| 2026-08-17 | 8-K | 10.2 | Employment Agreement, dated August 11, 2026, by and between Bakkt, Inc. and Matthew White. |
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| 2026-08-17 | 8-K | 10.1 | Transition Agreement and General Release, by and between Bakkt, Inc. and Karen Alexander, dated as of August 15, 2026.* |
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| 2026-03-02 | 8-K | 10.1 | Securities Purchase Agreement, dated February 27, 2026, between the Company and the investor set forth therein. |
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| 2026-01-20 | 8-K | 10.1 | Sales Agreement, dated January 16, 2026, by and among Bakkt Holdings, Inc. and The Benchmark Company, LLC, Virtu Americas LLC, Clear Street LLC, Cohen & Company Capital Markets, a division of Cohen & Company Securities, LLC, Macquarie Capital (USA) Inc., Rosenblatt Securities Inc. and Roth Capital Partners, LLC (each as sales agent). |
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| 2026-01-12 | 8-K | 10.4 | Amended and Restated Registration Rights Agreement, dated as of January 11, 2026, by and among the Company, and each of the other parties named therein. |
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| 2026-01-12 | 8-K | 10.3 | Voting and Support Agreement, dated as of January 11, 2026, by and among the Company, DTR and the persons set forth on the signature page(s) thereto. |
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| 2026-01-12 | 8-K | 10.2 | Non-Competition Agreement, dated as of January 11, 2026, by and among the Company and Akshay Naheta. |
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| 2026-01-12 | 8-K | 10.1 | Share Purchase Agreement, dated as of January 11, 2026, by and among Bakkt Opco Holdings, LLC, the Company, Distributed Technologies Research Global Ltd. and Akshay Naheta. |
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| 2025-11-14 | 8-K | 10.2 | Amended and Restated Performance Stock Unit Agreement, by and between Bakkt Holdings, Inc. and Akshay Naheta, dated November 14, 2025. |
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| 2025-11-14 | 8-K | 10.1 | Amended and Restated Employment Agreement, by and between Bakkt Holdings, Inc. and Akshay Naheta, dated November 14, 2025. |
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| 2025-11-03 | 8-K | 10.1 | Form of Option Award Agreement. |
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| 2025-10-20 | 8-K | 10.2 | Contribution Agreement dated October 16, 2025, by and among the Company, Intercontinental Exchange Holdings, Inc. and Akshay Naheta |
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| 2025-10-20 | 8-K | 10.1 | Amendment No.1 to Tax Receivable Agreement dated October 16, 2025, by and among the Company, Intercontinental Exchange Holdings, Inc. and Akshay Naheta |
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| 2025-10-01 | 8-K | 10.1 | Amendment and Waiver to Equity Purchase Agreement, dated as of September 30, 2025, by and among Bakkt Opco Holdings, LLC, Project Labrador Holdings, LLC, Bridge2 Solutions, LLC, Aspire Loyalty Travel Solutions, LLC, Bridge2 Solutions Canada Ltd., and B2S Resale, LLC. |
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| 2025-08-12 | 8-K | 10.2 | Advisor Agreement , dated as of August 11, 2025, between Andrew Main and Bakkt Holdings, Inc. |
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| 2025-08-12 | 8-K | 10.1 | Release Agreement, dated as of August 11, 2025, between Andrew Main and Bakkt Holdings, Inc. |
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| 2025-07-28 | 8-K | 10.1 | Equity Purchase Agreement, dated as of July 23, 2025, by and among Bakkt Opco Holdings, LLC, Project Labrador Holdings, LLC, Bridge2 Solutions, LLC, Aspire Loyalty Travel Solutions, LLC, Bridge2 Solutions Canada Ltd., and B2S Resale, LLC. |
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| 2025-06-20 | 8-K | 10.5 | Amendment No. 1, dated June 17, 2025, to the Revolving Credit Agreement, between Bakkt Holdings, Inc., Bakkt Opco, the subsidiaries of Bakkt Holdings, Inc. party thereto as guarantors and Intercontinental Exchange Holdings, Inc., as lender. |
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| 2025-06-20 | 8-K | 10.4 | Registration Rights Agreement, dated as of June 17, 2025, between Bakkt Holdings, Inc. and YA II PN, LTD. |
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| 2025-06-20 | 8-K | 10.3 | Global Guaranty Agreement, dated June 17, 2025, by Bakkt Opco Holdings, LLC in favor of YA II PN, LTD. |
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| 2025-06-20 | 8-K | 10.2 | Convertible Debenture, dated June 18, 2025 |
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| 2025-06-20 | 8-K | 10.1 | Purchase Agreement, dated as of June 17, 2025, between Bakkt Holdings, Inc. and YA II PN, LTD. |
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| 2025-03-20 | 10-K | 10.34 | Employment Agreement Amendment, dated March 19, 2025, by and between Bakkt Holdings, Inc. and Andrew Main |
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| 2025-03-20 | 10-K | 10.33 | Executive Employment Agreement, dated as of March 19, 2025, by and between the Company and Akshay Naheta |
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| 2025-03-20 | 10-K | 10.32 | Cooperation Agreement, dated as of March 19, 2025, by and among the Company, Distributed Technologies Research Global Ltd, and Akshay Naheta |
