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Aterian, Inc. (ATER) Material Contracts

Aterian, Inc. Material Contracts

Every material contract the company filed as Exhibit 10 (executive pay plans, credit agreements, supplier and indemnity agreements), newest first, with the filing's own description.

  • 2026-07-20: Form 8-K; Exhibit 10.1; Description Contingent Value Rights Agreement, dated July 17, 2026, between Aterian, Inc. and Broadridge Corporate Issuer Solutions, LLC..
  • 2026-04-29: Form 8-K; Exhibit 10.3; Description Form of Voting Agreement.
  • 2026-04-29: Form 8-K; Exhibit 10.2; Description Securities Purchase Agreement, dated as of April 27, 2026, by and between Aterian, Inc. and David Lazar.
  • 2026-04-29: Form 8-K; Exhibit 10.1; Description Asset Purchase Agreement, dated as of April 27, 2026, by and between Aterian, Inc. and Trademark Global, LLC.
FiledFormExhibitDescription
2026-07-208-K10.1Contingent Value Rights Agreement, dated July 17, 2026, between Aterian, Inc. and Broadridge Corporate Issuer Solutions, LLC.
2026-04-298-K10.3Form of Voting Agreement
2026-04-298-K10.2Securities Purchase Agreement, dated as of April 27, 2026, by and between Aterian, Inc. and David Lazar
2026-04-298-K10.1Asset Purchase Agreement, dated as of April 27, 2026, by and between Aterian, Inc. and Trademark Global, LLC
2026-03-178-K10.1Amendment No. 5 to that certain Credit and Security Agreement, dated as March 13, 2026, by and Aterian, Inc. and its subsidiaries party thereto as “Credit Parties,” the lenders party thereto from time to time and Midcap Funding IV Trust, as administrative agent.
2025-08-298-K10.1Amendment No. 4 to that certain Credit and Security Agreement, dated as August 29, 2025, by and Aterian, Inc. and its subsidiaries party thereto as “Credit Parties,” the lenders party thereto from time to time and Midcap Funding IV Trust, as administrative agent.
2025-03-2510-K10.31MIDCAP AMENDMENT
2025-03-2510-K10.30SEVERANCE PLAN
2024-08-168-K10.1Advisor Agreement, dated August 16, 2024, by and between Aterian, Inc. and William Kurtz.
2024-08-0910-Q10.4Consulting Agreement dated June 26, 2024, by and between Aterian Group, Inc. and Joseph Risico
2024-08-0910-Q10.3Amendment to Arturo Rodriguez Employment Agreement
2024-08-0910-Q10.2Amendment to Joshua Feldman Employment Agreement
2024-08-0910-Q10.1Employment Agreement dated March 30, 2022, by and between Aterian Group, Inc. and Joshua Feldman
2024-02-268-K10.1Amendment No. 2 to that certain Credit and Security Agreement, dated as February 23, 2024, by and Aterian, Inc. and its subsidiaries party thereto as “Credit Parties,” the lenders party thereto from time to time and Midcap Funding IV Trust, as administrative agent.
2023-11-0810-Q10.2Amendment to Arturo Rodriguez Employment Agreement
2023-11-0810-Q10.1Amendment to Joseph A. Risico Employment Agreement
2023-07-278-K10.2Advisor Agreement, dated July 26, 2023, by and between Aterian, Inc. and William Kurtz.
2023-07-278-K10.1Separation Agreement and Release, dated July 26, 2023, by and between Aterian, Inc. and Yaniv Sarig
2023-03-1610-K10.33Amended Yaniv Sarig Employment Agreement
2022-10-048-K10.1Form of Securities Purchase Agreement, dated September 29, 2022, by and between the Company and the purchasers party thereto.*
2022-05-278-K10.1Aterian, Inc. 2022 Inducement Equity Incentive Plan.
2022-03-048-K10.2Registration Rights Agreement, dated March 4, 2022, by and among Aterian, Inc. and the Purchasers identified on the signature pages to the Registration Rights Agreement.
2022-03-048-K10.1Form of Securities Purchase Agreement, dated March 1, 2022, by and between Aterian, Inc. and the Purchasers identified on the signature pages to the Securities Purchase Agreement.
