ARDX Insider Transactions — Page 6
601 retained open-market purchase and sale rows from SEC Forms 3, 4 and 5, newest first. This page shows rows 501–600; provenance stays internal.
| Insider profile | Role | Date | Transaction | Shares | Price |
|---|---|---|---|---|---|
| KERINS PATRICK J | TenPercentOwner | 2016-01-13 | Purchase | 500,000.0 | $10.0 |
| Florence Anthony A. Jr. | TenPercentOwner | 2016-01-13 | Purchase | 500,000.0 | $10.0 |
| Florence Anthony A. Jr. | TenPercentOwner | 2016-01-13 | Purchase | 500,000.0 | $10.0 |
| BASKETT FOREST | TenPercentOwner | 2016-01-13 | Purchase | 500,000.0 | $10.0 |
| BASKETT FOREST | TenPercentOwner | 2016-01-13 | Purchase | 500,000.0 | $10.0 |
| BASKETT FOREST | TenPercentOwner | 2016-01-13 | Purchase | 500,000.0 | $10.0 |
| BARRIS PETER J | TenPercentOwner | 2016-01-13 | Purchase | 500,000.0 | $10.0 |
| BARRIS PETER J | TenPercentOwner | 2016-01-13 | Purchase | 500,000.0 | $10.0 |
| BARRIS PETER J | TenPercentOwner | 2016-01-13 | Purchase | 500,000.0 | $10.0 |
| BARRETT M JAMES | TenPercentOwner | 2016-01-13 | Purchase | 500,000.0 | $10.0 |
| NEA 12 GP, LLC | TenPercentOwner | 2016-01-13 | Purchase | 500,000.0 | $10.0 |
| NEA Partners 12, Limited Partnership | TenPercentOwner | 2016-01-13 | Purchase | 500,000.0 | $10.0 |
| New Enterprise Associates 12, Limited Partnership | TenPercentOwner | 2016-01-13 | Purchase | 500,000.0 | $10.0 |
| NEA 15 GP, LLC | TenPercentOwner | 2016-01-13 | Purchase | 500,000.0 | $10.0 |
| NEA 15 GP, LLC | TenPercentOwner | 2016-01-13 | Purchase | 500,000.0 | $10.0 |
| Bertrand William C JR | Director | 2015-12-17 | Purchase | 5,000.0 | $20.0 |
| Jacobs Jeffrey W | SVP, Technical Operations | 2015-12-15 | Sale | 2,000.0 | $20.0 |
| Jacobs Jeffrey W | SVP, Technical Operations | 2015-11-27 | Sale | 2,000.0 | $20.0 |
| Jacobs Jeffrey W | SVP, Technical Operations | 2015-10-08 | Sale | 2,000.0 | $19.88 |
| Rosenbaum David P. | SVP, Drug Development | 2015-09-22 | Sale | 600.0 | $22.0 |
| Rosenbaum David P. | SVP, Drug Development | 2015-09-22 | Sale | 600.0 | $22.0 |
| Rosenbaum David P. | SVP, Drug Development | 2015-09-21 | Sale | 800.0 | $22.09 |
| Rosenbaum David P. | SVP, Drug Development | 2015-09-21 | Sale | 800.0 | $22.09 |
| Rosenbaum David P. | SVP, Drug Development | 2015-09-15 | Sale | 2,540.0 | $22.01 |
| Rosenbaum David P. | SVP, Drug Development | 2015-09-15 | Sale | 2,540.0 | $22.01 |
| Jacobs Jeffrey W | SVP, Technical Operations | 2015-09-10 | Sale | 2,000.0 | $20.59 |
| RAAB MICHAEL | President & CEO | 2015-09-08 | Sale | 9,785.0 | $20.29 |
| Rosenbaum David P. | SVP, Drug Development | 2015-09-03 | Sale | 1,251.0 | $19.25 |
| Rosenbaum David P. | SVP, Drug Development | 2015-09-01 | Sale | 1,286.0 | $18.32 |
| Caldwell Jeremy S | EVP, Chief Scientific Officer | 2015-09-01 | Sale | 643.0 | $18.32 |
| GRAMMER ELIZABETH A | VP, General Counsel | 2015-09-01 | Sale | 893.0 | $18.32 |
