ARDX Insider Transactions — Page 5
601 retained open-market purchase and sale rows from SEC Forms 3, 4 and 5, newest first. This page shows rows 401–500; provenance stays internal.
| Insider profile | Role | Date | Transaction | Shares | Price |
|---|---|---|---|---|---|
| GRAMMER ELIZABETH A | See Remarks | 2020-04-27 | Sale | 1,446.0 | $7.54 |
| RAAB MICHAEL | President & CEO | 2020-04-17 | Sale | 9,428.0 | $7.02 |
| RAAB MICHAEL | President & CEO | 2020-04-16 | Sale | 10,500.0 | $7.01 |
| RAAB MICHAEL | President & CEO | 2020-04-15 | Sale | 500.0 | $7.03 |
| RAAB MICHAEL | President & CEO | 2020-03-02 | Sale | 20,428.0 | $7.01 |
| RAAB MICHAEL | President & CEO | 2020-03-02 | Sale | 11,123.0 | $7.0 |
| RAAB MICHAEL | President & CEO | 2020-02-05 | Sale | 25,000.0 | $7.32 |
| GRAMMER ELIZABETH A | EVP, General Counsel | 2019-12-30 | Purchase | 66.0 | $7.51 |
| GRAMMER ELIZABETH A | EVP, General Counsel | 2019-12-03 | Sale | 5,000.0 | $8.0 |
| GRAMMER ELIZABETH A | EVP, General Counsel | 2019-11-19 | Sale | 5,000.0 | $7.0 |
| Kaufmann Mark | Chief Financial Officer | 2019-10-07 | Sale | 20,000.0 | $4.56 |
| Rosenbaum David P. | Chief Development Officer | 2019-09-05 | Sale | 3,000.0 | $5.03 |
| GRAMMER ELIZABETH A | EVP, General Counsel | 2019-08-22 | Sale | 948.0 | $3.5 |
| GRAMMER ELIZABETH A | EVP, General Counsel | 2019-08-21 | Sale | 4,052.0 | $3.5 |
| GRAMMER ELIZABETH A | EVP, General Counsel | 2019-08-19 | Sale | 5,874.0 | $3.0 |
| GRAMMER ELIZABETH A | EVP, General Counsel | 2019-08-19 | Sale | 5,874.0 | $0.0 |
| Rosenbaum David P. | Chief Development Officer | 2019-06-04 | Sale | 2,856.0 | $2.54 |
| RAAB MICHAEL | President & CEO | 2019-06-04 | Sale | 10,054.0 | $2.54 |
| Kaufmann Mark | Chief Financial Officer | 2019-06-04 | Sale | 3,357.0 | $2.55 |
| GRAMMER ELIZABETH A | SVP, General Counsel | 2019-06-04 | Sale | 2,520.0 | $2.54 |
| Rosenbaum David P. | Chief Development Officer | 2019-01-02 | Sale | 801.0 | $1.7 |
| Rosenbaum David P. | Chief Development Officer | 2019-01-02 | Sale | 5,585.0 | $1.7 |
| RAAB MICHAEL | President & CEO | 2019-01-02 | Sale | 19,644.0 | $1.7 |
| Kaufmann Mark | Chief Financial Officer | 2019-01-02 | Sale | 6,556.0 | $1.7 |
| GRAMMER ELIZABETH A | EVP, General Counsel | 2019-01-02 | Sale | 4,920.0 | $1.7 |
| GRAMMER ELIZABETH A | EVP, General Counsel | 2018-11-13 | Sale | 6,539.0 | $2.84 |
| RAAB MICHAEL | President & CEO | 2018-11-13 | Sale | 6,539.0 | $2.84 |
| Kaufmann Mark | Chief Financial Officer | 2018-11-13 | Sale | 6,539.0 | $2.84 |
| Rosenbaum David P. | Chief Development Officer | 2018-11-13 | Sale | 5,570.0 | $2.84 |
| SANDELL SCOTT D | TenPercentOwner | 2018-11-12 | Sale | 592.0 | $2.98 |
| RINGOLD GORDON | Director | 2018-05-30 | Purchase | 10,000.0 | $4.0 |
| Rosenbaum David P. | Chief Development Officer | 2017-12-27 | Sale | 300.0 | $6.62 |
