ALT Insider Transactions — Page 2
320 retained open-market purchase and sale rows from SEC Forms 3, 4 and 5, newest first. This page shows rows 101–200; provenance stays internal.
| Insider profile | Role | Date | Transaction | Shares | Price |
|---|---|---|---|---|---|
| SAYARE MITCHEL | Director | 2017-12-29 | Purchase | 5,100.0 | $1.95 |
| SCHAFFER DERACE L | Director | 2017-12-29 | Purchase | 38,699.0 | $1.93 |
| SCHAFFER DERACE L | Director | 2017-12-28 | Purchase | 58,711.0 | $1.92 |
| SCHAFFER DERACE L | Director | 2017-12-27 | Purchase | 27,706.0 | $1.77 |
| SCHAFFER DERACE L | Director | 2017-12-27 | Purchase | 50,000.0 | $1.76 |
| SCHAFFER DERACE L | Director | 2017-12-26 | Purchase | 51,442.0 | $1.81 |
| SCHAFFER DERACE L | Director | 2017-12-22 | Purchase | 17,982.0 | $1.61 |
| SCHAFFER DERACE L | Director | 2017-12-07 | Purchase | 7,639.0 | $1.74 |
| SCHAFFER DERACE L | Director | 2017-12-06 | Purchase | 16,106.0 | $1.8 |
| SCHAFFER DERACE L | Director | 2017-12-05 | Purchase | 13,495.0 | $1.78 |
| SCHAFFER DERACE L | Director | 2017-12-04 | Purchase | 7,300.0 | $1.81 |
| SCHAFFER DERACE L | Director | 2017-12-01 | Purchase | 5,215.0 | $1.8 |
| SCHAFFER DERACE L | Director | 2017-11-30 | Purchase | 12,978.0 | $1.84 |
| SCHAFFER DERACE L | Director | 2017-11-29 | Purchase | 7,942.0 | $1.94 |
| SCHAFFER DERACE L | Director | 2017-11-28 | Purchase | 12,395.0 | $1.97 |
| SCHAFFER DERACE L | Director | 2017-11-27 | Purchase | 10,042.0 | $2.0 |
| SCHAFFER DERACE L | Director | 2017-11-24 | Purchase | 6,505.0 | $2.02 |
| SCHAFFER DERACE L | Director | 2017-11-22 | Purchase | 5,261.0 | $2.1 |
| SCHAFFER DERACE L | Director | 2017-11-21 | Purchase | 7,236.0 | $2.06 |
| SCHAFFER DERACE L | Director | 2017-11-20 | Purchase | 4,800.0 | $2.07 |
| SCHAFFER DERACE L | Director | 2017-11-17 | Purchase | 6,295.0 | $2.12 |
| SCHAFFER DERACE L | Director | 2017-08-25 | Purchase | 50,000.0 | $2.25 |
| SCHAFFER DERACE L | Director | 2017-08-24 | Purchase | 17,326.0 | $2.24 |
| Drutz David | Director | 2017-08-23 | Purchase | 5,000.0 | $2.27 |
| SCHAFFER DERACE L | Director | 2017-08-23 | Purchase | 43,352.0 | $2.22 |
| Drutz David | Director | 2017-08-22 | Purchase | 5,000.0 | $2.15 |
| SCHAFFER DERACE L | Director | 2017-08-22 | Purchase | 5,958.0 | $2.1 |
| SCHAFFER DERACE L | Director | 2017-08-21 | Purchase | 690.0 | $2.02 |
| Roberts M Scot | Chief Scientific Officer | 2017-06-06 | Purchase | 449.0 | $4.42 |
| GILL JOHN | Director | 2017-06-02 | Purchase | 1,000.0 | $4.34 |
| FROHLICH PHIL | TenPercentOwner | 2016-12-09 | Sale | 436,324.0 | $3.26 |
| PRESCOTT GROUP CAPITAL MANAGEMENT, L.L.C. | TenPercentOwner | 2016-12-09 | Sale | 436,324.0 | $3.26 |
