President | 2020-10-28 | Sale | 14,652.0 | $72.78 |
| FAIRBANK RICHARD D | Chairman, CEO and President | 2020-10-28 | Sale | 18,103.0 | $72.09 |
| FAIRBANK RICHARD D | Chairman, CEO and President | 2020-10-27 | Sale | 2,423.0 | $74.8 |
| FAIRBANK RICHARD D | Chairman, CEO and President | 2020-10-27 | Sale | 30,373.0 | $74.17 |
| FAIRBANK RICHARD D | Chairman, CEO and President | 2020-10-26 | Sale | 1,730.0 | $76.62 |
| FAIRBANK RICHARD D | Chairman, CEO and President | 2020-10-26 | Sale | 6,702.0 | $75.88 |
| FAIRBANK RICHARD D | Chairman, CEO and President | 2020-10-26 | Sale | 24,183.0 | $74.92 |
| Wassmer Michael J | President, U.S. Card | 2020-10-05 | Sale | 13,784.0 | $78.0 |
| Golden Timothy P | Controller | 2020-08-14 | Sale | 5,724.0 | $69.11 |
| WARNER BRADFORD H | Director | 2020-06-05 | Sale | 8,410.0 | $85.0 |
| Golden Timothy P | Controller | 2020-05-14 | Sale | 3,334.0 | $57.63 |
| Santos Kleber | Pres., Retail & Direct Banking | 2020-03-19 | Sale | 2,263.0 | $43.08 |
| Cooper Matthew W | General Counsel | 2020-02-28 | Sale | 3,000.0 | $87.11 |
| Cooper Matthew W | General Counsel | 2020-02-28 | Sale | 6,751.0 | $86.25 |
| Cooper Matthew W | General Counsel | 2020-02-28 | Sale | 5,480.0 | $85.26 |
| Blackley Richard Scott | Chief Financial Officer | 2020-02-21 | Sale | 14,817.0 | $102.51 |
| Santos Kleber | Pres., Retail & Direct Banking | 2020-02-20 | Sale | 2,206.0 | $101.25 |
| Sanjiv Yajnik | President, Financial Services | 2020-01-22 | Sale | 13,925.0 | $107.01 |
| WARNER BRADFORD H | Director | 2019-12-20 | Sale | 8,113.0 | $104.36 |
| Sanjiv Yajnik | President, Financial Services | 2019-12-16 | Sale | 57,616.0 | $105.0 |
| Slocum Michael | President, Commercial Banking | 2019-12-06 | Sale | 20,844.0 | $101.06 |
| Berson Jory A | Chief Human Resources Officer | 2019-12-02 | Sale | 6,354.0 | $100.4 |
| Berson Jory A | Chief Human Resources Officer | 2019-12-02 | Sale | 36,410.0 | $99.8 |
| Newkirk Christopher T | Pres,Intl, Small Bus & Walmart | 2019-11-29 | Sale | 5,975.0 | $99.85 |
| Borgmann Kevin S. | Senior Advisor to the CEO | 2019-11-29 | Sale | 78,695.0 | $99.92 |
| FINNERAN JOHN G JR | Senior Advisor and Corp Secy | 2019-11-22 | Sale | 3,607.0 | $98.02 |
| FINNERAN JOHN G JR | Senior Advisor and Corp Secy | 2019-11-18 | Sale | 7,213.0 | $97.16 |
| SHATTUCK MAYO A III | Director | 2019-11-08 | Sale | 7,070.0 | $96.57 |
| FINNERAN JOHN G JR | Senior Advisor and Corp Secy | 2019-11-07 | Sale | 10,818.0 | $98.23 |
| FINNERAN JOHN G JR | Senior Advisor and Corp Secy | 2019-11-05 | Sale | 10,821.0 | $97.08 |
| FINNERAN JOHN G JR | Senior Advisor and Corp Secy | 2019-11-05 | Sale | 18,740.0 | $96.8 |
| FINNERAN JOHN G JR | Senior Advisor and Corp Secy | 2019-11-04 | Sale | 10,818.0 | $96.01 |
