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CATERPILLAR INC (CAT) Executive Pay versus Performance: Insider Trading Arrangements

CATERPILLAR INC Insider Trading Arrangements

Rule 10b5-1 and other trading arrangements that directors and officers adopted or terminated, as each 10-Q and 10-K tags them (Item 408(a)), newest report first.

  • 2026-02-13: Individual Andrew R.J. Bonfield; Title Chief Financial Officer; Arrangement Rule 10b5-1; Adopted August 28, 2025.
  • 2026-02-13: Individual Joseph E. Creed; Title Chief Executive Officer; Arrangement Rule 10b5-1; Adopted November 21, 2025.
  • 2025-11-03: Individual Jason E. Kaiser; Title Group President; Arrangement Rule 10b5-1; Adopted August 12, 2025.
  • 2025-08-06: Individual D. James Umpleby III; Title Executive Chairman of the Board of Directors; Arrangement Rule 10b5-1; Adopted May 27, 2025.
Report filedIndividualTitleArrangementAdoptedTerminatedExpires or durationSecurities covered
2026-02-13
10-K
Andrew R.J. BonfieldChief Financial OfficerRule 10b5-1August 28, 2025November 13, 2026
P442D
20,000
2026-02-13
10-K
Joseph E. CreedChief Executive OfficerRule 10b5-1November 21, 2025March 5, 2026
P104D
2,500
2025-11-03
10-Q
Jason E. KaiserGroup PresidentRule 10b5-1August 12, 2025August 12, 2026
P365D
16,881
2025-08-06
10-Q
D. James Umpleby IIIExecutive Chairman of the Board of DirectorsRule 10b5-1May 27, 2025April 30, 2026
P338D
51,500
2024-11-06
10-Q
Andrew BonfieldChief Financial Officer of the CompanyRule 10b5-1August 23, 2024November 25, 2025
P459D
20,000
2024-08-07
10-Q
Gerald Johnsonmember of the Company's Board of DirectorsRule 10b5-1May 22, 2024May 9, 2025
P352D
400
2024-05-01
10-Q
Cheryl JohnsonChief Human Resources OfficerRule 10b5-1February 29, 2024P182D3,016
2023-11-01
10-Q
Andrew BonfieldChief Financial OfficerRule 10b5-1August 22, 2023P456D30,000

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