| FROHLICH PHIL | TenPercentOwner | 2016-12-08 | Sale | 440,479.0 | $3.25 |
| PRESCOTT GROUP CAPITAL MANAGEMENT, L.L.C. | TenPercentOwner | 2016-12-08 | Sale | 440,479.0 | $3.25 |
| FROHLICH PHIL | TenPercentOwner | 2016-12-07 | Sale | 477,829.0 | $3.26 |
| PRESCOTT GROUP CAPITAL MANAGEMENT, L.L.C. | TenPercentOwner | 2016-12-07 | Sale | 477,829.0 | $3.26 |
| RICHMAN ERIC I | Director | 2016-04-13 | Sale | 75,000.0 | $2.2 |
| RICHMAN ERIC I | Director | 2016-04-13 | Sale | 91,121.0 | $2.2 |
| RICHMAN ERIC I | Director | 2016-04-13 | Sale | 150,000.0 | $2.2 |
| RICHMAN ERIC I | Director | 2016-04-13 | Sale | 13,233.0 | $2.2 |
| RICHMAN ERIC I | Director | 2016-04-08 | Sale | 6,400.0 | $2.2 |
| RICHMAN ERIC I | Director | 2016-04-07 | Sale | 5,367.0 | $2.2 |
| St Peter Steven | Director | 2015-03-19 | Purchase | 25,000.0 | $1.65 |
| CHANG LINDA L | SVP, CFO & Secretary | 2015-01-07 | Sale | 29,600.0 | $2.1 |
| FROHLICH PHIL | TenPercentOwner | 2014-09-22 | Purchase | 8,500.0 | $1.55 |
| PRESCOTT GROUP CAPITAL MANAGEMENT, L.L.C. | TenPercentOwner | 2014-09-22 | Purchase | 8,500.0 | $1.55 |
| FROHLICH PHIL | TenPercentOwner | 2014-09-22 | Purchase | 6,500.0 | $1.54 |
| PRESCOTT GROUP CAPITAL MANAGEMENT, L.L.C. | TenPercentOwner | 2014-09-22 | Purchase | 6,500.0 | $1.54 |
| Runge Jeffrey W. | Director | 2011-12-12 | Purchase | 20,000.0 | $1.3 |
| FUERST THOMAS RICHARD | SVP, Chief Scientific Officer | 2011-11-22 | Purchase | 5,000.0 | $1.27 |
| CHANG LINDA L | SVP & CFO | 2011-11-16 | Purchase | 10,000.0 | $1.38 |
| FUERST THOMAS RICHARD | EVP, Chief Scientific Officer | 2011-11-10 | Purchase | 10,000.0 | $1.51 |
| Karp Jordan P | SVP, General Counsel | 2011-11-10 | Purchase | 10,000.0 | $1.51 |
| RICHMAN ERIC I | President and CEO | 2011-11-10 | Purchase | 2,500.0 | $1.51 |
| RICHMAN ERIC I | President and CEO | 2011-11-10 | Purchase | 3,000.0 | $1.5 |
| RICHMAN ERIC I | President and CEO | 2011-11-10 | Purchase | 4,500.0 | $1.5 |
| SCHAFFER DERACE L | Director | 2011-08-25 | Purchase | 0.0 | $0.0 |
| SCHAFFER DERACE L | Director | 2011-08-25 | Purchase | 16,800.0 | $0.7 |
| SCHAFFER DERACE L | Director | 2011-08-24 | Purchase | 0.0 | $0.0 |
| SCHAFFER DERACE L | Director | 2011-08-24 | Purchase | 20,902.0 | $0.7 |
| SAYARE MITCHEL | Director | 2011-08-18 | Purchase | 5,000.0 | $2.17 |
| Runge Jeffrey W. | Director | 2011-06-17 | Purchase | 17,850.0 | $2.69 |
| Riddle Valerie D | SVP, Medical Director | 2011-05-31 | Sale | 5,354.0 | $4.01 |
| Riddle Valerie D | SVP, Medical Director | 2011-05-31 | Sale | 3,438.0 | $4.0 |
| Riddle Valerie D | SVP, Medical Director | 2011-05-25 | Sale | 4,775.0 | $3.75 |
| PAPPAJOHN JOHN | Director | 2011-05-25 | Sale | 50,000.0 | $3.68 |
| Riddle Valerie D | SVP, Medical Director | 2011-05-23 | Sale | 5,353.0 | $3.63 |