| Seeto Reginald | Chief Operating Officer | 2017-10-24 | Sale | 10,008.0 | $5.2 |
| BASKETT FOREST | TenPercentOwner | 2017-08-30 | Sale | 485.0 | $4.95 |
| Rosenbaum David P. | Chief Development Officer | 2017-04-18 | Sale | 2,051.0 | $11.98 |
| Rosenbaum David P. | SVP, Drug Development | 2017-03-10 | Sale | 1,000.0 | $13.48 |
| Caldwell Jeremy S | EVP, Chief Scientific Officer | 2017-03-03 | Sale | 1,026.0 | $14.14 |
| Jacobs Jeffrey W | SVP, Technical Operations | 2017-03-01 | Sale | 3,000.0 | $13.7 |
| Jacobs Jeffrey W | SVP, Technical Operations | 2017-02-01 | Sale | 3,000.0 | $12.0 |
| Korner Paul | EVP, Chief Medical Officer | 2017-01-05 | Sale | 6,130.0 | $12.95 |
| Rosenbaum David P. | SVP, Drug Development | 2016-12-16 | Sale | 900.0 | $14.48 |
| Caldwell Jeremy S | EVP, Chief Scientific Officer | 2016-11-11 | Sale | 2,158.0 | $15.13 |
| Jacobs Jeffrey W | SVP, Technical Operations | 2016-10-11 | Sale | 6,000.0 | $15.0 |
| GRAMMER ELIZABETH A | SVP, General Counsel | 2016-09-23 | Sale | 3,560.0 | $12.0 |
| GRAMMER ELIZABETH A | SVP, General Counsel | 2016-09-22 | Sale | 1,440.0 | $12.0 |
| GRAMMER ELIZABETH A | SVP, General Counsel | 2016-09-19 | Sale | 6,859.0 | $11.21 |
| Weller Harry R | TenPercentOwner | 2016-07-18 | Purchase | 763,650.0 | $8.73 |
| Weller Harry R | TenPercentOwner | 2016-07-18 | Purchase | 763,651.0 | $8.73 |
| Viswanathan Ravi | TenPercentOwner | 2016-07-18 | Purchase | 763,650.0 | $8.73 |
| Viswanathan Ravi | TenPercentOwner | 2016-07-18 | Purchase | 763,651.0 | $8.73 |
| Sonsini Peter W. | TenPercentOwner | 2016-07-18 | Purchase | 763,650.0 | $8.73 |
| Sonsini Peter W. | TenPercentOwner | 2016-07-18 | Purchase | 763,651.0 | $8.73 |
| SANDELL SCOTT D | TenPercentOwner | 2016-07-18 | Purchase | 763,650.0 | $8.73 |
| SANDELL SCOTT D | TenPercentOwner | 2016-07-18 | Purchase | 763,651.0 | $8.73 |
| SANDELL SCOTT D | TenPercentOwner | 2016-07-18 | Purchase | 763,650.0 | $8.73 |
| Sakoda Jon | TenPercentOwner | 2016-07-18 | Purchase | 763,650.0 | $8.73 |
| Sakoda Jon | TenPercentOwner | 2016-07-18 | Purchase | 763,651.0 | $8.73 |
| MOTT DAVID M | Director,TenPercentOwner | 2016-07-18 | Purchase | 763,650.0 | $8.73 |
| MOTT DAVID M | Director,TenPercentOwner | 2016-07-18 | Purchase | 763,651.0 | $8.73 |
| MAKOWER JOSHUA | TenPercentOwner | 2016-07-18 | Purchase | 763,650.0 | $8.73 |
| MAKOWER JOSHUA | TenPercentOwner | 2016-07-18 | Purchase | 763,651.0 | $8.73 |
| KOLLURI KRISHNA KITTU | TenPercentOwner | 2016-07-18 | Purchase | 763,650.0 | $8.73 |
| KOLLURI KRISHNA KITTU | TenPercentOwner | 2016-07-18 | Purchase | 763,651.0 | $8.73 |
| KOLLURI KRISHNA KITTU | TenPercentOwner | 2016-07-18 | Purchase | 763,650.0 | $8.73 |
| KERINS PATRICK J | TenPercentOwner | 2016-07-18 | Purchase | 763,650.0 | $8.73 |
| Florence Anthony A. Jr. | TenPercentOwner | 2016-07-18 | Purchase | 763,650.0 | $8.73 |
