AN Insider Transactions — Page 36
9,864 retained open-market purchase and sale rows from SEC Forms 3, 4 and 5, newest first. This page shows rows 3,501–3,600; provenance stays internal.
| Insider profile | Role | Date | Transaction | Shares | Price |
|---|---|---|---|---|---|
| FERRANDO JONATHAN P | EVP, Gen Counsel & Secretary | 2011-02-07 | Sale | 5,361.0 | $31.76 |
| GATES WILLIAM H III | Other | 2011-02-04 | Purchase | 202,100.0 | $30.87 |
| CASCADE INVESTMENT LLC | Other | 2011-02-04 | Purchase | 202,100.0 | $30.87 |
| FERRANDO JONATHAN P | EVP, Gen Counsel & Secretary | 2011-02-04 | Sale | 138,000.0 | $30.72 |
| WESTFALL KEVIN P | SVP - Sales | 2011-02-04 | Sale | 20,946.0 | $30.43 |
| JACKSON MICHAEL J | Chairman and CEO | 2010-12-15 | Sale | 139,400.0 | $27.02 |
| JACKSON MICHAEL J | Chairman and CEO | 2010-12-14 | Sale | 123,300.0 | $27.03 |
| BROWN ROBERT J | Director | 2010-12-14 | Sale | 24,600.0 | $26.99 |
| BROWN ROBERT J | Director | 2010-12-13 | Sale | 22,100.0 | $26.95 |
| JACKSON MICHAEL J | Chairman and CEO | 2010-12-07 | Sale | 300.0 | $27.0 |
| BROWN ROBERT J | Director | 2010-12-07 | Sale | 12,300.0 | $26.96 |
| JACKSON MICHAEL J | Chairman and CEO | 2010-12-02 | Sale | 58,000.0 | $27.01 |
| Short Michael J | EVP and CFO | 2010-12-02 | Sale | 25,000.0 | $26.88 |
| WESTFALL KEVIN P | SVP - Sales | 2010-12-02 | Sale | 10,000.0 | $26.93 |
| Short Michael J | EVP and CFO | 2010-11-24 | Sale | 9,200.0 | $26.6 |
| Short Michael J | EVP and CFO | 2010-11-15 | Sale | 5,700.0 | $26.83 |
| FERRANDO JONATHAN P | EVP, Gen Counsel & Secretary | 2010-11-10 | Sale | 50,000.0 | $26.82 |
| WESTFALL KEVIN P | SVP - Sales | 2010-11-09 | Sale | 1,976.0 | $26.63 |
| WESTFALL KEVIN P | SVP - Sales | 2010-11-04 | Sale | 35,100.0 | $25.5 |
| GATES WILLIAM H III | Reporting insider | 2010-11-03 | Purchase | 36,142.0 | $24.23 |
| CASCADE INVESTMENT LLC | TenPercentOwnerOther | 2010-11-03 | Purchase | 36,142.0 | $24.23 |
| GATES WILLIAM H III | Reporting insider | 2010-11-02 | Purchase | 56,528.0 | $23.84 |
| CASCADE INVESTMENT LLC | TenPercentOwnerOther | 2010-11-02 | Purchase | 56,528.0 | $23.84 |
| GATES WILLIAM H III | Reporting insider | 2010-10-29 | Purchase | 56,000.0 | $23.22 |
| CASCADE INVESTMENT LLC | TenPercentOwnerOther | 2010-10-29 | Purchase | 56,000.0 | $23.22 |
| LARSON MICHAEL | Director | 2010-10-29 | Purchase | 1,000.0 | $23.23 |
| EDELSON DAVID B | Director | 2010-10-29 | Purchase | 1,500.0 | $22.58 |
| MAROONE MICHAEL E | Director, President and COO | 2010-09-01 | Sale | 400,000.0 | $23.21 |
| GRUSKY ROBERT R | Director | 2010-08-06 | Sale | 45,616.0 | $24.2 |
| WESTFALL KEVIN P | SVP - Sales | 2010-08-05 | Sale | 5,071.0 | $24.28 |
| Stephan Michael J | VP - Corporate Controller | 2010-08-03 | Sale | 350.0 | $24.48 |
| Stephan Michael J | VP - Corporate Controller | 2010-08-02 | Sale | 694.0 | $24.67 |