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| 2025-03-20 | 8-K | 10.3 | Employment Agreement Amendment, dated March 19, 2025, by and between Bakkt Holdings, Inc. and Andrew Main |
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| 2025-03-20 | 8-K | 10.2 | Employment Agreement, dated March 19, 2025, by and between Bakkt Holdings, Inc. and Akshay Naheta |
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| 2025-03-20 | 8-K | 10.1 | Cooperation Agreement, by and between Bakkt Holdings, Inc., Distributed Technologies Research Global Ltd., and Akshay Naheta |
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| 2024-11-14 | 10-Q | 10.3 | Outside Director Compensation Program |
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| 2024-08-14 | 10-Q | 10.2 | Revolving Credit Agreement, dated as of August 12, 2024, by and among the Company, Bakkt Opco Holdings LLC, as borrower, certain subsidiaries of the Company and Intercontinental Exchange Holdings, Inc., as lender. |
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| 2024-03-25 | 10-K | 10.11 | Amendment No.1 to Bakkt Holdings, Inc. 2021 Omnibus Incentive Plan |
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| 2024-03-19 | 8-K | 10.2 | Release Agreement, dated March 18, 2024, by and between Bakkt Holdings, Inc. and Gavin Michael |
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| 2024-03-19 | 8-K | 10.1 | Employment Agreement, dated March 18, 2024, by and between Bakkt Holdings, Inc. and Andrew Main |
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| 2024-03-04 | 8-K | 10.3 | Form of Voting Support Agreement. |
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| 2024-03-04 | 8-K | 10.2 | Form of ICE Purchase Agreement. |
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| 2024-03-04 | 8-K | 10.1 | Form of Third-Party Purchase Agreement. |
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| 2023-05-11 | 10-Q | 10.2 | Form of Executive Officer Restricted Stock Unit Agreement under the Bakkt Holdings, Inc. 2021 Omnibus Incentive Plan. |
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| 2023-05-11 | 10-Q | 10.1 | Form of Performance Unit Agreement under the Bakkt Holdings, Inc. 2021 Omnibus Incentive Plan. |
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| 2022-10-13 | 8-K | 10.1 | Employment Agreement, dated October 12, 2022, by and between Karen Alexander and the Company |
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| 2022-09-12 | 8-K | 10.2 | Form of Performance-Based Restricted Stock Unit Award Agreement |
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| 2022-09-12 | 8-K | 10.1 | Form of Restricted Stock Unit Award Agreement |
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| 2022-08-11 | 10-Q | 10.2 | Bakkt Holdings, Inc. Outside Director Compensation Program |
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| 2022-07-25 | 8-K | 10.1 | Amendment No. 4 to Digital Currency Trading, Clearing, and Warehouse Services Agreement, dated as of July 21, 2022, by and among ICE Futures U.S., Inc., ICE Clear US, Inc. and Bakkt Trust Company LLC |
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| 2022-05-04 | 8-K | 10.1 | Amended and Restated Exchange Agreement dated May 3, 2022 by and between Bakkt Holdings, Inc. and the other parties named therein. |
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| 2022-03-31 | 10-K | 10.18 | Employment Agreement, dated August 10, 2021, by and among Marc D’Annunzio, Opco, and the Company. |
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| 2022-03-31 | 10-K | 10.13 | Form of Performance Unit Agreement under the Bakkt Holdings, Inc. 2021 Omnibus Incentive Plan. |
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| 2022-03-31 | 10-K | 10.12 | Form of Executive Officer Restricted Stock Unit Agreement under the Bakkt Holdings, Inc. 2021 Omnibus Incentive Plan. |
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| 2022-03-31 | 10-K | 10.11 | Form of Director Restricted Stock Unit Agreement under the Bakkt Holdings, Inc. 2021 Omnibus Incentive Plan. |
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| 2022-01-26 | 8-K | 10.2 | Form of Restricted Stock Unit Award Agreement |
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| 2022-01-26 | 8-K | 10.1 | Form of Performance-Based Restricted Stock Unit Award Agreement |
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| 2021-12-22 | 8-K | 10.1 | Separation Agreement and General Release, dated as of December 20, 2021, between Adam White and Bakkt, LLC |
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| 2021-11-26 | 8-K | 10.1 | Form of letter regarding anticipated equity incentive grants |
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| 2021-11-12 | 8-K | 10.1 | Transition Services Agreement dated November 10, 2021 by and between Bakkt Opco Holdings, LLC and Intercontinental Exchange Holdings, Inc. |
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| 2021-10-21 | 8-K | 10.18 | Letter Regarding Employment Proposal dated April 12, 2019, by and among Matthew Johnson and Bakkt, LLC, a subsidiary of Intercontinental Exchange, Inc. |
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| 2021-10-21 | 8-K | 10.17 | Letter Regarding Modification of Offer Letter dated July 27, 2020, by and among Nicolas Cabrera and Bakkt, LLC, a subsidiary of Intercontinental Exchange, Inc. |
