ALXO Insider Transactions — Page 4
468 retained open-market purchase and sale rows from SEC Forms 3, 4 and 5, newest first. This page shows rows 301–400; provenance stays internal.
| Insider profile | Role | Date | Transaction | Shares | Price |
|---|---|---|---|---|---|
| Lightstone Ventures, L.P. | TenPercentOwner | 2021-12-08 | Sale | 208.0 | $33.8 |
| Lightstone Ventures (A), L.P. | TenPercentOwner | 2021-12-08 | Sale | 208.0 | $33.8 |
| LSV Associates, LLC | TenPercentOwner | 2021-12-08 | Sale | 208.0 | $33.8 |
| Lightstone Ventures II, L.P. | TenPercentOwner | 2021-12-08 | Sale | 208.0 | $33.8 |
| Lightstone Ventures II (A), L.P. | TenPercentOwner | 2021-12-08 | Sale | 208.0 | $33.8 |
| LSV Associates II, LLC | TenPercentOwner | 2021-12-08 | Sale | 208.0 | $33.8 |
| George Jean | TenPercentOwner | 2021-12-08 | Sale | 1,531.0 | $33.8 |
| Carusi Michael A | TenPercentOwner | 2021-12-08 | Sale | 1,531.0 | $33.8 |
| Plain Henry A JR | TenPercentOwner | 2021-12-08 | Sale | 1,531.0 | $33.8 |
| Lightstone Ventures, L.P. | TenPercentOwner | 2021-12-08 | Sale | 1,531.0 | $33.8 |
| Lightstone Ventures (A), L.P. | TenPercentOwner | 2021-12-08 | Sale | 1,531.0 | $33.8 |
| LSV Associates, LLC | TenPercentOwner | 2021-12-08 | Sale | 1,531.0 | $33.8 |
| Lightstone Ventures II, L.P. | TenPercentOwner | 2021-12-08 | Sale | 1,531.0 | $33.8 |
| Lightstone Ventures II (A), L.P. | TenPercentOwner | 2021-12-08 | Sale | 1,531.0 | $33.8 |
| LSV Associates II, LLC | TenPercentOwner | 2021-12-08 | Sale | 1,531.0 | $33.8 |
| George Jean | TenPercentOwner | 2021-12-08 | Sale | 4,883.0 | $33.23 |
| Carusi Michael A | TenPercentOwner | 2021-12-08 | Sale | 4,883.0 | $33.23 |
| Plain Henry A JR | TenPercentOwner | 2021-12-08 | Sale | 4,883.0 | $33.23 |
| Lightstone Ventures, L.P. | TenPercentOwner | 2021-12-08 | Sale | 4,883.0 | $33.23 |
| Lightstone Ventures (A), L.P. | TenPercentOwner | 2021-12-08 | Sale | 4,883.0 | $33.23 |
| LSV Associates, LLC | TenPercentOwner | 2021-12-08 | Sale | 4,883.0 | $33.23 |
| Lightstone Ventures II, L.P. | TenPercentOwner | 2021-12-08 | Sale | 4,883.0 | $33.23 |
| Lightstone Ventures II (A), L.P. | TenPercentOwner | 2021-12-08 | Sale | 4,883.0 | $33.23 |
| LSV Associates II, LLC | TenPercentOwner | 2021-12-08 | Sale | 4,883.0 | $33.23 |
| George Jean | TenPercentOwner | 2021-12-08 | Sale | 35,836.0 | $33.23 |
| Carusi Michael A | TenPercentOwner | 2021-12-08 | Sale | 35,836.0 | $33.23 |
| Plain Henry A JR | TenPercentOwner | 2021-12-08 | Sale | 35,836.0 | $33.23 |
| Lightstone Ventures, L.P. | TenPercentOwner | 2021-12-08 | Sale | 35,836.0 | $33.23 |
| Lightstone Ventures (A), L.P. | TenPercentOwner | 2021-12-08 | Sale | 35,836.0 | $33.23 |
| LSV Associates, LLC | TenPercentOwner | 2021-12-08 | Sale | 35,836.0 | $33.23 |
