ALSN Insider Transactions — Page 7
851 retained open-market purchase and sale rows from SEC Forms 3, 4 and 5, newest first. This page shows rows 601–700; provenance stays internal.
| Insider profile | Role | Date | Transaction | Shares | Price |
|---|---|---|---|---|---|
| Parish David L. | Sr. VP, Ops and Purchasing | 2013-12-16 | Sale | 30,000.0 | $26.64 |
| Dewey Lawrence E. | Chairman, President & CEO | 2013-12-13 | Sale | 1,000.0 | $26.35 |
| Dewey Lawrence E. | Chairman, President & CEO | 2013-12-12 | Sale | 27,000.0 | $25.98 |
| Headly Michael G. | VP, Outside North America | 2013-12-12 | Sale | 34,450.0 | $25.98 |
| Reynolds Richard VanFleet | Director | 2013-12-10 | Sale | 5,175.0 | $27.85 |
| Dean Sharon L. | VP, Quality and Reliability | 2013-12-10 | Sale | 1,099.0 | $27.86 |
| Scroggins Eric C. | VP, Gen. Counsel and Secretary | 2013-12-09 | Sale | 15,500.0 | $27.95 |
| Kirk Randall R. | VP, Product Engineering | 2013-12-09 | Sale | 8,944.0 | $28.04 |
| Dean Sharon L. | VP, Quality and Reliability | 2013-12-09 | Sale | 30,600.0 | $27.96 |
| Scroggins Eric C. | VP, Gen. Counsel and Secretary | 2013-12-06 | Sale | 4,500.0 | $27.94 |
| Dean Sharon L. | VP, Quality and Reliability | 2013-12-06 | Sale | 7,900.0 | $27.91 |
| Headly Michael G. | VP, Outside North America | 2013-12-05 | Sale | 9,505.0 | $27.11 |
| Wanaselja James L. | VP, NA Mkt Sales & Service | 2013-12-03 | Sale | 23,000.0 | $26.99 |
| Graziosi David S. | Exec VP, CFO and Treasurer | 2013-12-03 | Sale | 12,600.0 | $27.0 |
| Parish David L. | Sr. VP, Ops and Purchasing | 2013-12-03 | Sale | 30,000.0 | $27.36 |
| Graziosi David S. | Exec VP, CFO and Treasurer | 2013-12-02 | Sale | 31,217.0 | $27.12 |
| Graziosi David S. | Exec VP, CFO and Treasurer | 2013-11-29 | Sale | 8,800.0 | $27.38 |
| Dean Sharon L. | VP, Quality and Reliability | 2013-11-21 | Sale | 43,400.0 | $27.04 |
| Dean Sharon L. | VP, Quality and Reliability | 2013-11-20 | Sale | 17,200.0 | $26.94 |
| Dyer Edward L. | VP, Defense Programs | 2013-11-15 | Sale | 32,000.0 | $26.13 |
| Dean Sharon L. | VP, Quality and Reliability | 2013-11-15 | Sale | 53,600.0 | $26.1 |
| Onex US Principals LP | TenPercentOwner | 2013-11-15 | Sale | 7,500,000.0 | $23.1 |
| ONEX PARTNERS II L P | TenPercentOwner | 2013-11-15 | Sale | 7,500,000.0 | $23.1 |
| Onex Partners II GP LP | TenPercentOwner | 2013-11-15 | Sale | 7,500,000.0 | $23.1 |
| 1597257 Ontario Inc. | TenPercentOwner | 2013-11-15 | Sale | 7,500,000.0 | $23.1 |
| Onex Partners GP Inc. | TenPercentOwner | 2013-11-15 | Sale | 7,500,000.0 | $23.1 |
| Onex Allison Co-Invest LP | TenPercentOwner | 2013-11-15 | Sale | 7,500,000.0 | $23.1 |
| New PCo Investments Ltd. | TenPercentOwner | 2013-11-15 | Sale | 7,500,000.0 | $23.1 |
| ONEX CORP | TenPercentOwner | 2013-11-15 | Sale | 7,500,000.0 | $23.1 |
| SCHWARTZ GERALD W | TenPercentOwner | 2013-11-15 | Sale | 7,500,000.0 | $23.1 |
| Onex American Holdings II LLC | TenPercentOwner | 2013-11-15 | Sale | 7,500,000.0 | $23.1 |
| OAH Wind LLC | TenPercentOwner | 2013-11-15 | Sale | 7,500,000.0 | $23.1 |