| Stephan Michael J | VP - Corporate Controller | 2010-07-30 | Sale | 4,333.0 | $24.02 |
| FERRANDO JONATHAN P | EVP, Gen Counsel & Secretary | 2010-07-30 | Sale | 40,753.0 | $23.98 |
| JACKSON MICHAEL J | Chairman and CEO | 2010-07-30 | Sale | 67,767.0 | $23.85 |
| JACKSON MICHAEL J | Chairman and CEO | 2010-07-29 | Sale | 16,603.0 | $23.62 |
| Stephan Michael J | VP - Corporate Controller | 2010-07-26 | Sale | 8,634.0 | $24.41 |
| FERRANDO JONATHAN P | EVP, Gen Counsel & Secretary | 2010-07-23 | Sale | 9,984.0 | $22.57 |
| EDELSON DAVID B | Director | 2010-05-06 | Purchase | 1,000.0 | $18.97 |
| EDELSON DAVID B | Director | 2010-05-06 | Purchase | 1,000.0 | $19.59 |
| WESTFALL KEVIN P | SVP - Sales | 2010-04-30 | Sale | 1,773.0 | $20.25 |
| RBS PARTNERS L P /CT | TenPercentOwner | 2010-04-13 | Purchase | 73,967.0 | $18.29 |
| ESL PARTNERS, L.P. | TenPercentOwner | 2010-04-13 | Purchase | 73,967.0 | $18.29 |
| ESL INVESTMENTS INC | TenPercentOwner | 2010-04-13 | Purchase | 73,967.0 | $18.29 |
| LAMPERT EDWARD S | TenPercentOwner | 2010-04-13 | Purchase | 73,967.0 | $18.29 |
| ESL INVESTORS LLC | TenPercentOwner | 2010-04-13 | Purchase | 73,967.0 | $18.29 |
| RBS PARTNERS L P /CT | TenPercentOwner | 2010-04-13 | Purchase | 320,985.0 | $18.29 |
| ESL PARTNERS, L.P. | TenPercentOwner | 2010-04-13 | Purchase | 320,985.0 | $18.29 |
| ESL INVESTMENTS INC | TenPercentOwner | 2010-04-13 | Purchase | 320,985.0 | $18.29 |
| LAMPERT EDWARD S | TenPercentOwner | 2010-04-13 | Purchase | 320,985.0 | $18.29 |
| ESL INVESTORS LLC | TenPercentOwner | 2010-04-13 | Purchase | 320,985.0 | $18.29 |
| RBS PARTNERS L P /CT | TenPercentOwner | 2010-04-12 | Purchase | 24,369.0 | $18.3 |
| ESL PARTNERS, L.P. | TenPercentOwner | 2010-04-12 | Purchase | 24,369.0 | $18.3 |
| ESL INVESTMENTS INC | TenPercentOwner | 2010-04-12 | Purchase | 24,369.0 | $18.3 |
| LAMPERT EDWARD S | TenPercentOwner | 2010-04-12 | Purchase | 24,369.0 | $18.3 |
| ESL INVESTORS LLC | TenPercentOwner | 2010-04-12 | Purchase | 24,369.0 | $18.3 |
| RBS PARTNERS L P /CT | TenPercentOwner | 2010-04-12 | Purchase | 134,331.0 | $18.3 |
| ESL PARTNERS, L.P. | TenPercentOwner | 2010-04-12 | Purchase | 134,331.0 | $18.3 |
| ESL INVESTMENTS INC | TenPercentOwner | 2010-04-12 | Purchase | 134,331.0 | $18.3 |
| LAMPERT EDWARD S | TenPercentOwner | 2010-04-12 | Purchase | 134,331.0 | $18.3 |
| ESL INVESTORS LLC | TenPercentOwner | 2010-04-12 | Purchase | 134,331.0 | $18.3 |
| RBS PARTNERS L P /CT | TenPercentOwner | 2010-04-09 | Purchase | 282,034.0 | $18.29 |
| ESL PARTNERS, L.P. | TenPercentOwner | 2010-04-09 | Purchase | 282,034.0 | $18.29 |
| ESL INVESTMENTS INC | TenPercentOwner | 2010-04-09 | Purchase | 282,034.0 | $18.29 |
| LAMPERT EDWARD S | TenPercentOwner | 2010-04-09 | Purchase | 282,034.0 | $18.29 |
| ESL INVESTORS LLC | TenPercentOwner | 2010-04-09 | Purchase | 282,034.0 | $18.29 |
