CHART INDUSTRIES, INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 16 rows in 2007. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2007-12-24: Reporting owner BIEHL MICHAEL F; Form 4; Security Stock Options (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2007-12-20: Reporting owner BIEHL MICHAEL F; Form 4; Security Stock Options (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2007-12-17: Reporting owner BIEHL MICHAEL F; Form 4; Security Stock Options (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2007-12-17: Reporting owner BIEHL MICHAEL F; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2007-12-24 | BIEHL MICHAEL F Officer (Exec VP, CFO and Treasurer) | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,000 24,000 owned after | $6.50 exercise price | 2007-12-27 | |
| 2007-12-20 | BIEHL MICHAEL F Officer (Exec VP, CFO and Treasurer) | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,000 36,000 owned after | $6.50 exercise price | 2007-12-21 | |
| 2007-12-17 | BIEHL MICHAEL F Officer (Exec VP, CFO and Treasurer) | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,286 42,730 owned after | $6.50 exercise price | 2007-12-19 | |
| 2007-12-17 | BIEHL MICHAEL F Officer (Exec VP, CFO and Treasurer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −59,061 48,000 owned after | $6.50 exercise price | 2007-12-19 | |
| 2007-12-12 | Klaben Matthew J Officer (VP, General Counsel and Sec) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −500 34,357 owned after | $12.16 exercise price | 2007-12-14 | |
| 2007-09-07 | BIEHL MICHAEL F Officer (Exec VP, CFO and Treasurer) | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −200 63,016 owned after | $6.50 exercise price | 2007-09-11 | |
| 2007-08-02 | THOMAS SAMUEL F Director, Officer (Chairman, CEO and President) | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +18,300 18,300 owned after | $27.74 exercise price | 2007-08-06 | |
| 2007-08-02 | Hoppel James H JR Officer (Chief Accounting Officer) | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,500 2,500 owned after | $27.74 exercise price | 2007-08-06 | |
| 2007-08-02 | Klaben Matthew J Officer (VP, General Counsel and Sec) | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,900 2,900 owned after | $27.74 exercise price | 2007-08-06 | |
| 2007-08-02 | BIEHL MICHAEL F Officer (Exec VP, CFO and Treasurer) | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,100 6,100 owned after | $27.74 exercise price | 2007-08-06 | |
| 2007-06-12 | Klaben Matthew J Officer (VP, General Counsel and Sec) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +53,082 53,082 owned after | $12.16 exercise price | 2007-06-14 | |
| 2007-06-12 | THOMAS SAMUEL F Director, Officer (Chairman, CEO and President) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +356,876 356,876 owned after | $6.50 exercise price | 2007-06-14 | |
| 2007-06-12 | BIEHL MICHAEL F Officer (Exec VP, CFO and Treasurer) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +107,061 107,061 owned after | $6.50 exercise price | 2007-06-14 | |
| 2007-06-12 | Hoppel James H JR Officer (Chief Accounting Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +35,690 35,690 owned after | $6.50 exercise price | 2007-06-14 | |
| 2007-06-12 | Hoppel James H JR Officer (Chief Accounting Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,777 4,777 owned after | $12.16 exercise price | 2007-06-14 | |
| 2007-06-06 | BIEHL MICHAEL F Officer (Exec VP, CFO and Treasurer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,000 63,216 owned after | $0.00 | 2007-06-08 |