| Riddle Valerie D | SVP, Medical Director | 2011-05-23 | Sale | 3,438.0 | $3.68 |
| SCHAFFER DERACE L | Director | 2011-05-19 | Sale | 142,497.0 | $3.68 |
| SCHAFFER DERACE L | Director | 2011-05-18 | Sale | 50,000.0 | $3.68 |
| SCHAFFER DERACE L | Director | 2011-05-17 | Sale | 75,000.0 | $3.71 |
| MPM BIOVENTURES III L.P. | TenPercentOwner | 2010-11-03 | Purchase | 430,000.0 | $3.5 |
| MPM BIOVENTURES III-QP L.P. | TenPercentOwner | 2010-11-03 | Purchase | 430,000.0 | $3.5 |
| MPM BIOVENTURES III PARALLEL FUND, L.P. | TenPercentOwner | 2010-11-03 | Purchase | 430,000.0 | $3.5 |
| MPM BIOVENTURES III GMBH & CO. Beteiligungs KG | TenPercentOwner | 2010-11-03 | Purchase | 430,000.0 | $3.5 |
| MPM BIOVENTURES III GP L.P. | TenPercentOwner | 2010-11-03 | Purchase | 430,000.0 | $3.5 |
| MPM BIOVENTURES III LLC | TenPercentOwner | 2010-11-03 | Purchase | 430,000.0 | $3.5 |
| MPM Asset Management Investors 2004 BVIII LLC | TenPercentOwner | 2010-11-03 | Purchase | 430,000.0 | $3.5 |
| GADICKE ANSBERT | TenPercentOwner | 2010-11-03 | Purchase | 430,000.0 | $3.5 |
| EVNIN LUKE | TenPercentOwner | 2010-11-03 | Purchase | 430,000.0 | $3.5 |
| STEINMETZ MICHAEL | TenPercentOwner | 2010-11-03 | Purchase | 430,000.0 | $3.5 |
| SIMON NICHOLAS J III | TenPercentOwner | 2010-11-03 | Purchase | 430,000.0 | $3.5 |
| HENNER DENNIS | TenPercentOwner | 2010-11-03 | Purchase | 430,000.0 | $3.5 |
| GALAKATOS NICHOLAS | TenPercentOwner | 2010-11-03 | Purchase | 430,000.0 | $3.5 |
| WHEELER KURT | TenPercentOwner | 2010-11-03 | Purchase | 430,000.0 | $3.5 |
| RICHMAN ERIC I | President and Interim CEO | 2010-06-17 | Purchase | 10,000.0 | $1.58 |
| PAPPAJOHN JOHN | Director | 2010-05-27 | Purchase | 45,656.0 | $1.51 |
| PAPPAJOHN JOHN | Director | 2010-05-27 | Purchase | 45,656.0 | $1.51 |
| PAPPAJOHN JOHN | Director | 2010-05-26 | Purchase | 54,344.0 | $1.49 |
| PAPPAJOHN JOHN | Director | 2010-05-26 | Purchase | 54,344.0 | $1.49 |
| SCHAFFER DERACE L | Director | 2010-05-18 | Purchase | 83,253.0 | $1.5 |
| SCHAFFER DERACE L | Director | 2010-05-17 | Purchase | 16,747.0 | $1.42 |
| SCHAFFER DERACE L | Director | 2009-12-11 | Purchase | 50,000.0 | $1.2 |
| PAPPAJOHN JOHN | Director | 2009-12-11 | Purchase | 100,000.0 | $1.19 |
| WRIGHT DAVID P | President and CEO | 2009-12-11 | Purchase | 25,000.0 | $1.16 |
| PAPPAJOHN JOHN | Director | 2009-03-26 | Sale | 17,735.0 | $0.0 |
| SCHAFFER DERACE L | Director | 2009-03-26 | Sale | 17,735.0 | $0.0 |
| SCHAFFER DERACE L | Director | 2009-03-12 | Sale | 212,814.0 | $0.0 |
| PAPPAJOHN JOHN | Director | 2009-03-12 | Sale | 212,814.0 | $0.0 |
| WRIGHT DAVID P | President and CEO | 2008-12-01 | Purchase | 13,000.0 | $0.95 |