| Lightstone Ventures II, L.P. | TenPercentOwner | 2021-12-08 | Sale | 35,836.0 | $33.23 |
| Lightstone Ventures II (A), L.P. | TenPercentOwner | 2021-12-08 | Sale | 35,836.0 | $33.23 |
| LSV Associates II, LLC | TenPercentOwner | 2021-12-08 | Sale | 35,836.0 | $33.23 |
| Randolph Sophia | Chief Medical Officer | 2021-11-22 | Sale | 14,884.0 | $36.77 |
| Pons Jaume | President & CEO | 2021-10-19 | Sale | 2,229.0 | $55.12 |
| Pons Jaume | President & CEO | 2021-10-19 | Sale | 14,471.0 | $54.17 |
| Pons Jaume | President & CEO | 2021-10-19 | Sale | 2,229.0 | $55.12 |
| Pons Jaume | President & CEO | 2021-10-19 | Sale | 14,471.0 | $54.17 |
| GARCIA PETER S | Chief Financial Officer | 2021-10-18 | Sale | 189.0 | $59.06 |
| GARCIA PETER S | Chief Financial Officer | 2021-10-18 | Sale | 438.0 | $58.3 |
| GARCIA PETER S | Chief Financial Officer | 2021-10-18 | Sale | 411.0 | $57.54 |
| GARCIA PETER S | Chief Financial Officer | 2021-10-18 | Sale | 1,437.0 | $56.09 |
| GARCIA PETER S | Chief Financial Officer | 2021-10-18 | Sale | 1,903.0 | $55.15 |
| GARCIA PETER S | Chief Financial Officer | 2021-10-18 | Sale | 2,851.0 | $54.33 |
| Randolph Sophia | Chief Medical Officer | 2021-10-11 | Sale | 2,439.0 | $61.36 |
| Randolph Sophia | Chief Medical Officer | 2021-10-11 | Sale | 4,948.0 | $60.79 |
| Pons Jaume | President & CEO | 2021-09-20 | Sale | 235.0 | $76.46 |
| Pons Jaume | President & CEO | 2021-09-20 | Sale | 1,714.0 | $75.46 |
| Pons Jaume | President & CEO | 2021-09-20 | Sale | 10,322.0 | $74.42 |
| Pons Jaume | President & CEO | 2021-09-20 | Sale | 4,429.0 | $73.78 |
| GARCIA PETER S | Chief Financial Officer | 2021-09-17 | Sale | 1,100.0 | $81.19 |
| GARCIA PETER S | Chief Financial Officer | 2021-09-17 | Sale | 273.0 | $80.22 |
| GARCIA PETER S | Chief Financial Officer | 2021-09-17 | Sale | 1,746.0 | $79.46 |
| GARCIA PETER S | Chief Financial Officer | 2021-09-17 | Sale | 7,199.0 | $78.61 |
| GARCIA PETER S | Chief Financial Officer | 2021-09-17 | Sale | 1,027.0 | $77.84 |
| GARCIA PETER S | Chief Financial Officer | 2021-09-16 | Sale | 1,426.0 | $80.43 |
| Randolph Sophia | Chief Medical Officer | 2021-09-10 | Sale | 1,458.0 | $78.31 |
| Randolph Sophia | Chief Medical Officer | 2021-09-10 | Sale | 5,029.0 | $77.69 |
| Randolph Sophia | Chief Medical Officer | 2021-09-10 | Sale | 900.0 | $76.45 |
| GARCIA PETER S | Chief Financial Officer | 2021-08-23 | Sale | 35.0 | $77.56 |
| GARCIA PETER S | Chief Financial Officer | 2021-08-23 | Sale | 2,616.0 | $76.66 |
| GARCIA PETER S | Chief Financial Officer | 2021-08-23 | Sale | 10,743.0 | $75.71 |
| GARCIA PETER S | Chief Financial Officer | 2021-08-23 | Sale | 19,448.0 | $75.09 |
| GARCIA PETER S | Chief Financial Officer | 2021-08-23 | Sale | 4,008.0 | $73.57 |