| Onex American Holdings Subco LLC | TenPercentOwner | 2013-11-15 | Sale | 7,500,000.0 | $23.1 |
| Onex American Holdings GP LLC | TenPercentOwner | 2013-11-15 | Sale | 7,500,000.0 | $23.1 |
| Allison Executive Investco II LLC | TenPercentOwner | 2013-11-15 | Sale | 7,500,000.0 | $23.1 |
| Allison Executive Investco LLC | TenPercentOwner | 2013-11-15 | Sale | 7,500,000.0 | $23.1 |
| Onex Allison Holding Ltd S.A.R.L. | TenPercentOwner | 2013-11-15 | Sale | 7,500,000.0 | $23.1 |
| TC Group, LLC | TenPercentOwner | 2013-11-15 | Sale | 7,500,000.0 | $23.1 |
| TC Group IV Managing GP, L.L.C. | TenPercentOwner | 2013-11-15 | Sale | 7,500,000.0 | $23.1 |
| Carlyle Group L.P. | TenPercentOwner | 2013-11-15 | Sale | 7,500,000.0 | $23.1 |
| Carlyle Partners IV AT Holdings, L.P. | TenPercentOwner | 2013-11-15 | Sale | 7,500,000.0 | $23.1 |
| Carlyle Group Management L.L.C. | TenPercentOwner | 2013-11-15 | Sale | 7,500,000.0 | $23.1 |
| Carlyle Holdings I GP Inc. | TenPercentOwner | 2013-11-15 | Sale | 7,500,000.0 | $23.1 |
| Carlyle Holdings I GP Sub L.L.C. | TenPercentOwner | 2013-11-15 | Sale | 7,500,000.0 | $23.1 |
| Carlyle Holdings I L.P. | TenPercentOwner | 2013-11-15 | Sale | 7,500,000.0 | $23.1 |
| Kirk Randall R. | VP, Product Engineering | 2013-11-15 | Sale | 9,424.0 | $26.1 |
| Scroggins Eric C. | VP, Gen. Counsel and Secretary | 2013-11-15 | Sale | 17,700.0 | $25.9 |
| Wanaselja James L. | VP, NA Mkt Sales & Service | 2013-11-13 | Sale | 23,000.0 | $25.48 |
| Dewey Lawrence E. | Chairman, President & CEO | 2013-11-13 | Sale | 10,000.0 | $25.8 |
| Dean Sharon L. | VP, Quality and Reliability | 2013-11-13 | Sale | 1,100.0 | $25.85 |
| Dewey Lawrence E. | Chairman, President & CEO | 2013-11-12 | Sale | 17,000.0 | $24.16 |
| Scroggins Eric C. | VP, Gen. Counsel and Secretary | 2013-10-24 | Sale | 100.0 | $25.9 |
| Dean Sharon L. | VP, Quality and Reliability | 2013-10-24 | Sale | 400.0 | $25.86 |
| Dean Sharon L. | VP, Quality and Reliability | 2013-10-23 | Sale | 79.0 | $25.85 |
| Dean Sharon L. | VP, Quality and Reliability | 2013-10-23 | Sale | 5,421.0 | $25.85 |
| Scroggins Eric C. | VP, Gen. Counsel and Secretary | 2013-10-23 | Sale | 58.0 | $24.9 |
| Dean Sharon L. | VP, Quality and Reliability | 2013-10-22 | Sale | 5,421.0 | $25.85 |
| Wanaselja James L. | VP, NA Mkt Sales & Service | 2013-10-16 | Sale | 23,000.0 | $24.95 |
| Dewey Lawrence E. | Chairman, President & CEO | 2013-10-15 | Sale | 7,900.0 | $24.82 |
| Dewey Lawrence E. | Chairman, President & CEO | 2013-10-14 | Sale | 19,100.0 | $25.01 |
| Scroggins Eric C. | VP, Gen. Counsel and Secretary | 2013-09-27 | Sale | 14,800.0 | $24.96 |
| Scroggins Eric C. | VP, Gen. Counsel and Secretary | 2013-09-26 | Sale | 300.0 | $24.9 |
| Scroggins Eric C. | VP, Gen. Counsel and Secretary | 2013-09-25 | Sale | 16,500.0 | $24.96 |
| Scroggins Eric C. | VP, Gen. Counsel and Secretary | 2013-09-23 | Sale | 4,100.0 | $24.98 |
| Scroggins Eric C. | VP, Gen. Counsel and Secretary | 2013-09-20 | Sale | 4,000.0 | $24.99 |
| Scroggins Eric C. | VP, Gen. Counsel and Secretary | 2013-09-19 | Sale | 2,300.0 | $24.99 |