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| 2021-10-21 | 8-K | 10.16 | Letter Regarding Employment Proposal dated June 3, 2019, by and among Nicolas Cabrera and Bakkt, LLC, a subsidiary of Intercontinental Exchange, Inc. |
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| 2021-10-21 | 8-K | 10.15 | Letter Regarding Employment Proposal dated October 3, 2018, by and among Adam White and Bakkt, LLC, a subsidiary of Intercontinental Exchange, Inc. |
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| 2021-10-21 | 8-K | 10.14 | Letter Regarding Employment Proposal dated March 19, 2019, by and among Mike Blandina and Bakkt, LLC, a subsidiary of Intercontinental Exchange, Inc. |
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| 2021-10-21 | 8-K | 10.13 | Employment Agreement dated March 16, 2021, by and among Andrew LaBenne, Opco, and VIH. |
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| 2021-10-21 | 8-K | 10.12 | Employment Agreement dated January 9, 2021, by and among Gavin Michael, Opco, and VIH. |
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| 2021-10-21 | 8-K | 10.11 | Third Amended and Restated Intercompany Services Agreement, dated April 1, 2019 by and between ICE and Bakkt, LLC. |
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| 2021-10-21 | 8-K | 10.10 | Digital Currency Trading, Clearing and Warehouse Services Agreement, dated August 29, 2019, by and among ICE Futures U.S., Inc., ICE Clear US, Inc. and Bakkt Trust Company LLC, including amendments thereto. |
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| 2021-10-21 | 8-K | 10.9 | 2021 Equity Incentive Plan and related form agreements. |
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| 2021-10-21 | 8-K | 10.8 | Support Agreement, dated as of January 11, 2021, by and among the Company, Opco, ICE and the other parties thereto. |
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| 2021-10-21 | 8-K | 10.7 | Form of Director and Executive Officer Indemnification Agreement. |
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| 2021-10-21 | 8-K | 10.6 | Cooperation Agreement, dated October 15, 2021 between the Company and ICE. |
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| 2021-10-21 | 8-K | 10.5 | Tax Receivable Agreement, dated October 15, 2021 by and among the Company, Opco and the other parties thereto. |
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| 2021-10-21 | 8-K | 10.4 | Exchange Agreement, dated October 15, 2021 by and among the Company, Opco and the other parties thereto. |
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| 2021-10-21 | 8-K | 10.3 | Voting Agreement, dated October 15, 2021 by and between the Company and ICEH. |
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| 2021-10-21 | 8-K | 10.2 | Stockholders Agreement dated October 15, 2021, by and among the Company, the Equity Holders and the Sponsor. |
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| 2021-10-21 | 8-K | 10.1 | Registration Rights Agreement, dated October 15, 2021 by and among the Company, the Equity Holders, the Sponsor and the other parties named therein. |
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| 2021-03-31 | 8-K | 10.1 | Form of Stockholders Agreement to be entered into by and among the Registrant, its executive officers, its directors, VPC Impact Acquisition Holdings Sponsor, LLC, and Bakkt Holdings, Inc. |
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| 2021-01-11 | 8-K | 10.3 | Amendment to the Letter Agreement, dated as of January 11, 2021, by and among the Registrant, its executive officers, its directors, VPC Impact Acquisition Holdings Sponsor, LLC, and Bakkt Holdings, Inc. |
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| 2021-01-11 | 8-K | 10.2 | Support Agreement, dated as of January 11, 2021, by and among the Registrant, Intercontinental Exchange Holdings, Inc. and Bakkt Holdings, LLC. |
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| 2021-01-11 | 8-K | 10.1 | Form of Subscription Agreement, dated as of January 11, 2021, by and between the Registrant and the subscribers party thereto. |
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| 2020-09-28 | 8-K | 10.5 | Administrative Services Agreement, dated September 22, 2020, by and between the Company and VPC Impact Acquisition Holdings Sponsor, LLC. |
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| 2020-09-28 | 8-K | 10.4 | Private Placement Warrants Purchase Agreement, dated September 22, 2020, by and between the Company and VPC Impact Acquisition Holdings Sponsor, LLC. |
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| 2020-09-28 | 8-K | 10.3 | Registration Rights Agreement, dated September 22, 2020, by and among the Company, VPC Impact Acquisition Holdings Sponsor, LLC and the Company’s independent directors. |
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| 2020-09-28 | 8-K | 10.2 | Investment Management Trust Agreement, dated September 22, 2020, by and between the Company and Continental Stock Transfer & Trust Company, as trustee. |
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| 2020-09-28 | 8-K | 10.1 | Letter Agreement, dated September 22, 2020, by and among the Company, its executive officers, its directors and VPC Impact Acquisition Holdings Sponsor, LLC. |
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