| Florence Anthony A. Jr. | TenPercentOwner | 2016-07-18 | Purchase | 763,651.0 | $8.73 |
| BASKETT FOREST | TenPercentOwner | 2016-07-18 | Purchase | 763,650.0 | $8.73 |
| BASKETT FOREST | TenPercentOwner | 2016-07-18 | Purchase | 763,651.0 | $8.73 |
| BASKETT FOREST | TenPercentOwner | 2016-07-18 | Purchase | 763,650.0 | $8.73 |
| BARRIS PETER J | TenPercentOwner | 2016-07-18 | Purchase | 763,650.0 | $8.73 |
| BARRIS PETER J | TenPercentOwner | 2016-07-18 | Purchase | 763,651.0 | $8.73 |
| BARRIS PETER J | TenPercentOwner | 2016-07-18 | Purchase | 763,650.0 | $8.73 |
| BARRETT M JAMES | TenPercentOwner | 2016-07-18 | Purchase | 763,650.0 | $8.73 |
| NEA 12 GP, LLC | TenPercentOwner | 2016-07-18 | Purchase | 763,650.0 | $8.73 |
| NEA Partners 12, Limited Partnership | TenPercentOwner | 2016-07-18 | Purchase | 763,650.0 | $8.73 |
| New Enterprise Associates 12, Limited Partnership | TenPercentOwner | 2016-07-18 | Purchase | 763,650.0 | $8.73 |
| NEA 15 GP, LLC | TenPercentOwner | 2016-07-18 | Purchase | 763,650.0 | $8.73 |
| NEA 15 GP, LLC | TenPercentOwner | 2016-07-18 | Purchase | 763,651.0 | $8.73 |
| RINGOLD GORDON | Director | 2016-03-21 | Purchase | 15,000.0 | $7.77 |
| Rosenbaum David P. | SVP, Drug Development | 2016-03-03 | Sale | 1,128.0 | $10.74 |
| Kaufmann Mark | Chief Financial Officer | 2016-02-16 | Sale | 5,000.0 | $10.25 |
| Sakoda Jon | TenPercentOwner | 2016-01-13 | Purchase | 500,000.0 | $10.0 |
| Sakoda Jon | TenPercentOwner | 2016-01-13 | Purchase | 500,000.0 | $10.0 |
| Weller Harry R | TenPercentOwner | 2016-01-13 | Purchase | 500,000.0 | $10.0 |
| Weller Harry R | TenPercentOwner | 2016-01-13 | Purchase | 500,000.0 | $10.0 |
| Viswanathan Ravi | TenPercentOwner | 2016-01-13 | Purchase | 500,000.0 | $10.0 |
| Viswanathan Ravi | TenPercentOwner | 2016-01-13 | Purchase | 500,000.0 | $10.0 |
| Sonsini Peter W. | TenPercentOwner | 2016-01-13 | Purchase | 500,000.0 | $10.0 |
| Sonsini Peter W. | TenPercentOwner | 2016-01-13 | Purchase | 500,000.0 | $10.0 |
| SANDELL SCOTT D | TenPercentOwner | 2016-01-13 | Purchase | 500,000.0 | $10.0 |
| SANDELL SCOTT D | TenPercentOwner | 2016-01-13 | Purchase | 500,000.0 | $10.0 |
| SANDELL SCOTT D | TenPercentOwner | 2016-01-13 | Purchase | 500,000.0 | $10.0 |
| MOTT DAVID M | Director,TenPercentOwner | 2016-01-13 | Purchase | 500,000.0 | $10.0 |
| MOTT DAVID M | Director,TenPercentOwner | 2016-01-13 | Purchase | 500,000.0 | $10.0 |
| MAKOWER JOSHUA | TenPercentOwner | 2016-01-13 | Purchase | 500,000.0 | $10.0 |
| MAKOWER JOSHUA | TenPercentOwner | 2016-01-13 | Purchase | 500,000.0 | $10.0 |
| KOLLURI KRISHNA KITTU | TenPercentOwner | 2016-01-13 | Purchase | 500,000.0 | $10.0 |
| KOLLURI KRISHNA KITTU | TenPercentOwner | 2016-01-13 | Purchase | 500,000.0 | $10.0 |
| KOLLURI KRISHNA KITTU | TenPercentOwner | 2016-01-13 | Purchase | 500,000.0 | $10.0 |