| RAAB MICHAEL | President & CEO | 2015-08-18 | Sale | 1,104.0 | $20.0 |
| Jacobs Jeffrey W | SVP, Technical Operations | 2015-08-06 | Sale | 2,000.0 | $19.07 |
| RAAB MICHAEL | President & CEO | 2015-08-03 | Sale | 300.0 | $20.0 |
| Rosenbaum David P. | SVP, Drug Development | 2015-07-30 | Sale | 2,011.0 | $19.27 |
| Rosenbaum David P. | SVP, Drug Development | 2015-07-30 | Sale | 2,011.0 | $19.27 |
| RAAB MICHAEL | President & CEO | 2015-07-28 | Sale | 2,111.0 | $20.0 |
| Jacobs Jeffrey W | Senior VP, Technical Ops | 2015-07-28 | Sale | 2,500.0 | $20.0 |
| GRAMMER ELIZABETH A | VP, General Counsel | 2015-07-22 | Sale | 2,500.0 | $18.0 |
| GRAMMER ELIZABETH A | VP, General Counsel | 2015-07-15 | Sale | 10,000.0 | $17.12 |
| RINGOLD GORDON | Director | 2015-06-10 | Purchase | 10,000.0 | $15.19 |
| BARRIS PETER J | TenPercentOwner | 2015-06-05 | Purchase | 1,401,869.0 | $10.7 |
| BARRIS PETER J | TenPercentOwner | 2015-06-05 | Purchase | 1,401,869.0 | $10.7 |
| BARRIS PETER J | TenPercentOwner | 2015-06-05 | Purchase | 1,869,159.0 | $10.7 |
| BARRETT M JAMES | TenPercentOwner | 2015-06-05 | Purchase | 1,869,159.0 | $10.7 |
| BASKETT FOREST | TenPercentOwner | 2015-06-05 | Purchase | 1,401,869.0 | $10.7 |
| BASKETT FOREST | TenPercentOwner | 2015-06-05 | Purchase | 1,401,869.0 | $10.7 |
| BASKETT FOREST | TenPercentOwner | 2015-06-05 | Purchase | 1,869,159.0 | $10.7 |
| DRANT RYAN D | TenPercentOwner | 2015-06-05 | Purchase | 1,869,159.0 | $10.7 |
| KERINS PATRICK J | TenPercentOwner | 2015-06-05 | Purchase | 1,869,159.0 | $10.7 |
| SANDELL SCOTT D | TenPercentOwner | 2015-06-05 | Purchase | 1,401,869.0 | $10.7 |
| SANDELL SCOTT D | TenPercentOwner | 2015-06-05 | Purchase | 1,401,869.0 | $10.7 |
| SANDELL SCOTT D | TenPercentOwner | 2015-06-05 | Purchase | 1,869,159.0 | $10.7 |
| KOLLURI KRISHNA KITTU | TenPercentOwner | 2015-06-05 | Purchase | 1,401,869.0 | $10.7 |
| KOLLURI KRISHNA KITTU | TenPercentOwner | 2015-06-05 | Purchase | 1,401,869.0 | $10.7 |
| KOLLURI KRISHNA KITTU | TenPercentOwner | 2015-06-05 | Purchase | 1,869,159.0 | $10.7 |
| MOTT DAVID M | Director,TenPercentOwner | 2015-06-05 | Purchase | 1,401,869.0 | $10.7 |
| MOTT DAVID M | Director,TenPercentOwner | 2015-06-05 | Purchase | 1,401,869.0 | $10.7 |
| NEA 12 GP, LLC | TenPercentOwner | 2015-06-05 | Purchase | 1,869,159.0 | $10.7 |
| NEA Partners 12, Limited Partnership | TenPercentOwner | 2015-06-05 | Purchase | 1,869,159.0 | $10.7 |
| New Enterprise Associates 12, Limited Partnership | TenPercentOwner | 2015-06-05 | Purchase | 1,869,159.0 | $10.7 |
| SCHULTZ PETER G | Director | 2015-06-05 | Purchase | 46,729.0 | $10.7 |
| Kaufmann Mark | Chief Financial Officer | 2015-05-04 | Sale | 9,083.0 | $10.81 |
| Kaufmann Mark | Chief Financial Officer | 2015-04-06 | Sale | 7,681.0 | $12.8 |
| Kaufmann Mark | Chief Financial Officer | 2015-03-03 | Sale | 6,075.0 | $15.6 |