2021-12-278-K10.1Credit and Security Agreement, dated as December 22, 2021, by and Aterian, Inc. and its subsidiaries party thereto as “Credit Parties”, the lenders party thereto from time to time and Midcap Funding IV Trust, as administrative agent
2021-11-0910-Q10.6Letter Agreement, dated September 22, 2021, by and between Aterian, Inc. and High Trail Investments ON LLC.
2021-11-0910-Q10.5Letter Agreement, dated September 22, 2021, by and between Aterian, Inc. and High Trail Investments SA LLC.
2021-08-108-K10.5Omnibus Amendment to Senior Secured Notes Due 2024 and Warrants to Purchase Common Stock, dated August 9, 2021, by and among Aterian, Inc., High Trail Investments ON LLC and High Trail Investments SA LLC.
2021-08-108-K10.4Letter Agreement (Note Certificate No. A-5), dated August 9, 2021, by and between Aterian, Inc. and High Trail Investments ON LLC.
2021-08-108-K10.3Letter Agreement (Note Certificate No. A-4), dated August 9, 2021, by and between Aterian, Inc. and High Trail Investments ON LLC.
2021-08-108-K10.2Letter Agreement (Note Certificate No. A-3), dated August 9, 2021, by and between Aterian, Inc. and High Trail Investments SA LLC.
2021-08-108-K10.1Letter Agreement (Note Certificate No. A-2), dated August 9, 2021, by and between Aterian, Inc. and High Trail Investments SA LLC.
2021-08-0910-Q10.17Lock-Up Agreement, dated as of May 31, 2021, by and between the Registrant and Yaniv Sarig.
2021-08-0910-Q10.16Amendment to Lock-Up, Voting and Standstill Agreement, dated as of May 31, 2021, by and between the Registrant and 9830 Macarthur LLC.
2021-08-0910-Q10.15Amendment to Lock-Up, Voting and Standstill Agreement, dated as of May 31, 2021, by and between the Registrant and Healing Solutions LLC.
2021-08-0910-Q10.14Lock-Up Agreement, dated as of May 31, 2021, by and between the Registrant and Asher Delug.
2021-08-0910-Q10.13Omnibus First Amendment to Senior Secured Notes Due 2024, dated May 19, 2021, by and among Aterian, Inc., High Trail Investments ON LLC and High Trail Investments SA LLC.
2021-06-168-K10.2Placement Agent Agreement, dated June 10, 2021, by and among Aterian, Inc. and A.G.P./Alliance Global Partners.
2021-06-168-K10.1Form of Securities Purchase Agreement, dated June 10, 2021, by and among Aterian, Inc. and the Investors identified on the signature pages to the Securities Purchase Agreement.
2021-05-118-K10.7Shareholder Agreement, dated May 5, 2021, by and between Aterian, Inc. and Ran Nir
2021-05-118-K10.6Shareholder Agreement, dated May 5, 2021, by and between Aterian, Inc. and Josef Eitan
2021-05-118-K10.5Transition Services Agreement, dated May 5, 2021, by and between Squatty Potty, LLC and Truweo, LLC
2021-05-118-K10.4Consulting Agreement, dated May 5, 2021, by and between Aterian Group, Inc. and Jeff Ela
2021-05-118-K10.3Consulting Agreement, dated May 5, 2021, by and between Aterian Group, Inc. and Tani Alger
2021-05-118-K10.2Consulting Agreement, dated May 5, 2021, by and between Aterian Group, Inc. and Bernie Kropfelder
2021-05-118-K10.1Voting and Standstill Agreement, dated May 5, 2021, by and between Aterian, Inc. and Squatty Potty, LLC
2021-04-098-K10.3Amendment of Securities Purchase Agreements, dated as of April 8, 2021, by and among Mohawk Group Holdings, Inc., High Trail Investments SA LLC and High Trail Investments ON LLC.
2021-04-098-K10.2Securities Purchase and Exchange Agreement, dated as of April 8, 2021, by and among Mohawk Group Holdings, Inc., High Trail Investments SA LLC and High Trail Investments ON LLC.
2021-04-098-K10.1Letter Agreement, dated April 8, 2021, by and among Mohawk Group Holdings, Inc., High Trail Investments SA LLC and High Trail Investments ON LLC.
