AZTA Insider Transactions — Page 4
385 retained open-market purchase and sale rows from SEC Forms 3, 4 and 5, newest first. This page shows rows 301–385; provenance stays internal.
| Insider profile | Role | Date | Transaction | Shares | Price |
|---|---|---|---|---|---|
| ALLEN A CLINTON | Director | 2016-02-10 | Purchase | 10,000.0 | $8.74 |
| ALLEN A CLINTON | Director | 2016-02-10 | Purchase | 10,000.0 | $8.74 |
| Pietrantoni David | Principal Accounting Officer | 2015-12-09 | Sale | 7,400.0 | $11.51 |
| Pietrantoni David | Principal Accounting Officer | 2015-12-08 | Sale | 2,600.0 | $11.55 |
| MCGILLICUDDY JOHN K | Director | 2015-11-23 | Sale | 3,000.0 | $11.04 |
| Gray David C | Chief Strategy & New Business | 2015-09-11 | Sale | 3,500.0 | $10.36 |
| MCGILLICUDDY JOHN K | Director | 2015-08-12 | Sale | 7,500.0 | $11.07 |
| Montone William T. | SVP, Human Resources | 2015-05-18 | Sale | 5,000.0 | $11.51 |
| SCHWARTZ STEPHEN S | CEO | 2015-02-09 | Sale | 29,150.0 | $12.2 |
| Montone William T. | SVP, Human Resources | 2015-01-15 | Sale | 3,000.0 | $12.21 |
| SCHWARTZ STEPHEN S | CEO | 2014-12-08 | Sale | 7,281.0 | $12.0 |
| SCHWARTZ STEPHEN S | CEO | 2014-12-05 | Sale | 200.0 | $12.0 |
| SCHWARTZ STEPHEN S | CEO | 2014-11-28 | Sale | 1,119.0 | $12.0 |
| Pietrantoni David | Principal Accounting Officer | 2014-11-24 | Sale | 4,195.0 | $11.71 |
| SCHWARTZ STEPHEN S | CEO | 2014-11-18 | Sale | 7,365.0 | $12.02 |
| Montone William T. | SVP, Human Resources | 2014-10-28 | Sale | 3,000.0 | $11.5 |
| Montone William T. | SVP, Human Resources | 2014-09-09 | Sale | 3,000.0 | $11.08 |
| Pietrantoni David | Principal Accounting Officer | 2014-08-28 | Sale | 2,500.0 | $11.07 |
| MARTIN JOSEPH R | Director | 2014-08-06 | Sale | 6,113.0 | $10.69 |
| Joseph Jason | VP, General Counsel, Secretary | 2014-07-01 | Sale | 500.0 | $11.0 |
| Joseph Jason | VP, General Counsel, Secretary | 2014-06-30 | Sale | 2,000.0 | $10.5 |
| Joseph Jason | VP, General Counsel, Secretary | 2014-06-27 | Sale | 2,500.0 | $10.3 |
| Montone William T. | SVP, Human Resources | 2014-03-07 | Sale | 3,000.0 | $10.79 |
| SCHWARTZ STEPHEN S | CEO | 2014-02-18 | Sale | 20,000.0 | $10.49 |
| Montone William T. | SVP, Human Resources | 2013-12-09 | Sale | 3,000.0 | $10.29 |
| Mirchandani Kush | SVP, Worldwide Sales | 2013-12-04 | Sale | 1,500.0 | $10.43 |
| Mirchandani Kush | SVP, Worldwide Sales | 2013-11-15 | Sale | 2,500.0 | $10.13 |
| SCHWARTZ STEPHEN S | CEO | 2013-11-15 | Sale | 20,000.0 | $10.19 |
| SCHWARTZ STEPHEN S | CEO | 2013-11-15 | Sale | 20,000.0 | $10.19 |
| Montone William T. | SVP, Human Resources | 2013-11-14 | Sale | 3,000.0 | $10.1 |
| MARTIN JOSEPH R | Director | 2013-08-20 | Sale | 6,479.0 | $9.01 |
| Mathews Timothy S | Principal Accounting Officer | 2013-05-23 | Sale | 10,035.0 | $10.25 |
| SCHWARTZ STEPHEN S | President, CEO | 2013-05-15 | Sale | 20,000.0 | $10.0 |
| Montone William T. | SVP, Human Resources | 2013-03-08 | Sale | 5,700.0 | $10.17 |
| Montone William T. | SVP, Human Resources | 2013-02-21 | Sale | 100.0 | $10.5 |
| Montone William T. | SVP, Human Resources | 2013-01-25 | Sale | 2,800.0 | $9.5 |
| MARTIN JOSEPH R | Director | 2012-11-19 | Sale | 4,983.0 | $7.21 |
| Mirchandani Kush | SVP, Worldwide Sales | 2012-04-09 | Sale | 1,500.0 | $11.81 |
| Haris Clinton M. | SVP, Brooks Life Sciences | 2012-03-09 | Sale | 5,918.0 | $12.11 |
| Haris Clinton M. | SVP, Brooks Life Sciences | 2012-03-09 | Sale | 4,312.0 | $12.07 |
| Mirchandani Kush | SVP, Worldwide Sales | 2012-02-17 | Sale | 1,923.0 | $12.4 |
| MARTIN JOSEPH R | Director | 2011-12-08 | Sale | 5,000.0 | $9.86 |
