ALXO Insider Transactions — Page 5
468 retained open-market purchase and sale rows from SEC Forms 3, 4 and 5, newest first. This page shows rows 401–468; provenance stays internal.
| Insider profile | Role | Date | Transaction | Shares | Price |
|---|---|---|---|---|---|
| Pons Jaume | President & CEO | 2021-04-19 | Sale | 663.0 | $59.52 |
| Pons Jaume | President & CEO | 2021-04-19 | Sale | 2,914.0 | $58.36 |
| Pons Jaume | President & CEO | 2021-04-19 | Sale | 6,956.0 | $57.73 |
| Pons Jaume | President & CEO | 2021-04-19 | Sale | 5,330.0 | $56.42 |
| Randolph Sophia | Chief Medical Officer | 2021-04-12 | Sale | 284.0 | $63.51 |
| Randolph Sophia | Chief Medical Officer | 2021-04-12 | Sale | 259.0 | $61.59 |
| Randolph Sophia | Chief Medical Officer | 2021-04-12 | Sale | 2,941.0 | $60.29 |
| Randolph Sophia | Chief Medical Officer | 2021-04-12 | Sale | 1,000.0 | $59.15 |
| Randolph Sophia | Chief Medical Officer | 2021-04-12 | Sale | 2,903.0 | $58.06 |
| Pons Jaume | President and CEO | 2021-03-22 | Sale | 600.0 | $70.12 |
| Pons Jaume | President and CEO | 2021-03-22 | Sale | 9,200.0 | $69.77 |
| Pons Jaume | President and CEO | 2021-03-22 | Sale | 2,700.0 | $68.27 |
| Pons Jaume | President and CEO | 2021-03-22 | Sale | 1,500.0 | $67.18 |
| Pons Jaume | President and CEO | 2021-03-22 | Sale | 600.0 | $66.33 |
| Pons Jaume | President and CEO | 2021-03-22 | Sale | 900.0 | $64.98 |
| Pons Jaume | President and CEO | 2021-03-22 | Sale | 1,200.0 | $63.79 |
| Randolph Sophia | Chief Medical Officer | 2021-03-10 | Sale | 100.0 | $76.69 |
| Randolph Sophia | Chief Medical Officer | 2021-03-10 | Sale | 1,146.0 | $75.2 |
| Randolph Sophia | Chief Medical Officer | 2021-03-10 | Sale | 4,844.0 | $74.35 |
| Randolph Sophia | Chief Medical Officer | 2021-03-10 | Sale | 1,297.0 | $73.38 |
| Graham G. Walmsley | Director | 2020-12-14 | Purchase | 20,000.0 | $76.0 |
| George Jean | TenPercentOwner | 2020-07-21 | Purchase | 22,000.0 | $19.0 |
| Carusi Michael A | TenPercentOwner | 2020-07-21 | Purchase | 22,000.0 | $19.0 |
| Plain Henry A JR | TenPercentOwner | 2020-07-21 | Purchase | 22,000.0 | $19.0 |
| Lightstone Ventures, L.P. | TenPercentOwner | 2020-07-21 | Purchase | 22,000.0 | $19.0 |
| Lightstone Ventures (A), L.P. | TenPercentOwner | 2020-07-21 | Purchase | 22,000.0 | $19.0 |
| LSV Associates, LLC | TenPercentOwner | 2020-07-21 | Purchase | 22,000.0 | $19.0 |
| Lightstone Ventures II, L.P. | TenPercentOwner | 2020-07-21 | Purchase | 22,000.0 | $19.0 |
| Lightstone Ventures II (A), L.P. | TenPercentOwner | 2020-07-21 | Purchase | 22,000.0 | $19.0 |
| LSV Associates II, LLC | TenPercentOwner | 2020-07-21 | Purchase | 22,000.0 | $19.0 |
| George Jean | TenPercentOwner | 2020-07-21 | Purchase | 378,000.0 | $19.0 |
| Carusi Michael A | TenPercentOwner | 2020-07-21 | Purchase | 378,000.0 | $19.0 |
| Plain Henry A JR | TenPercentOwner | 2020-07-21 | Purchase | 378,000.0 | $19.0 |
| Lightstone Ventures, L.P. | TenPercentOwner | 2020-07-21 | Purchase | 378,000.0 | $19.0 |
| Lightstone Ventures (A), L.P. | TenPercentOwner | 2020-07-21 | Purchase | 378,000.0 | $19.0 |
