AXTA Insider Transactions — Page 3
401 retained open-market purchase and sale rows from SEC Forms 3, 4 and 5, newest first. This page shows rows 201–300; provenance stays internal.
| Insider profile | Role | Date | Transaction | Shares | Price |
|---|---|---|---|---|---|
| Carlyle Partners V SA1 Cayman, L.P. | TenPercentOwner | 2016-05-31 | Sale | 25,000,000.0 | $27.93 |
| CP V General Partner, L.L.C. | TenPercentOwner | 2016-05-31 | Sale | 25,000,000.0 | $27.93 |
| TC Group Cayman Investment Holdings, L.P. | TenPercentOwner | 2016-05-31 | Sale | 25,000,000.0 | $27.93 |
| Carlyle Group L.P. | TenPercentOwner | 2016-05-31 | Sale | 25,000,000.0 | $27.93 |
| Carlyle Group Management L.L.C. | TenPercentOwner | 2016-05-31 | Sale | 25,000,000.0 | $27.93 |
| Carlyle Holdings II GP L.L.C. | TenPercentOwner | 2016-05-31 | Sale | 25,000,000.0 | $27.93 |
| Carlyle Holdings II L.P. | TenPercentOwner | 2016-05-31 | Sale | 25,000,000.0 | $27.93 |
| TC Group Cayman Investment Holdings Sub L.P. | TenPercentOwner | 2016-05-31 | Sale | 25,000,000.0 | $27.93 |
| CEP III Participations, S.a.r.l. SICAR | TenPercentOwner | 2016-05-31 | Sale | 25,000,000.0 | $27.93 |
| Carlyle Europe Partners III, L.P. | TenPercentOwner | 2016-05-31 | Sale | 25,000,000.0 | $27.93 |
| CEP III Managing GP, L.P. | TenPercentOwner | 2016-05-31 | Sale | 25,000,000.0 | $27.93 |
| CEP III Managing GP Holdings, Ltd. | TenPercentOwner | 2016-05-31 | Sale | 25,000,000.0 | $27.93 |
| McDougall Joseph F. | SVP&Chief Human Resources Off. | 2016-05-13 | Sale | 1,879.0 | $27.95 |
| Markevich Steven R. | EVP & Pres., Trans. Coatings | 2016-05-13 | Sale | 1,794.0 | $27.95 |
| Lannon Sean M. | VP Corp Fin & Controller, PAO | 2016-05-13 | Sale | 439.0 | $27.94 |
| Finn Michael F. | SVP & General Counsel | 2016-05-13 | Sale | 1,315.0 | $27.95 |
| Cash Michael A. | SVP & Pres., Indus. Coatings | 2016-05-13 | Sale | 1,420.0 | $27.95 |
| Kramvis Andreas | Director | 2016-04-13 | Sale | 8,025.0 | $30.0 |
| Kramvis Andreas | Director | 2016-04-13 | Sale | 8,025.0 | $30.0 |
| Kramvis Andreas | Director | 2016-04-13 | Sale | 8,025.0 | $30.0 |
| Kramvis Andreas | Director | 2016-04-13 | Sale | 8,025.0 | $30.0 |
| McDougall Joseph F. | SVP&Chief Human Resources Off. | 2016-04-05 | Sale | 81,837.0 | $28.74 |
| Kramvis Andreas | Director | 2015-10-23 | Sale | 1,975.0 | $30.0 |
| Kramvis Andreas | Director | 2015-10-23 | Sale | 1,975.0 | $30.0 |
| Kramvis Andreas | Director | 2015-10-23 | Sale | 1,975.0 | $30.0 |
| Kramvis Andreas | Director | 2015-10-23 | Sale | 1,975.0 | $30.0 |
| Lannon Sean M. | Global Controller, PAO | 2015-10-16 | Sale | 43,410.0 | $29.0 |
| Kramvis Andreas | Director | 2015-10-16 | Sale | 9,660.0 | $28.66 |
| Kramvis Andreas | Director | 2015-10-16 | Sale | 9,940.0 | $28.66 |
| Kramvis Andreas | Director | 2015-10-16 | Sale | 10,000.0 | $28.66 |
