BRTX Insider Transactions — Page 3
233 retained open-market purchase and sale rows from SEC Forms 3, 4 and 5, newest first. This page shows rows 201–233; provenance stays internal.
| Insider profile | Role | Date | Transaction | Shares | Price |
|---|---|---|---|---|---|
| Broadrick Dale | TenPercentOwner | 2019-04-04 | Purchase | 2,500.0 | $0.8 |
| Broadrick Dale | TenPercentOwner | 2019-03-13 | Purchase | 3,000.0 | $0.65 |
| Broadrick Dale | TenPercentOwner | 2019-03-05 | Purchase | 6,000.0 | $0.69 |
| Broadrick Dale | TenPercentOwner | 2019-02-27 | Purchase | 409.0 | $0.66 |
| Broadrick Dale | TenPercentOwner | 2019-02-26 | Purchase | 1,000.0 | $0.68 |
| CATELL ROBERT B | Director | 2018-05-09 | Purchase | 5,000.0 | $2.8 |
| Silva Francisco | VP of Research and Development | 2017-02-09 | Purchase | 1,800.0 | $4.38 |
| Silva Francisco | VP of Research and Development | 2017-02-02 | Purchase | 2,250.0 | $4.25 |
| Desmarais John M | Director,TenPercentOwner | 2016-09-26 | Purchase | 80,000.0 | $3.0 |
| Desmarais John M | Director,TenPercentOwner | 2016-09-26 | Purchase | 80,000.0 | $3.0 |
| CATELL ROBERT B | Director | 2016-05-18 | Purchase | 12,500.0 | $4.0 |
| Desmarais John M | Director,TenPercentOwner | 2016-03-18 | Purchase | 250,000.0 | $4.0 |
| CATELL ROBERT B | Director | 2016-03-01 | Purchase | 37,500.0 | $4.0 |
| Ryan Charles S. | Director | 2015-12-07 | Purchase | 6,250.0 | $4.0 |
| WESTBURY BERMUDA LTD | TenPercentOwner | 2015-05-27 | Purchase | 14,934,578.0 | — |
| Westbury Trust | TenPercentOwner | 2015-05-27 | Purchase | 14,934,578.0 | — |
| Ryan Charles S. | Director | 2015-05-08 | Purchase | 200,000.0 | $0.25 |
| WESTBURY BERMUDA LTD | TenPercentOwner | 2015-02-20 | Purchase | 1,000,000.0 | — |
| Westbury Trust | TenPercentOwner | 2015-02-20 | Purchase | 1,000,000.0 | — |
| WESTBURY BERMUDA LTD | TenPercentOwner | 2014-12-31 | Purchase | 450,000.0 | — |
| Westbury Trust | TenPercentOwner | 2014-12-31 | Purchase | 450,000.0 | — |
| WESTBURY BERMUDA LTD | TenPercentOwner | 2014-08-13 | Purchase | 550,000.0 | — |
| Westbury Trust | TenPercentOwner | 2014-08-13 | Purchase | 550,000.0 | — |
| Tonna Paul Jude | Director | 2014-08-01 | Purchase | 120,000.0 | $0.25 |
| Swiader Joseph B | Director | 2014-06-30 | Purchase | 100,000.0 | $0.25 |
| Silva Francisco | VP of Research and Development | 2014-06-11 | Purchase | 20.0 | $7.6 |
| Silva Francisco | VP of Research and Development | 2014-06-10 | Purchase | 25.0 | $7.6 |
| Silva Francisco | VP of Research and Development | 2013-12-26 | Purchase | 100.0 | $10.4 |
| Silva Francisco | VP of Research and Development | 2013-07-17 | Purchase | 50.0 | $10.4 |
| Clark Mandy D. | VP of Operations | 2012-10-15 | Sale | 1,250,000.0 | $0.01 |
| San Antonio Joel | Director | 2011-12-13 | Purchase | 7,500,000.0 | $0.0 |
| Radov A. Jeffrey | Director | 2011-12-13 | Purchase | 7,500,000.0 | $0.0 |
| Weinreb Mark | CEO and Chairman of the Board | 2011-12-13 | Purchase | 35,000,000.0 | $0.0 |