| GRAMMER ELIZABETH A | VP, General Counsel | 2015-03-02 | Sale | 1,737.0 | $15.81 |
| Jacobs Jeffrey W | VP, Chemistry | 2015-03-02 | Sale | 981.0 | $15.81 |
| JUE GEORGE | VP, Operations | 2015-03-02 | Sale | 1,500.0 | $15.88 |
| Jacobs Jeffrey W | VP, Chemistry | 2015-02-04 | Sale | 2,500.0 | $16.82 |
| Jacobs Jeffrey W | VP, Chemistry | 2015-02-04 | Sale | 6,388.0 | $16.07 |
| CMEA Ventures VII LP | TenPercentOwner | 2015-01-30 | Sale | 4,250.0 | $27.37 |
| CMEA VENTURES VII (PARALLEL) LP | TenPercentOwner | 2015-01-30 | Sale | 4,250.0 | $27.37 |
| CMEA Ventures VII LP | TenPercentOwner | 2015-01-30 | Sale | 165,750.0 | $27.37 |
| CMEA VENTURES VII (PARALLEL) LP | TenPercentOwner | 2015-01-30 | Sale | 165,750.0 | $27.37 |
| CMEA Ventures VII LP | TenPercentOwner | 2015-01-08 | Sale | 7,500.0 | $24.25 |
| CMEA VENTURES VII (PARALLEL) LP | TenPercentOwner | 2015-01-08 | Sale | 7,500.0 | $24.25 |
| CMEA Ventures VII LP | TenPercentOwner | 2015-01-08 | Sale | 292,500.0 | $24.25 |
| CMEA VENTURES VII (PARALLEL) LP | TenPercentOwner | 2015-01-08 | Sale | 292,500.0 | $24.25 |
| KOLLURI KRISHNA KITTU | TenPercentOwner | 2014-12-29 | Sale | 22.0 | $20.09 |
| KOLLURI KRISHNA KITTU | TenPercentOwner | 2014-12-29 | Sale | 22.0 | $20.09 |
| KOLLURI KRISHNA KITTU | TenPercentOwner | 2014-12-29 | Sale | 223.0 | $20.09 |
| BARRIS PETER J | TenPercentOwner | 2014-12-26 | Sale | 1,972.0 | $21.28 |
| BARRETT M JAMES | TenPercentOwner | 2014-12-26 | Sale | 1,972.0 | $21.28 |
| BARRETT M JAMES | TenPercentOwner | 2014-12-26 | Sale | 296.0 | $21.54 |
| BARRETT M JAMES | TenPercentOwner | 2014-12-26 | Sale | 296.0 | $21.54 |
| BASKETT FOREST | TenPercentOwner | 2014-12-26 | Sale | 1,972.0 | $21.28 |
| SANDELL SCOTT D | TenPercentOwner | 2014-12-26 | Sale | 1,972.0 | $21.28 |
| CMEA Ventures VII LP | TenPercentOwner | 2014-06-24 | Purchase | 7,921.0 | $14.0 |
| CMEA VENTURES VII (PARALLEL) LP | TenPercentOwner | 2014-06-24 | Purchase | 7,921.0 | $14.0 |
| CMEA Ventures VII LP | TenPercentOwner | 2014-06-24 | Purchase | 308,905.0 | $14.0 |
| CMEA VENTURES VII (PARALLEL) LP | TenPercentOwner | 2014-06-24 | Purchase | 308,905.0 | $14.0 |
| BARRIS PETER J | TenPercentOwner | 2014-06-24 | Purchase | 510,442.0 | $14.0 |
| BARRETT M JAMES | TenPercentOwner | 2014-06-24 | Purchase | 510,442.0 | $14.0 |
| KERINS PATRICK J | TenPercentOwner | 2014-06-24 | Purchase | 510,442.0 | $14.0 |
| SANDELL SCOTT D | TenPercentOwner | 2014-06-24 | Purchase | 510,442.0 | $14.0 |
| KOLLURI KRISHNA KITTU | TenPercentOwner | 2014-06-24 | Purchase | 510,442.0 | $14.0 |
| BASKETT FOREST | TenPercentOwner | 2014-06-24 | Purchase | 510,442.0 | $14.0 |
| DRANT RYAN D | TenPercentOwner | 2014-06-24 | Purchase | 510,442.0 | $14.0 |
| NEA 12 GP, LLC | TenPercentOwner | 2014-06-24 | Purchase | 510,442.0 | $14.0 |
| NEA Partners 12, Limited Partnership | TenPercentOwner | 2014-06-24 | Purchase | 510,442.0 | $14.0 |