| FINNERAN JOHN G JR | Senior Advisor and Corp Secy | 2019-11-04 | Sale | 16,560.0 | $95.81 |
| Golden Timothy P | Controller | 2019-10-30 | Sale | 2,216.0 | $94.5 |
| WARNER BRADFORD H | Director | 2019-10-01 | Sale | 3,777.0 | $91.68 |
| Wassmer Michael J | President, U.S. Card | 2019-07-24 | Sale | 8,212.0 | $95.03 |
| Berson Jory A | Chief Human Resources Officer | 2019-07-05 | Sale | 9,329.0 | $93.0 |
| Wassmer Michael J | President, U.S. Card | 2019-07-05 | Sale | 4,294.0 | $93.0 |
| WARNER BRADFORD H | Director | 2019-07-01 | Sale | 1,191.0 | $92.52 |
| WARNER BRADFORD H | Director | 2019-07-01 | Sale | 13,309.0 | $91.67 |
| Newkirk Christopher T | Pres,Intl, Small Bus & Walmart | 2019-06-19 | Sale | 5,715.0 | $92.0 |
| Berson Jory A | Chief Human Resources Officer | 2019-06-05 | Sale | 13,393.0 | $90.0 |
| WARNER BRADFORD H | Director | 2019-06-03 | Sale | 4,000.0 | $85.98 |
| Santos Kleber | Pres., Retail & Direct Banking | 2019-03-18 | Sale | 2,928.0 | $84.54 |
| Santos Kleber | Pres., Retail & Direct Banking | 2019-02-21 | Sale | 3,570.0 | $82.49 |
| Golden Timothy P | Controller | 2018-08-02 | Sale | 4,073.0 | $95.85 |
| HAY LEWIS III | Director | 2018-07-24 | Sale | 16,446.0 | $100.0 |
| Wassmer Michael J | President, U.S. Card | 2018-07-24 | Sale | 2,276.0 | $100.0 |
| FAIRBANK RICHARD D | Chairman, CEO and President | 2018-07-24 | Sale | 93,282.0 | $99.79 |
| FAIRBANK RICHARD D | Chairman, CEO and President | 2018-07-24 | Sale | 148,808.0 | $99.04 |
| Borgmann Kevin S. | Senior Advisor to the CEO | 2018-07-24 | Sale | 19,117.0 | $100.0 |
| WARNER BRADFORD H | Director | 2018-07-02 | Sale | 4,229.0 | $92.55 |
| Wassmer Michael J | President, U.S. Card | 2018-06-14 | Sale | 1,787.0 | $98.0 |
| Wassmer Michael J | President, U.S. Card | 2018-06-07 | Sale | 2,203.0 | $96.9 |
| Berson Jory A | Chief Human Resources Officer | 2018-06-07 | Sale | 18,909.0 | $97.09 |
| Borgmann Kevin S. | Senior Advisor to the CEO | 2018-05-15 | Sale | 4,860.0 | $95.0 |
| Borgmann Kevin S. | Senior Advisor to the CEO | 2018-05-08 | Sale | 11,584.0 | $95.0 |
| FAIRBANK RICHARD D | Chairman, CEO and President | 2018-05-08 | Sale | 511.0 | $95.0 |
| Borgmann Kevin S. | Senior Advisor to the CEO | 2018-04-26 | Sale | 3,400.0 | $93.11 |
| Borgmann Kevin S. | Senior Advisor to the CEO | 2018-04-26 | Sale | 8,814.0 | $92.68 |
| FAIRBANK RICHARD D | Chairman, CEO and President | 2018-04-25 | Sale | 5,850.0 | $91.9 |
| FAIRBANK RICHARD D | Chairman, CEO and President | 2018-04-25 | Sale | 131,837.0 | $92.56 |
| FAIRBANK RICHARD D | Chairman, CEO and President | 2018-04-25 | Sale | 51,950.0 | $93.47 |
| FAIRBANK RICHARD D | Chairman, CEO and President | 2018-04-25 | Sale | 52,963.0 | $94.37 |