2021-02-098-K10.2Form of Voting Agreement, dated February 8, 2021.
2021-02-098-K10.1Letter Agreement, dated February 8, 2021, by and between Mohawk Group Holdings, Inc. and High Trail Investments SA LLC.
2021-02-038-K10.8Transition Services Agreement, dated February 2, 2021, by and between Healing Solutions, LLC and Truweo, LLC .
2021-02-038-K10.7Consulting Agreement, dated February 2, 2021, by and between Mohawk Group, Inc. and Quinn McCullough.
2021-02-038-K10.6Consulting Agreement, dated February 2, 2021, by and between Mohawk Group, Inc. and Christopher Marshall.
2021-02-038-K10.5Consulting Agreement, dated February 2, 2021, by and between Mohawk Group, Inc. and Richard Perry.
2021-02-038-K10.4Manufacturing Supply Agreement, dated February 2, 2021, by and between Mohawk Group, Inc. and Healing Solutions, LLC.
2021-02-038-K10.3Lock-Up, Voting and Standstill Agreement, dated February 2, 2021, by and between Mohawk Group Holdings, Inc. and Healing Solutions, LLC.
2021-02-038-K10.2Limited Consent and Amendment No. 10 to Amended and Restated Credit Agreement, dated as of February 2, 2021, by and among Mohawk Group Holdings, Inc., Mohawk Group, Inc., certain subsidiaries of Mohawk Group, Inc., set forth on the signature pages thereto, MidCap Funding IV Trust, as agent, and the lenders party thereto.
2021-02-038-K10.1Securities Purchase Agreement, dated as of February 2, 2021, by and among Mohawk Group Holdings, Inc. and each of the investors listed on the Schedule of Buyers attached thereto.
2020-12-018-K10.4Non-Negotiable Promissory Note, dated December 1, 2020, from Mohawk Group Holdings, Inc. to 9830 Macarthur LLC.
2020-12-018-K10.3Lock-Up, Voting and Standstill Agreement, dated December 1, 2020, by and between Mohawk Group Holdings, Inc. and 9830 Macarthur LLC.
2020-12-018-K10.2Amendment No. 9 to Amended and Restated Credit Agreement, dated as of December 1, 2020, by and among Mohawk Group Holdings, Inc., Mohawk Group, Inc., certain subsidiaries of Mohawk Group, Inc., set forth on the signature pages thereto, MidCap Funding IV Trust, as agent, and the lenders party thereto.
2020-12-018-K10.1Securities Purchase Agreement, dated as of November 30, 2020, by and among Mohawk Group Holdings, Inc. and each of the investors listed on the Schedule of Buyers attached thereto.
2020-11-0910-Q10.2EX-10.2 HORIZON CONSENT, JOINDER AND AMENDMENT
2020-11-0910-Q10.1EX-10.1 MIDCAP CONSENT, JOINDER AND AMENDMENT NO. 8
2020-07-318-K10.1Equity Distribution Agreement, dated as of July 30, 2020, by and between Mohawk Group Holdings, Inc. and Canaccord Genuity LLC.
2020-05-118-K10.1Offer Letter, dated March 12, 2020, by and between Mohawk Group, Inc. and Pramod K C.
2019-11-0510-Q10.2Omnibus Limited Consent, Joinder and Amendment to Venture Loan and Security Agreement, dated as of September 10, 2019, by and among Mohawk Group Holdings, Inc., Mohawk Group, Inc., certain subsidiaries of Mohawk Group, Inc. set forth on the signature pages thereto, Aussie Health Co, LLC, Horizon Technology Finance Corporation, as collateral agent, Horizon Credit II LLC, as assignee of Horizon Technology Finance Corporation, and Horizon Funding Trust 2019-1.
2019-11-0510-Q10.1Omnibus Limited Consent, Joinder and Amendment No. 4 to Amended and Restated Credit and Security Agreement and Amendment No. 3 to Pledge Agreement, dated as of September 10, 2019, by and among Mohawk Group Holdings, Inc., Mohawk Group, Inc., certain subsidiaries of Mohawk Group, Inc. set forth on the signature pages thereto, Aussie Health Co, LLC, MidCap Funding IV Trust, as agent, and the Lenders party thereto.

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