| Kramvis Andreas | Director | 2015-10-16 | Sale | 10,000.0 | $28.66 |
| Bryant Robert W. | EVP & CFO | 2015-10-16 | Sale | 73,470.0 | $28.73 |
| Kramvis Andreas | Director | 2015-10-15 | Sale | 10,000.0 | $28.0 |
| Kramvis Andreas | Director | 2015-10-15 | Sale | 10,000.0 | $28.0 |
| Kramvis Andreas | Director | 2015-10-15 | Sale | 10,000.0 | $28.0 |
| Kramvis Andreas | Director | 2015-10-15 | Sale | 10,000.0 | $28.0 |
| Cash Michael A. | SVP & Pres., Indus. Coatings | 2015-10-15 | Sale | 50,069.0 | $28.0 |
| Bryant Robert W. | EVP & CFO | 2015-10-15 | Sale | 76,000.0 | $28.0 |
| Kramvis Andreas | Director | 2015-10-09 | Sale | 340.0 | $28.0 |
| Kramvis Andreas | Director | 2015-10-09 | Sale | 60.0 | $28.0 |
| Bryant Robert W. | EVP & CFO | 2015-10-09 | Sale | 2,300.0 | $28.0 |
| Kramvis Andreas | Director | 2015-10-06 | Sale | 10,000.0 | $27.16 |
| Kramvis Andreas | Director | 2015-10-06 | Sale | 10,000.0 | $27.16 |
| Kramvis Andreas | Director | 2015-10-06 | Sale | 10,000.0 | $27.16 |
| Kramvis Andreas | Director | 2015-10-06 | Sale | 10,000.0 | $27.16 |
| Kramvis Andreas | Director | 2015-10-05 | Sale | 10,000.0 | $26.75 |
| Kramvis Andreas | Director | 2015-10-05 | Sale | 10,000.0 | $26.75 |
| Kramvis Andreas | Director | 2015-10-05 | Sale | 10,000.0 | $26.75 |
| Kramvis Andreas | Director | 2015-10-05 | Sale | 10,000.0 | $27.01 |
| SHAVER CHARLES W | CEO | 2015-09-15 | Sale | 50,000.0 | $28.01 |
| Cash Michael A. | SVP & Pres., Indus. Coatings | 2015-09-10 | Sale | 50,589.0 | $28.51 |
| Finn Michael F. | SVP & General Counsel | 2015-09-02 | Sale | 39,356.0 | $28.58 |
| Bryant Robert W. | EVP & CFO | 2015-09-02 | Sale | 75,770.0 | $28.57 |
| SHAVER CHARLES W | CEO | 2015-09-01 | Sale | 38,000.0 | $28.37 |
| McDougall Joseph F. | SVP&Chief Human Resources Off. | 2015-09-01 | Sale | 87,292.0 | $28.32 |
| Finn Michael F. | SVP & General Counsel | 2015-09-01 | Sale | 40,000.0 | $28.32 |
| Bryant Robert W. | EVP & CFO | 2015-09-01 | Sale | 76,000.0 | $28.3 |
| MCLAUGHLIN ROBERT M | Director | 2015-08-18 | Sale | 38,100.0 | $30.68 |
| Carlyle Coatings Partners, L.P. | TenPercentOwner | 2015-08-17 | Sale | 34,500,000.0 | $28.86 |
| TC Group V Cayman, L.P. | TenPercentOwner | 2015-08-17 | Sale | 34,500,000.0 | $28.86 |
| CP V Coinvestment B Cayman, LP | TenPercentOwner | 2015-08-17 | Sale | 34,500,000.0 | $28.86 |
| CP V Coinvestment A Cayman, LP | TenPercentOwner | 2015-08-17 | Sale | 34,500,000.0 | $28.86 |
| Carlyle Partners V-A Cayman, L.P. | TenPercentOwner | 2015-08-17 | Sale | 34,500,000.0 | $28.86 |
| Carlyle Partners V SA3 Cayman, L.P. | TenPercentOwner | 2015-08-17 | Sale | 34,500,000.0 | $28.86 |
| Carlyle Partners V SA2 Cayman, L.P. | TenPercentOwner | 2015-08-17 | Sale | 34,500,000.0 | $28.86 |