| RBS PARTNERS L P /CT | TenPercentOwner | 2010-04-09 | Purchase | 137,143.0 | $18.29 |
| ESL PARTNERS, L.P. | TenPercentOwner | 2010-04-09 | Purchase | 137,143.0 | $18.29 |
| ESL INVESTMENTS INC | TenPercentOwner | 2010-04-09 | Purchase | 137,143.0 | $18.29 |
| LAMPERT EDWARD S | TenPercentOwner | 2010-04-09 | Purchase | 137,143.0 | $18.29 |
| ESL INVESTORS LLC | TenPercentOwner | 2010-04-09 | Purchase | 137,143.0 | $18.29 |
| RBS PARTNERS L P /CT | TenPercentOwner | 2010-03-02 | Purchase | 6,437.0 | $17.98 |
| ESL INVESTMENTS INC | TenPercentOwner | 2010-03-02 | Purchase | 6,437.0 | $17.98 |
| LAMPERT EDWARD S | TenPercentOwner | 2010-03-02 | Purchase | 6,437.0 | $17.98 |
| ESL INVESTORS LLC | TenPercentOwner | 2010-03-02 | Purchase | 6,437.0 | $17.98 |
| RBS PARTNERS L P /CT | TenPercentOwner | 2010-03-01 | Purchase | 73,800.0 | $17.92 |
| ESL INVESTMENTS INC | TenPercentOwner | 2010-03-01 | Purchase | 73,800.0 | $17.92 |
| LAMPERT EDWARD S | TenPercentOwner | 2010-03-01 | Purchase | 73,800.0 | $17.92 |
| ESL INVESTORS LLC | TenPercentOwner | 2010-03-01 | Purchase | 73,800.0 | $17.92 |
| EDELSON DAVID B | Director | 2009-11-27 | Purchase | 1,000.0 | $17.15 |
| BILL & MELINDA GATES FOUNDATION TRUST | Other | 2009-10-29 | Purchase | 16,200.0 | $18.22 |
| BILL & MELINDA GATES FOUNDATION TRUST | Other | 2009-10-29 | Purchase | 483,800.0 | $17.61 |
| GATES WILLIAM H III | Reporting insider | 2009-10-29 | Purchase | 16,200.0 | $18.22 |
| CASCADE INVESTMENT LLC | TenPercentOwnerOther | 2009-10-29 | Purchase | 16,200.0 | $18.22 |
| GATES WILLIAM H III | Reporting insider | 2009-10-29 | Purchase | 483,800.0 | $17.61 |
| CASCADE INVESTMENT LLC | TenPercentOwnerOther | 2009-10-29 | Purchase | 483,800.0 | $17.61 |
| JACKSON MICHAEL J | Chairman and CEO | 2009-08-06 | Sale | 147,000.0 | $19.79 |
| BURDICK RICK L | Director | 2009-08-05 | Sale | 42,157.0 | $19.6 |
| MAROONE MICHAEL E | Director, President & COO | 2009-08-05 | Sale | 250,000.0 | $19.57 |
| JACKSON MICHAEL J | Chairman and CEO | 2009-08-05 | Sale | 154,166.0 | $19.54 |
| WESTFALL KEVIN P | SVP - Sales | 2009-08-04 | Sale | 5,071.0 | $20.5 |
| MAROONE MICHAEL E | Director, President & COO | 2009-08-04 | Sale | 250,000.0 | $19.89 |
| JACKSON MICHAEL J | Chairman and CEO | 2009-08-04 | Sale | 166,600.0 | $19.83 |
| FERRANDO JONATHAN P | EVP, Gen. Counsel & Secretary | 2009-08-04 | Sale | 37,753.0 | $20.13 |
| JACKSON MICHAEL J | Chairman and CEO | 2009-05-01 | Sale | 15,000.0 | $17.51 |
| JACKSON MICHAEL J | Chairman and CEO | 2009-05-01 | Sale | 185,000.0 | $17.51 |
| MAROONE MICHAEL E | Director, President and COO | 2009-04-29 | Sale | 270.0 | $17.79 |
| MAROONE MICHAEL E | Director, President and COO | 2009-04-27 | Sale | 626,691.0 | $16.89 |
| JACKSON MICHAEL J | Chairman and CEO | 2009-04-27 | Sale | 100,000.0 | $16.15 |
| RBS PARTNERS L P /CT | TenPercentOwner | 2009-02-04 | Purchase | 10,576.0 | $9.64 |