| GARCIA PETER S | Chief Financial Officer | 2021-08-23 | Sale | 18,060.0 | $72.66 |
| GARCIA PETER S | Chief Financial Officer | 2021-08-23 | Sale | 3,497.0 | $72.03 |
| GARCIA PETER S | Chief Financial Officer | 2021-08-23 | Sale | 1,593.0 | $70.86 |
| Pons Jaume | President & CEO | 2021-08-19 | Sale | 617.0 | $66.24 |
| Pons Jaume | President & CEO | 2021-08-19 | Sale | 1,373.0 | $65.6 |
| Pons Jaume | President & CEO | 2021-08-19 | Sale | 556.0 | $64.22 |
| Pons Jaume | President & CEO | 2021-08-19 | Sale | 1,190.0 | $62.84 |
| Pons Jaume | President & CEO | 2021-08-19 | Sale | 1,324.0 | $61.91 |
| Pons Jaume | President & CEO | 2021-08-19 | Sale | 4,007.0 | $60.78 |
| Pons Jaume | President & CEO | 2021-08-19 | Sale | 7,633.0 | $59.79 |
| GARCIA PETER S | Chief Financial Officer | 2021-08-17 | Sale | 40.0 | $68.62 |
| GARCIA PETER S | Chief Financial Officer | 2021-08-17 | Sale | 2,400.0 | $68.34 |
| GARCIA PETER S | Chief Financial Officer | 2021-08-17 | Sale | 505.0 | $67.13 |
| GARCIA PETER S | Chief Financial Officer | 2021-08-17 | Sale | 2,368.0 | $65.83 |
| GARCIA PETER S | Chief Financial Officer | 2021-08-17 | Sale | 4,687.0 | $65.24 |
| Randolph Sophia | Chief Medical Officer | 2021-08-10 | Sale | 70.0 | $65.46 |
| Randolph Sophia | Chief Medical Officer | 2021-08-10 | Sale | 5,599.0 | $64.76 |
| Randolph Sophia | Chief Medical Officer | 2021-08-10 | Sale | 1,718.0 | $64.2 |
| Pons Jaume | President & CEO | 2021-07-19 | Sale | 5,900.0 | $55.08 |
| Pons Jaume | President & CEO | 2021-07-19 | Sale | 9,500.0 | $54.37 |
| Pons Jaume | President & CEO | 2021-07-19 | Sale | 1,300.0 | $53.62 |
| Randolph Sophia | Chief Medical Officer | 2021-07-12 | Sale | 300.0 | $55.86 |
| Randolph Sophia | Chief Medical Officer | 2021-07-12 | Sale | 7,087.0 | $54.86 |
| Pons Jaume | President & CEO | 2021-06-21 | Sale | 10,353.0 | $58.92 |
| Pons Jaume | President & CEO | 2021-06-21 | Sale | 6,347.0 | $58.06 |
| Randolph Sophia | Chief Medical Officer | 2021-06-10 | Sale | 1,794.0 | $61.53 |
| Randolph Sophia | Chief Medical Officer | 2021-06-10 | Sale | 4,405.0 | $60.9 |
| Randolph Sophia | Chief Medical Officer | 2021-06-10 | Sale | 1,188.0 | $59.8 |
| Pons Jaume | President & CEO | 2021-05-19 | Sale | 979.0 | $56.71 |
| Pons Jaume | President & CEO | 2021-05-19 | Sale | 15,221.0 | $55.69 |
| Pons Jaume | President & CEO | 2021-05-19 | Sale | 500.0 | $54.2 |
| Randolph Sophia | Chief Medical Officer | 2021-05-10 | Sale | 73.0 | $64.56 |
| Randolph Sophia | Chief Medical Officer | 2021-05-10 | Sale | 956.0 | $62.79 |
| Randolph Sophia | Chief Medical Officer | 2021-05-10 | Sale | 4,433.0 | $62.12 |
| Randolph Sophia | Chief Medical Officer | 2021-05-10 | Sale | 1,925.0 | $61.12 |
| Pons Jaume | President & CEO | 2021-04-19 | Sale | 837.0 | $60.48 |