| Wanaselja James L. | VP, NA Mkt Sales & Service | 2013-09-19 | Sale | 7,800.0 | $24.88 |
| Wanaselja James L. | VP, NA Mkt Sales & Service | 2013-09-18 | Sale | 15,200.0 | $24.9 |
| Scroggins Eric C. | VP, Gen. Counsel and Secretary | 2013-09-18 | Sale | 10,800.0 | $25.01 |
| Dean Sharon L. | VP, Quality and Reliability | 2013-09-17 | Sale | 10,000.0 | $24.85 |
| Scroggins Eric C. | VP, Gen. Counsel and Secretary | 2013-09-17 | Sale | 3,140.0 | $24.9 |
| Wanaselja James L. | VP, NA Mkt Sales & Service | 2013-08-23 | Sale | 35,200.0 | $22.61 |
| Wanaselja James L. | VP, NA Mkt Sales & Service | 2013-08-22 | Sale | 41,800.0 | $22.7 |
| Wanaselja James L. | VP, NA Mkt Sales & Service | 2013-08-21 | Sale | 23,000.0 | $22.38 |
| Onex US Principals LP | TenPercentOwner | 2013-08-12 | Sale | 11,902,500.0 | $21.18 |
| ONEX PARTNERS II L P | TenPercentOwner | 2013-08-12 | Sale | 11,902,500.0 | $21.18 |
| Onex Partners II GP LP | TenPercentOwner | 2013-08-12 | Sale | 11,902,500.0 | $21.18 |
| 1597257 Ontario Inc. | TenPercentOwner | 2013-08-12 | Sale | 11,902,500.0 | $21.18 |
| Onex Partners GP Inc. | TenPercentOwner | 2013-08-12 | Sale | 11,902,500.0 | $21.18 |
| Onex Allison Co-Invest LP | TenPercentOwner | 2013-08-12 | Sale | 11,902,500.0 | $21.18 |
| New PCo Investments Ltd. | TenPercentOwner | 2013-08-12 | Sale | 11,902,500.0 | $21.18 |
| TC Group, LLC | TenPercentOwner | 2013-08-12 | Sale | 11,902,500.0 | $21.18 |
| TC Group IV Managing GP, L.L.C. | TenPercentOwner | 2013-08-12 | Sale | 11,902,500.0 | $21.18 |
| Carlyle Group L.P. | TenPercentOwner | 2013-08-12 | Sale | 11,902,500.0 | $21.18 |
| Carlyle Partners IV AT Holdings, L.P. | TenPercentOwner | 2013-08-12 | Sale | 11,902,500.0 | $21.18 |
| Carlyle Group Management L.L.C. | TenPercentOwner | 2013-08-12 | Sale | 11,902,500.0 | $21.18 |
| Carlyle Holdings I GP Inc. | TenPercentOwner | 2013-08-12 | Sale | 11,902,500.0 | $21.18 |
| Carlyle Holdings I GP Sub L.L.C. | TenPercentOwner | 2013-08-12 | Sale | 11,902,500.0 | $21.18 |
| Carlyle Holdings I L.P. | TenPercentOwner | 2013-08-12 | Sale | 11,902,500.0 | $21.18 |
| ONEX CORP | TenPercentOwner | 2013-08-12 | Sale | 11,902,500.0 | $21.18 |
| SCHWARTZ GERALD W | TenPercentOwner | 2013-08-12 | Sale | 11,902,500.0 | $21.18 |
| Onex American Holdings II LLC | TenPercentOwner | 2013-08-12 | Sale | 11,902,500.0 | $21.18 |
| OAH Wind LLC | TenPercentOwner | 2013-08-12 | Sale | 11,902,500.0 | $21.18 |
| Onex American Holdings Subco LLC | TenPercentOwner | 2013-08-12 | Sale | 11,902,500.0 | $21.18 |
| Onex American Holdings GP LLC | TenPercentOwner | 2013-08-12 | Sale | 11,902,500.0 | $21.18 |
| Allison Executive Investco II LLC | TenPercentOwner | 2013-08-12 | Sale | 11,902,500.0 | $21.18 |
| Allison Executive Investco LLC | TenPercentOwner | 2013-08-12 | Sale | 11,902,500.0 | $21.18 |
| Onex Allison Holding Ltd S.A.R.L. | TenPercentOwner | 2013-08-12 | Sale | 11,902,500.0 | $21.18 |
| Price Robert M. | VP, Human Resources | 2013-08-12 | Sale | 33,356.0 | $22.66 |
| Price Robert M. | VP, Human Resources | 2013-08-09 | Sale | 2,026.0 | $22.53 |