| Carlyle Partners V SA1 Cayman, L.P. | TenPercentOwner | 2015-08-17 | Sale | 34,500,000.0 | $28.86 |
| CP V General Partner, L.L.C. | TenPercentOwner | 2015-08-17 | Sale | 34,500,000.0 | $28.86 |
| TC Group Cayman Investment Holdings, L.P. | TenPercentOwner | 2015-08-17 | Sale | 34,500,000.0 | $28.86 |
| Carlyle Group L.P. | TenPercentOwner | 2015-08-17 | Sale | 34,500,000.0 | $28.86 |
| Carlyle Group Management L.L.C. | TenPercentOwner | 2015-08-17 | Sale | 34,500,000.0 | $28.86 |
| Carlyle Holdings II GP L.L.C. | TenPercentOwner | 2015-08-17 | Sale | 34,500,000.0 | $28.86 |
| Carlyle Holdings II L.P. | TenPercentOwner | 2015-08-17 | Sale | 34,500,000.0 | $28.86 |
| TC Group Cayman Investment Holdings Sub L.P. | TenPercentOwner | 2015-08-17 | Sale | 34,500,000.0 | $28.86 |
| CEP III Participations, S.a.r.l. SICAR | TenPercentOwner | 2015-08-17 | Sale | 34,500,000.0 | $28.86 |
| Carlyle Europe Partners III, L.P. | TenPercentOwner | 2015-08-17 | Sale | 34,500,000.0 | $28.86 |
| CEP III Managing GP, L.P. | TenPercentOwner | 2015-08-17 | Sale | 34,500,000.0 | $28.86 |
| CEP III Managing GP Holdings, Ltd. | TenPercentOwner | 2015-08-17 | Sale | 34,500,000.0 | $28.86 |
| SHAVER CHARLES W | CEO | 2015-08-17 | Sale | 100,000.0 | $30.63 |
| SHAVER CHARLES W | CEO | 2015-08-17 | Sale | 50,000.0 | $30.63 |
| Cash Michael A. | SVP & Pres., Indus. Coatings | 2015-08-17 | Sale | 25,312.0 | $30.63 |
| Kramvis Andreas | Director | 2015-08-14 | Sale | 10,000.0 | $30.18 |
| Kramvis Andreas | Director | 2015-08-14 | Sale | 10,000.0 | $30.18 |
| Kramvis Andreas | Director | 2015-08-14 | Sale | 10,000.0 | $30.18 |
| Kramvis Andreas | Director | 2015-08-14 | Sale | 10,000.0 | $30.18 |
| Markevich Steven R. | SVP & President, OEM | 2015-08-13 | Sale | 51,582.0 | $30.27 |
| Finn Michael F. | SVP & General Counsel | 2015-08-13 | Sale | 2,158.0 | $30.26 |
| Finn Michael F. | SVP & General Counsel | 2015-08-12 | Sale | 40,000.0 | $29.82 |
| Bryant Robert W. | EVP & CFO | 2015-08-11 | Sale | 75,770.0 | $30.47 |
| Bryant Robert W. | EVP & CFO | 2015-08-10 | Sale | 76,000.0 | $30.63 |
| Bustos Orlando Antonio | Director | 2015-08-04 | Sale | 12,580.0 | $33.01 |
| SHAVER CHARLES W | CEO | 2015-08-04 | Sale | 55,890.0 | $32.53 |
| SHAVER CHARLES W | CEO | 2015-08-04 | Sale | 89,110.0 | $31.28 |
| Bustos Orlando Antonio | Director | 2015-08-03 | Sale | 10,957.0 | $31.77 |
| SHAVER CHARLES W | CEO | 2015-08-03 | Sale | 155,000.0 | $31.92 |
| SHAVER CHARLES W | CEO | 2015-07-24 | Sale | 20,000.0 | $30.11 |
| SHAVER CHARLES W | CEO | 2015-07-21 | Sale | 10,000.0 | $31.03 |
| SHAVER CHARLES W | CEO | 2015-07-20 | Sale | 10,000.0 | $30.79 |
| SHAVER CHARLES W | CEO | 2015-07-17 | Sale | 900.0 | $32.01 |
| SHAVER CHARLES W | CEO | 2015-07-17 | Sale | 9,100.0 | $31.23 |
| SHAVER CHARLES W | CEO | 2015-07-17 | Sale | 3,300.0 | $31.97 |