| LSV Associates, LLC | TenPercentOwner | 2020-07-21 | Purchase | 378,000.0 | $19.0 |
| Lightstone Ventures II, L.P. | TenPercentOwner | 2020-07-21 | Purchase | 378,000.0 | $19.0 |
| Lightstone Ventures II (A), L.P. | TenPercentOwner | 2020-07-21 | Purchase | 378,000.0 | $19.0 |
| LSV Associates II, LLC | TenPercentOwner | 2020-07-21 | Purchase | 378,000.0 | $19.0 |
| Adelman Robert J | TenPercentOwnerOther | 2020-07-21 | Purchase | 3,000.0 | $19.0 |
| venBio Global Strategic Fund, L.P. | TenPercentOwnerOther | 2020-07-21 | Purchase | 3,000.0 | $19.0 |
| venBio Global Strategic Fund II L.P. | TenPercentOwnerOther | 2020-07-21 | Purchase | 3,000.0 | $19.0 |
| venBio Global Strategic GP II, Ltd. | TenPercentOwnerOther | 2020-07-21 | Purchase | 3,000.0 | $19.0 |
| venBio Global Strategic GP II, L.P. | TenPercentOwnerOther | 2020-07-21 | Purchase | 3,000.0 | $19.0 |
| venBio Global Strategic GP, L.P. | TenPercentOwnerOther | 2020-07-21 | Purchase | 3,000.0 | $19.0 |
| venBio Global Strategic GP, Ltd. | TenPercentOwnerOther | 2020-07-21 | Purchase | 3,000.0 | $19.0 |
| Adelman Robert J | TenPercentOwnerOther | 2020-07-21 | Purchase | 850,000.0 | $19.0 |
| venBio Global Strategic Fund, L.P. | TenPercentOwnerOther | 2020-07-21 | Purchase | 850,000.0 | $19.0 |
| venBio Global Strategic Fund II L.P. | TenPercentOwnerOther | 2020-07-21 | Purchase | 850,000.0 | $19.0 |
| venBio Global Strategic GP II, Ltd. | TenPercentOwnerOther | 2020-07-21 | Purchase | 850,000.0 | $19.0 |
| venBio Global Strategic GP II, L.P. | TenPercentOwnerOther | 2020-07-21 | Purchase | 850,000.0 | $19.0 |
| venBio Global Strategic GP, L.P. | TenPercentOwnerOther | 2020-07-21 | Purchase | 850,000.0 | $19.0 |
| venBio Global Strategic GP, Ltd. | TenPercentOwnerOther | 2020-07-21 | Purchase | 850,000.0 | $19.0 |
| Lettmann Jason | Director,TenPercentOwner | 2020-07-21 | Purchase | 22,000.0 | $19.0 |
| Lettmann Jason | Director,TenPercentOwner | 2020-07-21 | Purchase | 378,000.0 | $19.0 |
| Vivo Opportunity Fund, L.P. | TenPercentOwner | 2020-07-21 | Purchase | 185,526.0 | $19.0 |
| Vivo Opportunity, LLC | TenPercentOwner | 2020-07-21 | Purchase | 185,526.0 | $19.0 |
| Vivo Capital Fund IX, L.P. | TenPercentOwner | 2020-07-21 | Purchase | 185,526.0 | $19.0 |
| Vivo Capital IX, LLC | TenPercentOwner | 2020-07-21 | Purchase | 185,526.0 | $19.0 |
| Vivo Opportunity Fund, L.P. | TenPercentOwner | 2020-07-21 | Purchase | 789,474.0 | $19.0 |
| Vivo Opportunity, LLC | TenPercentOwner | 2020-07-21 | Purchase | 789,474.0 | $19.0 |
| Vivo Capital Fund IX, L.P. | TenPercentOwner | 2020-07-21 | Purchase | 789,474.0 | $19.0 |
| Vivo Capital IX, LLC | TenPercentOwner | 2020-07-21 | Purchase | 789,474.0 | $19.0 |
| Graham G. Walmsley | Director | 2020-07-21 | Purchase | 975,000.0 | $19.0 |
| Hemrajani Rekha | Director | 2020-07-21 | Purchase | 3,000.0 | $19.0 |
| GOODMAN COREY S | Director,TenPercentOwnerOther | 2020-07-21 | Purchase | 850,000.0 | $19.0 |
| Pietzke Steffen | VP Fin & Chief Acct Officer | 2020-07-21 | Purchase | 3,000.0 | $19.0 |
| GARCIA PETER S | Chief Financial Officer | 2020-07-21 | Purchase | 3,000.0 | $19.0 |