| Marvell Gregory | VP, Extended Factory Group | 2011-02-07 | Sale | 2,489.0 | $12.36 |
| Marvell Gregory | VP, Extended Factory Group | 2011-02-07 | Sale | 37,589.0 | $12.27 |
| GRILK THOMAS S | Sr. VP, General Counsel | 2010-10-01 | Sale | 2,275.0 | $6.77 |
| GRILK THOMAS S | Sr. VP, General Counsel | 2010-08-03 | Sale | 1,500.0 | $7.68 |
| Wilson Shaun | VP, Global Customer Operations | 2010-06-09 | Sale | 3,413.0 | $6.76 |
| MARTIN JOSEPH R | Director | 2010-05-10 | Sale | 7,500.0 | $9.25 |
| GRILK THOMAS S | Sr. VP, General Counsel | 2010-02-02 | Sale | 1,500.0 | $8.4 |
| ALLEN A CLINTON | Director | 2009-11-16 | Purchase | 10,000.0 | $8.2 |
| ALLEN A CLINTON | Director | 2009-11-16 | Purchase | 15,000.0 | $8.17 |
| GRILK THOMAS S | Sr. VP, General Counsel | 2009-10-01 | Sale | 2,275.0 | $7.66 |
| MARTIN JOSEPH R | Director | 2009-06-09 | Sale | 5,000.0 | $4.75 |
| Wuellner Ralf K | President, Global Cust Op Grp | 2009-06-08 | Sale | 2,500.0 | $4.45 |
| PIPPINS MICHAEL W | President, Automation Sys. Grp | 2008-11-14 | Sale | 3,413.0 | $3.96 |
| PIPPINS MICHAEL W | President, Automation Sys. Grp | 2008-08-26 | Sale | 1,360.0 | $9.4 |
| Wuellner Ralf K | President, Global Cust Op Grp | 2008-08-19 | Sale | 2,321.0 | $9.55 |
| NIERENBERG DAVID | TenPercentOwner | 2008-07-23 | Purchase | 4,600.0 | $8.79 |
| NIERENBERG INVESTMENT MANAGEMENT CO | TenPercentOwner | 2008-07-23 | Purchase | 4,600.0 | $8.79 |
| D3 Family Canadian Fund, L.P. | TenPercentOwner | 2008-07-23 | Purchase | 4,600.0 | $8.79 |
| NIERENBERG DAVID | TenPercentOwner | 2008-07-22 | Purchase | 4,700.0 | $8.67 |
| NIERENBERG INVESTMENT MANAGEMENT CO | TenPercentOwner | 2008-07-22 | Purchase | 4,700.0 | $8.67 |
| D3 Family Canadian Fund, L.P. | TenPercentOwner | 2008-07-22 | Purchase | 4,700.0 | $8.67 |
| NIERENBERG DAVID | Other | 2008-07-21 | Purchase | 0.0 | — |
| NIERENBERG INVESTMENT MANAGEMENT CO | Other | 2008-07-21 | Purchase | 0.0 | — |
| D3 Family Canadian Fund, L.P. | Other | 2008-07-21 | Purchase | 0.0 | — |
| NIERENBERG DAVID | TenPercentOwner | 2008-07-21 | Purchase | 3,300.0 | $8.67 |
| NIERENBERG INVESTMENT MANAGEMENT CO | TenPercentOwner | 2008-07-21 | Purchase | 3,300.0 | $8.67 |
| D3 Family Canadian Fund, L.P. | TenPercentOwner | 2008-07-21 | Purchase | 3,300.0 | $8.67 |
| Wuellner Ralf K | President, Global Cust Op Grp | 2008-05-20 | Sale | 2,200.0 | $10.04 |
| MARTIN JOSEPH R | Director | 2008-05-12 | Sale | 3,700.0 | $10.02 |
| PIPPINS MICHAEL W | President, Automation Sys. Grp | 2008-02-29 | Sale | 4,900.0 | $10.28 |
| PIPPINS MICHAEL W | President, Automation Sys. Grp | 2008-02-29 | Sale | 1,927.0 | $10.26 |
| Palepu Krishna G. | Director | 2007-11-15 | Purchase | 2,285.0 | $13.78 |
| POND KIRK P | Director | 2007-11-13 | Purchase | 5,000.0 | $12.78 |
| GRADY EDWARD C | Chief Executive Officer | 2007-07-19 | Sale | 17,069.0 | $20.0 |
| GENTILCORE JAMES | President & COO | 2007-06-15 | Sale | 5,580.0 | $18.56 |
| GENTILCORE JAMES | President & COO | 2007-06-13 | Sale | 5,771.0 | $17.8 |
| GENTILCORE JAMES | President & COO | 2007-06-12 | Sale | 138,992.0 | $17.83 |
| GENTILCORE JAMES | President & COO | 2007-06-11 | Sale | 11,411.0 | $17.9 |
| ANASTASI ROBERT E | Executive Vice President | 2007-05-16 | Sale | 9,787.0 | $16.47 |
| BELLINI JOSEPH | President & COO | 2007-03-01 | Sale | 51,813.0 | $15.52 |
| ANASTASI ROBERT E | Executive Vice President | 2006-12-07 | Sale | 23,481.0 | $13.97 |
| ANASTASI ROBERT E | Executive Vice President | 2006-08-22 | Sale | 2,860.0 | $13.64 |
| EMERICK ROGER D | Director | 2006-04-10 | Sale | 5,000.0 | — |